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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering $700,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc., maturing on February 5, 2029. These unsecured debt notes pay a contingent coupon only when CrowdStrike’s share price is at or above a preset coupon barrier on each observation date.

The notes can be called early if the stock closes at or above the initial level on any observation date, in which case investors receive principal plus the applicable coupon and no further payments. If not called and the final stock level is below the downside threshold, repayment at maturity is reduced in line with the stock’s decline, and the entire principal can be lost.

All payments depend on UBS’s credit, the notes will not be listed on any exchange, the minimum investment is 100 notes at $10 each, and the estimated initial value is $9.74 per note, reflecting UBS’s internal pricing and funding assumptions.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Humana Inc., maturing around February 3, 2028. These unsecured debt obligations pay a contingent coupon only when Humana’s closing level on an observation date, including the final valuation date, is at or above a specified coupon barrier.

The Notes may be automatically called before maturity if Humana’s share level on any observation date (other than the final one) is at or above the initial level. In that case, holders receive the principal amount plus any contingent coupon due, and no further payments are made.

If the Notes are not called and Humana’s final level is at or above the downside threshold, UBS repays the $10 principal per Note. If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and holders can lose some or all of their investment. All payments depend on UBS’s creditworthiness, and the Notes are not insured, listed on an exchange, or equivalent to owning Humana shares. The estimated initial value per Note is expected to be between $9.42 and $9.67, reflecting UBS’s internal pricing models.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc., maturing on or about February 5, 2029. These are unsecured debt obligations of UBS with a principal amount of $10 per Note, sold in minimums of 100 Notes.

The Notes pay a contingent coupon at 11.72% per annum (about $0.293 per period on a $10 Note) only if CrowdStrike’s closing level on each observation date is at or above the coupon barrier of $60.00, which is 60.00% of the initial level. The Notes are automatically called if the stock closes at or above the initial level on any observation date before maturity, returning principal plus the applicable coupon and ending further payments.

If the Notes are not called and the final level is at or above the downside threshold of $60.00, UBS repays the $10 principal plus the final coupon. If the final level is below the downside threshold, repayment is reduced to $10 × (1 + underlying return), exposing holders to the full downside of the stock and potentially a total loss of principal. All payments depend on UBS’s credit; the estimated initial value is between $9.37 and $9.62 per Note.

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UBS AG is issuing $513,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Norwegian Cruise Line Holdings Ltd., maturing on August 3, 2027. The Notes are unsecured, unsubordinated debt of UBS and are not bank deposits or FDIC insured.

Holders receive contingent coupons only if the cruise line stock closes at or above a set coupon barrier on each observation date. The Notes are automatically called early if the stock closes at or above its initial level on any observation date before maturity, returning principal plus the applicable contingent coupon, with no further payments.

If the Notes are not called and the final stock level is at or above a downside threshold, investors receive only the $10 principal per Note at maturity. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their investment. All payments, including any principal, depend on UBS’s creditworthiness. The minimum investment is 100 Notes ($1,000), and the estimated initial value is $9.79 per Note.

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UBS AG is offering $650,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation, maturing on February 5, 2029. These unsecured debt notes pay contingent coupons only when the stock closes at or above a preset coupon barrier on observation dates.

The notes may be automatically called before maturity if the stock closes at or above its initial level on any observation date, in which case investors receive principal plus any due coupon and no further payments. If the notes are not called and the final stock level is below the downside threshold, repayment of principal is reduced in line with the stock’s decline, and investors can lose all of their investment.

All payments depend on the creditworthiness of UBS, the notes will not be listed on any exchange, the minimum investment is 100 notes at $10 each, and the estimated initial value per $10 note is $9.73 based on UBS’ internal pricing models.

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UBS AG is offering $200,000 of Trigger Autocallable Contingent Yield Notes linked to Uber Technologies common stock, maturing on February 3, 2028. The Notes can pay a contingent coupon only when Uber’s share price on an observation date is at or above a preset coupon barrier.

The Notes may be automatically called early if Uber’s share price is at or above the initial level on any observation date before maturity, in which case investors receive $10 per Note plus the due coupon and no further payments. If not called, principal is repaid at maturity only if the final share price is at or above a downside threshold; below this level, repayment is reduced in line with Uber’s percentage decline, and investors can lose all of their investment.

The minimum investment is 100 Notes at $10 each, and a worked example uses a 13.62% per annum contingent coupon and a $70 coupon barrier and downside threshold. All payments depend on UBS’s credit; a default by UBS could result in a total loss regardless of Uber’s share performance.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Norwegian Cruise Line Holdings Ltd., with an expected term to about August 3, 2027. These are unsecured, unsubordinated debt obligations of UBS.

Investors may receive periodic contingent coupons only when the stock closes at or above a preset coupon barrier on each observation date. The notes can be called early if the stock closes at or above the initial level, returning principal plus the applicable coupon and ending further payments.

If the notes are not called and the stock finishes at or above a downside threshold on the final valuation date, investors receive full principal back (plus any final coupon if the coupon barrier is also met). If the final stock level is below the downside threshold, repayment is reduced in line with the stock’s decline and investors can lose all principal.

The minimum investment is 100 notes at $10 each, and the estimated initial value per note on the trade date is expected between $9.41 and $9.66. All payments depend on UBS’s credit; a UBS default could result in a total loss regardless of the stock’s performance.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation. These are unsecured, unsubordinated debt obligations that can pay periodic contingent coupons only if the stock closes at or above a preset coupon barrier on each observation date.

The notes may be automatically called before maturity if the stock closes at or above the initial level on any observation date, in which case investors receive the principal plus any due contingent coupon and no further payments. If not called and the final stock level is at or above the downside threshold, investors receive back the $10 principal per note; if it is below, repayment is reduced in line with the stock’s decline and can fall to zero. Payments depend on UBS’s creditworthiness, the notes will not be listed on any exchange, minimum investment is 100 notes at $10 each, and the estimated initial value per note is between $9.35 and $9.60.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Uber Technologies, Inc., maturing on or about February 3, 2028. These are unsecured, unsubordinated debt obligations of UBS.

The notes can pay periodic contingent coupons only when Uber’s closing share price on an observation date is at or above a coupon barrier, set at 70% of the initial level in the illustrative examples. If Uber’s share price on any observation date before maturity is at or above the initial level, the notes are automatically called and repay principal plus the applicable contingent coupon, with no further payments.

If the notes are not called and Uber’s final share price on the February 1, 2028 valuation date is at or above the downside threshold (70% of the initial level in the examples), investors receive principal back and any final contingent coupon. If the final level is below the downside threshold, repayment is reduced in line with Uber’s percentage decline, and the entire investment can be lost.

The preliminary supplement highlights that investing involves significant market and credit risk. Any payment depends on UBS’s creditworthiness, the notes will not be listed on an exchange, and the estimated initial value per $10 note is expected to range from $9.47 to $9.72.

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UBS AG is offering $200,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Dollar General Corporation, maturing on February 3, 2028. These are unsubordinated, unsecured debt obligations of UBS, not bank deposits and not FDIC insured.

The notes pay contingent coupons only when Dollar General’s closing level on an observation date is at or above a coupon barrier; otherwise no coupon is paid. If Dollar General’s level on any non-final observation date is at or above the initial level, the notes are automatically called, and investors receive principal plus any due coupon, with no further payments.

If the notes are not called and the final level is at or above a downside threshold, investors receive full principal at maturity (plus any final coupon). If the final level is below the downside threshold, repayment is reduced in line with Dollar General’s decline, potentially to zero. Any payment depends on UBS’s credit. The notes are not listed, have a minimum $1,000 investment, and an estimated initial value of $9.80 per $10 note.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8001 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 30, 2026.