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UBS AG (AMUB) SEC Filings, Jan 30, 2026

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering $200,000 of Trigger Autocallable Contingent Yield Notes linked to Target Corporation stock, maturing February 3, 2028. These unsecured debt notes can pay contingent coupons only when Target’s share price on an observation date is at or above a preset coupon barrier.

The notes may be automatically called before maturity if Target’s stock closes at or above the initial level on any observation date. In that case, investors receive the $10 principal per note plus the applicable contingent coupon, and the product terminates with no further payments.

If the notes are not called and Target’s final stock level is at or above the downside threshold, investors get back the $10 principal per note, potentially with a final contingent coupon. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and all principal can be lost.

The notes embed significant market and credit risk, differ from conventional bonds, and will not be listed on an exchange. The minimum investment is 100 notes at $10 each, and the estimated initial value per note is $9.80, based on UBS’s internal pricing models.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation, maturing on or about February 3, 2028. These are unsecured, unsubordinated debt obligations of UBS, not bank deposits and not FDIC insured.

Investors may receive periodic contingent coupons only if Intel’s closing share price on each observation date is at or above a preset coupon barrier. The notes can be automatically called early if Intel’s share price is at or above the initial level on any observation date before maturity, in which case investors receive principal plus the applicable coupon and no further payments.

If the notes are not called and Intel’s final share price is at or above the downside threshold, investors receive full principal at maturity, plus any final contingent coupon. If the final share price is below the downside threshold, repayment is reduced in line with Intel’s percentage decline and investors can lose some or all of their initial investment. All payments depend on UBS’s creditworthiness.

The notes are expected to trade on a T+2 settlement at issuance, will not be listed on any exchange, have a minimum investment of 100 notes at $10 each, and an estimated initial value between $9.44 and $9.69 per note based on UBS internal pricing models.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Generac Holdings Inc. These are unsecured debt obligations that pay contingent coupons only when Generac’s share price is at or above a preset coupon barrier on observation dates.

The notes can be called early if Generac’s share price is at or above the initial level on any observation date, in which case investors receive principal plus the contingent coupon and no further payments. If the notes are not called and Generac’s final share price is at or above the downside threshold at maturity, investors receive principal back, potentially with a final coupon.

If the notes are not called and Generac’s final share price is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose all of their investment. All payments also depend on the creditworthiness of UBS. The notes are offered at $10 per note, with a minimum $1,000 investment, and an estimated initial value of $9.56 per note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Fluor Corporation, maturing on or about February 3, 2028. Each Note has a $10 principal amount, with a minimum investment of 100 Notes.

Investors receive contingent coupons only when Fluor’s closing level on an observation date is at or above a coupon barrier. The Notes may be automatically called early if the stock closes at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and no further payments.

If the Notes are not called and the final level is at or above a downside threshold, principal is repaid at maturity; if it is below this threshold, repayment is reduced in line with the stock’s decline and investors could lose their entire investment. Any payment depends on the creditworthiness of UBS. The estimated initial value per $10 Note is expected to be between $9.39 and $9.64.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Target Corporation, maturing on or about February 3, 2028. These unsecured debt notes pay contingent coupons only when Target’s share price on an observation date is at or above a preset coupon barrier.

The notes are automatically called early if Target’s share price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and no further payments. If the notes are not called and Target’s final share level is at or above a downside threshold, investors receive only principal back.

If the notes are not called and Target’s final share level is below the downside threshold, repayment is reduced in line with Target’s percentage decline, and investors can lose all of their investment. Payments depend on UBS’s credit. The notes are not listed, have a minimum purchase of 100 notes at $10 each, and an estimated initial value between $9.45 and $9.70 per $10 note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Norwegian Cruise Line Holdings Ltd., maturing on February 3, 2028. These are unsecured debt obligations of UBS, not conventional bonds and not principal-protected.

Investors receive a contingent coupon only if the stock closes at or above a preset coupon barrier on each observation date. The notes are automatically called early if the stock is at or above its initial level on any observation date, in which case investors receive principal plus the applicable coupon and the product terminates.

If not called, and the final stock level is at or above the downside threshold, investors receive only their principal (plus any final coupon). If the final level is below the downside threshold, repayment is reduced in line with the stock’s loss, and investors can lose all of their investment. Payments also depend on UBS’s credit; a default by UBS could result in total loss.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Generac Holdings Inc., maturing on or about February 5, 2029. These are unsecured, unsubordinated debt obligations whose payments depend on both Generac’s share performance and UBS’s creditworthiness.

Investors receive a contingent coupon only when the stock closes at or above a coupon barrier on set observation dates. The notes are automatically called early if the stock closes at or above the initial level on any observation date before maturity, returning principal plus the applicable coupon but ending future payments.

If the notes are not called and the final stock level is at or above a downside threshold, principal is repaid at maturity; if it is below, repayment is reduced in line with the stock’s percentage decline, and investors could lose their entire investment. The minimum investment is 100 notes at $10 each, and the estimated initial value per note on the trade date is expected between $9.20 and $9.45, reflecting UBS internal pricing models.

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UBS AG is offering $200,000 of Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of Baidu, Inc., maturing on February 3, 2028. Each Note has a $10 principal amount and pays a high contingent coupon of 19.16% per annum when conditions are met.

Coupons are paid only if Baidu’s ADR closing level on an observation date is at or above a coupon barrier set at 70% of the initial level. The Notes are automatically called early if the ADR closes at or above the initial level on any observation date, returning principal plus the coupon then due.

If not called and the final level is at or above the downside threshold (also 70% of the initial level), investors receive principal back at maturity, plus any final coupon if the barrier is met. If the final level is below the downside threshold, repayment is reduced in line with Baidu’s negative return, and the entire $10 per Note can be lost.

The Notes are unsubordinated, unsecured debt of UBS, so all payments depend on UBS’s credit. They are not listed on any exchange, have a minimum investment of 100 Notes (or $1,000), and the estimated initial value per Note is $9.78, reflecting UBS’s internal pricing and funding costs.

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UBS AG is offering $200,000 of Trigger Autocallable Contingent Yield Notes linked to Lennar Corporation common stock, maturing on February 3, 2028. These unsecured debt notes pay a contingent coupon only if Lennar’s share price is at or above a preset coupon barrier on each observation date.

The notes can be automatically called early if Lennar’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive the $10 principal per note plus the applicable contingent coupon and no further payments. If the notes are not called and the final stock level is at or above the downside threshold, investors receive their principal back, potentially with a final coupon. If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose all of their investment. All payments depend on UBS’s creditworthiness, and the notes are not listed on any exchange. The estimated initial value per note is $9.79.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Norwegian Cruise Line Holdings Ltd. The Notes are unsecured debt of UBS with a scheduled maturity on about February 3, 2028, and a denomination of $10 per Note with a minimum investment of 100 Notes.

Investors receive contingent coupons only when the stock closes at or above a coupon barrier on observation dates. The Notes can be automatically called early if the stock is at or above its initial level, in which case investors receive principal plus the applicable coupon and no further payments. If the Notes are not called and the final stock level is below a downside threshold, repayment at maturity is reduced in line with the stock’s decline and can fall to zero, resulting in total loss of principal.

An example illustration uses a contingent coupon rate of 19.09% per annum and a downside threshold and coupon barrier at 70% of the initial level. UBS estimates the initial value of each Note on the trade date will be between $9.41 and $9.66, reflecting its internal pricing models and funding rate. All payments depend on UBS’s creditworthiness, and the Notes will not be listed on any exchange.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 30, 2026.