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UBS AG (AMUB) SEC Filings, Jan 30, 2026

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering $577,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of First Solar, Inc., maturing on February 5, 2029. These unsecured notes pay a 17.91% per annum contingent coupon only when the stock closes at or above a coupon barrier, shown in examples as 60% of the initial level ($60.00).

The notes can be automatically called quarterly, starting after six months, if the stock is at or above its initial level, returning principal plus any due coupon. If not called and the final stock level is below the downside threshold (also 60% in the examples), repayment is reduced in line with the stock’s percentage decline, and all principal can be lost. Payments depend on UBS’s credit, the notes are not listed, the minimum investment is 100 notes at $10 each, and the estimated initial value per note is $9.73.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of Baidu, Inc., maturing on or about February 3, 2028. These are unsubordinated, unsecured debt obligations of UBS.

The Notes pay a contingent coupon only when the Baidu ADR closes at or above a coupon barrier, illustrated as 70% of the initial level, at each observation date. An automatic call occurs if the ADR closes at or above the initial level on any observation date before maturity, returning the $10 principal per Note plus the applicable contingent coupon, after which no further payments are made.

If the Notes are not called and the final Baidu level is at or above the downside threshold (illustrated as 70% of the initial level), investors receive full principal back at maturity, plus any final contingent coupon if the coupon barrier is met. If the final level is below the downside threshold, repayment is reduced in line with Baidu’s decline, and investors can lose up to 100% of principal.

The Notes are subject to UBS credit risk, will not be listed on any exchange, and are intended for investors who understand the structure and can tolerate the possibility of no coupons and substantial loss. Illustrative terms include a 16.70% per annum contingent coupon rate, a minimum investment of 100 Notes at $10 each, and an estimated initial value per Note between $9.43 and $9.68.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lennar Corporation, maturing on or about February 3, 2028. These unsecured debt obligations pay contingent coupons only when Lennar’s share price on an observation date is at or above a preset coupon barrier.

The notes may be automatically called before maturity if Lennar’s stock closes at or above the initial level on any observation date, in which case investors receive the principal plus any due coupon and no further payments. If the notes are not called and Lennar’s final share price is at or above a downside threshold, investors receive only their principal back.

If the notes are not called and Lennar’s final share price is below the downside threshold, repayment is reduced in line with the stock’s negative return, and investors can lose all of their initial investment. Payments depend on UBS’s creditworthiness. The notes are not listed, require a minimum investment of 100 notes at $10 each, and have an estimated initial value between $9.43 and $9.68 per note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of First Solar, Inc., maturing on or about February 5, 2029. These unsecured debt notes pay a contingent coupon only if the stock closes at or above a preset coupon barrier on quarterly observation dates.

The notes are automatically called early if First Solar’s stock closes at or above the initial level on any observation date after about six months, in which case investors receive principal plus the applicable coupon and no further payments. If not called and the final stock level is at or above a downside threshold, investors receive the $10 principal per note at maturity; if it is below the downside threshold, repayment is reduced in line with the stock’s decline and can fall to zero.

The preliminary examples reference a contingent coupon rate of 16.48% per annum, a $10 denomination and a downside threshold and coupon barrier set at 60.00% of the initial level, illustrating both capped income potential and substantial downside risk. The estimated initial value is expected to range between $9.36 and $9.61 per $10 note, reflecting UBS’s internal pricing and funding. Any payment depends on UBS’s credit; the notes are not bank deposits and are not insured, and investors may lose a significant portion or all of their investment.

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UBS AG is offering $200,000 of Trigger Autocallable Contingent Yield Notes linked to Freeport-McMoRan Inc. common stock, maturing February 3, 2028. These unsecured debt notes pay a contingent coupon only when the stock closes at or above a preset coupon barrier on observation dates.

The notes can be automatically called early if the stock closes at or above the initial level on any observation date before maturity, returning principal plus the due coupon and ending further payments. If not called and the final stock level is at or above the downside threshold, investors receive full principal back at maturity.

If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose some or all of their investment. Payments depend on UBS’s credit, the notes will not be listed, the minimum investment is $1,000, and the estimated initial value is $9.79 per $10 note.

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UBS AG is offering $974,000 of Trigger Autocallable Contingent Yield Notes linked to Starbucks common stock, maturing on February 5, 2029. These notes pay a contingent coupon only when Starbucks’ share price on an observation date is at or above a set coupon barrier, with a 9.83% per annum illustrative rate.

The notes can be called early if Starbucks’ stock closes at or above its initial level on any observation date, returning principal plus the applicable coupon and ending the investment. If not called and the final stock level is at or above a downside threshold, investors receive principal back; if it is below that threshold, repayment is reduced in line with the stock’s decline and can fall to zero.

All payments depend on UBS’s credit, the notes are not listed on an exchange, the minimum investment is 100 notes at $10 each, and the estimated initial value per note is $9.73.

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UBS AG is offering $3,215,000 of Trigger Autocallable Contingent Yield Notes linked to Intel common stock, maturing February 5, 2029. These unsecured notes pay a contingent coupon only when Intel’s closing level on an observation date is at or above a preset coupon barrier.

If Intel’s level on any observation date before maturity is at or above the initial level, the notes are automatically called and investors receive principal plus the applicable contingent coupon, with no further payments. If never called and the final level is at or above a downside threshold, investors receive full principal back at maturity.

If the notes are not called and Intel’s final level falls below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose most or all of their investment. All payments depend on UBS’s credit, and the estimated initial value per $10 note is $9.76.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport‑McMoRan Inc., maturing on or about February 3, 2028. These unsecured debt notes can pay periodic contingent coupons if the stock closes at or above a preset coupon barrier on scheduled observation dates.

The notes may be automatically called early if the stock closes at or above its initial level on any observation date before maturity, returning principal plus the applicable coupon, with no further payments. If not called and the final stock level is at or above a downside threshold, investors receive their $10 principal per note at maturity; if it is below that threshold, repayment is reduced in line with the stock’s decline and can fall to zero.

The notes are subject to UBS credit risk, will not be listed on an exchange, and may offer limited liquidity. The estimated initial value per note on the trade date is expected to be between $9.46 and $9.71, below the $10 issue price, reflecting internal funding and fees.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Starbucks Corporation, with a scheduled maturity around February 5, 2029. These unsecured notes pay contingent coupons only when the stock closes at or above a preset coupon barrier on observation dates.

The notes are automatically called if Starbucks stock closes at or above the initial level on any observation date before final valuation, returning principal plus the due coupon. If not called and the final stock level is below a downside threshold, investors incur losses matching the stock’s decline and can lose their entire investment. Payments depend on UBS’s credit, the notes will not be listed, the minimum investment is 100 notes at $10 each, and the estimated initial value is expected between $9.35 and $9.60 per $10 note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Marvell Technology, Inc. stock, maturing February 3, 2028. These unsecured debt notes pay a contingent coupon only when Marvell’s closing share price on an observation date is at or above a preset coupon barrier.

The notes can be automatically called before maturity if Marvell’s share price on an observation date is at or above the initial level, in which case holders receive the $10 principal per note plus any due coupon and no further payments. If not called and the final share price is at or above the downside threshold, investors receive principal back at maturity.

If the notes are not called and the final price is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and all principal can be lost. An example uses a 24.54% per annum contingent coupon, a downside threshold and coupon barrier at 70% of the initial level, and a minimum investment of 100 notes at $10 each. All payments depend on UBS’s credit, and the estimated initial value is $9.73 per note.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 30, 2026.