Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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UBS AG is offering $974,000 of Trigger Autocallable Contingent Yield Notes linked to Starbucks common stock, maturing on February 5, 2029. These notes pay a contingent coupon only when Starbucks’ share price on an observation date is at or above a set coupon barrier, with a 9.83% per annum illustrative rate.
The notes can be called early if Starbucks’ stock closes at or above its initial level on any observation date, returning principal plus the applicable coupon and ending the investment. If not called and the final stock level is at or above a downside threshold, investors receive principal back; if it is below that threshold, repayment is reduced in line with the stock’s decline and can fall to zero.
All payments depend on UBS’s credit, the notes are not listed on an exchange, the minimum investment is 100 notes at $10 each, and the estimated initial value per note is $9.73.
UBS AG is offering $3,215,000 of Trigger Autocallable Contingent Yield Notes linked to Intel common stock, maturing February 5, 2029. These unsecured notes pay a contingent coupon only when Intel’s closing level on an observation date is at or above a preset coupon barrier.
If Intel’s level on any observation date before maturity is at or above the initial level, the notes are automatically called and investors receive principal plus the applicable contingent coupon, with no further payments. If never called and the final level is at or above a downside threshold, investors receive full principal back at maturity.
If the notes are not called and Intel’s final level falls below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose most or all of their investment. All payments depend on UBS’s credit, and the estimated initial value per $10 note is $9.76.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport‑McMoRan Inc., maturing on or about February 3, 2028. These unsecured debt notes can pay periodic contingent coupons if the stock closes at or above a preset coupon barrier on scheduled observation dates.
The notes may be automatically called early if the stock closes at or above its initial level on any observation date before maturity, returning principal plus the applicable coupon, with no further payments. If not called and the final stock level is at or above a downside threshold, investors receive their $10 principal per note at maturity; if it is below that threshold, repayment is reduced in line with the stock’s decline and can fall to zero.
The notes are subject to UBS credit risk, will not be listed on an exchange, and may offer limited liquidity. The estimated initial value per note on the trade date is expected to be between $9.46 and $9.71, below the $10 issue price, reflecting internal funding and fees.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Starbucks Corporation, with a scheduled maturity around February 5, 2029. These unsecured notes pay contingent coupons only when the stock closes at or above a preset coupon barrier on observation dates.
The notes are automatically called if Starbucks stock closes at or above the initial level on any observation date before final valuation, returning principal plus the due coupon. If not called and the final stock level is below a downside threshold, investors incur losses matching the stock’s decline and can lose their entire investment. Payments depend on UBS’s credit, the notes will not be listed, the minimum investment is 100 notes at $10 each, and the estimated initial value is expected between $9.35 and $9.60 per $10 note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Marvell Technology, Inc. stock, maturing February 3, 2028. These unsecured debt notes pay a contingent coupon only when Marvell’s closing share price on an observation date is at or above a preset coupon barrier.
The notes can be automatically called before maturity if Marvell’s share price on an observation date is at or above the initial level, in which case holders receive the $10 principal per note plus any due coupon and no further payments. If not called and the final share price is at or above the downside threshold, investors receive principal back at maturity.
If the notes are not called and the final price is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and all principal can be lost. An example uses a 24.54% per annum contingent coupon, a downside threshold and coupon barrier at 70% of the initial level, and a minimum investment of 100 notes at $10 each. All payments depend on UBS’s credit, and the estimated initial value is $9.73 per note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Netflix, Inc., maturing on February 3, 2028, in a $10 denomination (minimum $1,000 investment). These unsecured debt notes pay a contingent coupon only when Netflix’s share price on an observation date is at or above a preset coupon barrier.
The notes are automatically called early, and repay principal plus any due coupon, if Netflix’s share price on any observation date before maturity is at or above the initial level. If not called and the final share price is at or above a downside threshold, investors receive principal back; if it is below the downside threshold, repayment is reduced in line with Netflix’s percentage decline, up to a total loss of principal.
All payments depend on UBS’s creditworthiness, and the notes will not be listed on any exchange. The estimated initial value is $9.85 per $10 note, reflecting UBS’s internal pricing models and funding rate.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation, maturing on or about February 5, 2029. Each Note has a $10 principal amount, with a minimum investment of 100 Notes (a $1,000 purchase).
Investors receive a contingent coupon only if Intel’s closing level on an observation date is at or above the coupon barrier; otherwise, no coupon is paid. The Notes are automatically called if Intel’s level on any observation date before maturity is at or above the initial level, returning principal plus the contingent coupon due for that date.
If the Notes are not called and Intel’s final level is at or above the downside threshold, UBS repays principal at maturity (plus any final contingent coupon if the coupon barrier is met). If the final level is below the downside threshold, repayment is reduced in line with Intel’s negative return, and investors can lose all principal. An example uses a 13.71% per annum contingent coupon rate and barriers set at 50% of the initial level.
The estimated initial value of the Notes on the trade date is expected between $9.37 and $9.62 per $10 Note, reflecting UBS’s internal pricing. Payments depend on UBS’s credit; a default could result in a total loss. The Notes will not be listed on an exchange and may be difficult to sell before maturity.
UBS AG is offering $700,000 of Trigger Autocallable Contingent Yield Notes linked to Dell Technologies common stock, maturing on February 5, 2029. These unsecured notes pay a contingent coupon only when Dell’s share price on an observation date is at or above a preset coupon barrier.
The notes can be called early if Dell’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive the $10 principal per note plus the contingent coupon and no further payments. If not called and Dell’s final share level is at or above the downside threshold (60.00% of the initial level, illustrated as $60.00), principal is repaid, with a final contingent coupon if the coupon barrier is also met.
If the notes are not called and Dell’s final share level is below the downside threshold, repayment is reduced in line with the stock’s percentage loss, and investors can lose their entire investment. An example uses a 16.09% per annum coupon rate, paying $0.4023 per $10 note per period when conditions are met. The estimated initial value is $9.71 per $10 note, and all payments depend on UBS’s creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc., maturing on or about February 3, 2028. The trade date is expected to be January 30, 2026, with settlement on February 3, 2026.
The Notes pay contingent coupons only if Marvell’s stock closes at or above a specified coupon barrier on each observation date. They are automatically called early if the stock closes at or above the initial level on any observation date before maturity, returning principal plus the applicable coupon and ending the investment.
If the Notes are not called and the final stock level is at or above the downside threshold, investors receive their principal back at maturity. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, up to a total loss of principal. Payments depend on UBS’s credit. The Notes are not listed, require a minimum investment of 100 Notes at $10 each, and have an estimated initial value between $9.43 and $9.68 per $10 Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Netflix, Inc., maturing on or about February 3, 2028. These unsecured debt notes pay contingent coupons only when Netflix’s closing price on an observation date is at or above a preset coupon barrier.
The notes are automatically called early if Netflix’s closing level on any observation date before maturity is at or above the initial level, returning principal plus the due coupon and ending the investment. If not called and the final level is at or above a downside threshold, investors receive the $10 principal per note at maturity, plus any final coupon.
If the notes are not called and Netflix’s final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose some or all of their initial investment. Payments depend on UBS’s credit, the notes will not be listed on an exchange, the minimum investment is 100 notes at $10 each, and the estimated initial value per note is expected between $9.50 and $9.75.