Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Norwegian Cruise Line Holdings Ltd., maturing on February 3, 2028. These are unsecured debt obligations of UBS, not conventional bonds and not principal-protected.
Investors receive a contingent coupon only if the stock closes at or above a preset coupon barrier on each observation date. The notes are automatically called early if the stock is at or above its initial level on any observation date, in which case investors receive principal plus the applicable coupon and the product terminates.
If not called, and the final stock level is at or above the downside threshold, investors receive only their principal (plus any final coupon). If the final level is below the downside threshold, repayment is reduced in line with the stock’s loss, and investors can lose all of their investment. Payments also depend on UBS’s credit; a default by UBS could result in total loss.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Generac Holdings Inc., maturing on or about February 5, 2029. These are unsecured, unsubordinated debt obligations whose payments depend on both Generac’s share performance and UBS’s creditworthiness.
Investors receive a contingent coupon only when the stock closes at or above a coupon barrier on set observation dates. The notes are automatically called early if the stock closes at or above the initial level on any observation date before maturity, returning principal plus the applicable coupon but ending future payments.
If the notes are not called and the final stock level is at or above a downside threshold, principal is repaid at maturity; if it is below, repayment is reduced in line with the stock’s percentage decline, and investors could lose their entire investment. The minimum investment is 100 notes at $10 each, and the estimated initial value per note on the trade date is expected between $9.20 and $9.45, reflecting UBS internal pricing models.
UBS AG is offering $200,000 of Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of Baidu, Inc., maturing on February 3, 2028. Each Note has a $10 principal amount and pays a high contingent coupon of 19.16% per annum when conditions are met.
Coupons are paid only if Baidu’s ADR closing level on an observation date is at or above a coupon barrier set at 70% of the initial level. The Notes are automatically called early if the ADR closes at or above the initial level on any observation date, returning principal plus the coupon then due.
If not called and the final level is at or above the downside threshold (also 70% of the initial level), investors receive principal back at maturity, plus any final coupon if the barrier is met. If the final level is below the downside threshold, repayment is reduced in line with Baidu’s negative return, and the entire $10 per Note can be lost.
The Notes are unsubordinated, unsecured debt of UBS, so all payments depend on UBS’s credit. They are not listed on any exchange, have a minimum investment of 100 Notes (or $1,000), and the estimated initial value per Note is $9.78, reflecting UBS’s internal pricing and funding costs.
UBS AG is offering $200,000 of Trigger Autocallable Contingent Yield Notes linked to Lennar Corporation common stock, maturing on February 3, 2028. These unsecured debt notes pay a contingent coupon only if Lennar’s share price is at or above a preset coupon barrier on each observation date.
The notes can be automatically called early if Lennar’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive the $10 principal per note plus the applicable contingent coupon and no further payments. If the notes are not called and the final stock level is at or above the downside threshold, investors receive their principal back, potentially with a final coupon. If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose all of their investment. All payments depend on UBS’s creditworthiness, and the notes are not listed on any exchange. The estimated initial value per note is $9.79.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Norwegian Cruise Line Holdings Ltd. The Notes are unsecured debt of UBS with a scheduled maturity on about February 3, 2028, and a denomination of $10 per Note with a minimum investment of 100 Notes.
Investors receive contingent coupons only when the stock closes at or above a coupon barrier on observation dates. The Notes can be automatically called early if the stock is at or above its initial level, in which case investors receive principal plus the applicable coupon and no further payments. If the Notes are not called and the final stock level is below a downside threshold, repayment at maturity is reduced in line with the stock’s decline and can fall to zero, resulting in total loss of principal.
An example illustration uses a contingent coupon rate of 19.09% per annum and a downside threshold and coupon barrier at 70% of the initial level. UBS estimates the initial value of each Note on the trade date will be between $9.41 and $9.66, reflecting its internal pricing models and funding rate. All payments depend on UBS’s creditworthiness, and the Notes will not be listed on any exchange.
UBS AG is offering $577,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of First Solar, Inc., maturing on February 5, 2029. These unsecured notes pay a 17.91% per annum contingent coupon only when the stock closes at or above a coupon barrier, shown in examples as 60% of the initial level ($60.00).
The notes can be automatically called quarterly, starting after six months, if the stock is at or above its initial level, returning principal plus any due coupon. If not called and the final stock level is below the downside threshold (also 60% in the examples), repayment is reduced in line with the stock’s percentage decline, and all principal can be lost. Payments depend on UBS’s credit, the notes are not listed, the minimum investment is 100 notes at $10 each, and the estimated initial value per note is $9.73.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of Baidu, Inc., maturing on or about February 3, 2028. These are unsubordinated, unsecured debt obligations of UBS.
The Notes pay a contingent coupon only when the Baidu ADR closes at or above a coupon barrier, illustrated as 70% of the initial level, at each observation date. An automatic call occurs if the ADR closes at or above the initial level on any observation date before maturity, returning the $10 principal per Note plus the applicable contingent coupon, after which no further payments are made.
If the Notes are not called and the final Baidu level is at or above the downside threshold (illustrated as 70% of the initial level), investors receive full principal back at maturity, plus any final contingent coupon if the coupon barrier is met. If the final level is below the downside threshold, repayment is reduced in line with Baidu’s decline, and investors can lose up to 100% of principal.
The Notes are subject to UBS credit risk, will not be listed on any exchange, and are intended for investors who understand the structure and can tolerate the possibility of no coupons and substantial loss. Illustrative terms include a 16.70% per annum contingent coupon rate, a minimum investment of 100 Notes at $10 each, and an estimated initial value per Note between $9.43 and $9.68.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lennar Corporation, maturing on or about February 3, 2028. These unsecured debt obligations pay contingent coupons only when Lennar’s share price on an observation date is at or above a preset coupon barrier.
The notes may be automatically called before maturity if Lennar’s stock closes at or above the initial level on any observation date, in which case investors receive the principal plus any due coupon and no further payments. If the notes are not called and Lennar’s final share price is at or above a downside threshold, investors receive only their principal back.
If the notes are not called and Lennar’s final share price is below the downside threshold, repayment is reduced in line with the stock’s negative return, and investors can lose all of their initial investment. Payments depend on UBS’s creditworthiness. The notes are not listed, require a minimum investment of 100 notes at $10 each, and have an estimated initial value between $9.43 and $9.68 per note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of First Solar, Inc., maturing on or about February 5, 2029. These unsecured debt notes pay a contingent coupon only if the stock closes at or above a preset coupon barrier on quarterly observation dates.
The notes are automatically called early if First Solar’s stock closes at or above the initial level on any observation date after about six months, in which case investors receive principal plus the applicable coupon and no further payments. If not called and the final stock level is at or above a downside threshold, investors receive the $10 principal per note at maturity; if it is below the downside threshold, repayment is reduced in line with the stock’s decline and can fall to zero.
The preliminary examples reference a contingent coupon rate of 16.48% per annum, a $10 denomination and a downside threshold and coupon barrier set at 60.00% of the initial level, illustrating both capped income potential and substantial downside risk. The estimated initial value is expected to range between $9.36 and $9.61 per $10 note, reflecting UBS’s internal pricing and funding. Any payment depends on UBS’s credit; the notes are not bank deposits and are not insured, and investors may lose a significant portion or all of their investment.
UBS AG is offering $200,000 of Trigger Autocallable Contingent Yield Notes linked to Freeport-McMoRan Inc. common stock, maturing February 3, 2028. These unsecured debt notes pay a contingent coupon only when the stock closes at or above a preset coupon barrier on observation dates.
The notes can be automatically called early if the stock closes at or above the initial level on any observation date before maturity, returning principal plus the due coupon and ending further payments. If not called and the final stock level is at or above the downside threshold, investors receive full principal back at maturity.
If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose some or all of their investment. Payments depend on UBS’s credit, the notes will not be listed, the minimum investment is $1,000, and the estimated initial value is $9.79 per $10 note.