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UBS AG (AMUB) SEC Filings, Jan 30, 2026

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Netflix, Inc., maturing on February 3, 2028, in a $10 denomination (minimum $1,000 investment). These unsecured debt notes pay a contingent coupon only when Netflix’s share price on an observation date is at or above a preset coupon barrier.

The notes are automatically called early, and repay principal plus any due coupon, if Netflix’s share price on any observation date before maturity is at or above the initial level. If not called and the final share price is at or above a downside threshold, investors receive principal back; if it is below the downside threshold, repayment is reduced in line with Netflix’s percentage decline, up to a total loss of principal.

All payments depend on UBS’s creditworthiness, and the notes will not be listed on any exchange. The estimated initial value is $9.85 per $10 note, reflecting UBS’s internal pricing models and funding rate.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation, maturing on or about February 5, 2029. Each Note has a $10 principal amount, with a minimum investment of 100 Notes (a $1,000 purchase).

Investors receive a contingent coupon only if Intel’s closing level on an observation date is at or above the coupon barrier; otherwise, no coupon is paid. The Notes are automatically called if Intel’s level on any observation date before maturity is at or above the initial level, returning principal plus the contingent coupon due for that date.

If the Notes are not called and Intel’s final level is at or above the downside threshold, UBS repays principal at maturity (plus any final contingent coupon if the coupon barrier is met). If the final level is below the downside threshold, repayment is reduced in line with Intel’s negative return, and investors can lose all principal. An example uses a 13.71% per annum contingent coupon rate and barriers set at 50% of the initial level.

The estimated initial value of the Notes on the trade date is expected between $9.37 and $9.62 per $10 Note, reflecting UBS’s internal pricing. Payments depend on UBS’s credit; a default could result in a total loss. The Notes will not be listed on an exchange and may be difficult to sell before maturity.

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UBS AG is offering $700,000 of Trigger Autocallable Contingent Yield Notes linked to Dell Technologies common stock, maturing on February 5, 2029. These unsecured notes pay a contingent coupon only when Dell’s share price on an observation date is at or above a preset coupon barrier.

The notes can be called early if Dell’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive the $10 principal per note plus the contingent coupon and no further payments. If not called and Dell’s final share level is at or above the downside threshold (60.00% of the initial level, illustrated as $60.00), principal is repaid, with a final contingent coupon if the coupon barrier is also met.

If the notes are not called and Dell’s final share level is below the downside threshold, repayment is reduced in line with the stock’s percentage loss, and investors can lose their entire investment. An example uses a 16.09% per annum coupon rate, paying $0.4023 per $10 note per period when conditions are met. The estimated initial value is $9.71 per $10 note, and all payments depend on UBS’s creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc., maturing on or about February 3, 2028. The trade date is expected to be January 30, 2026, with settlement on February 3, 2026.

The Notes pay contingent coupons only if Marvell’s stock closes at or above a specified coupon barrier on each observation date. They are automatically called early if the stock closes at or above the initial level on any observation date before maturity, returning principal plus the applicable coupon and ending the investment.

If the Notes are not called and the final stock level is at or above the downside threshold, investors receive their principal back at maturity. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, up to a total loss of principal. Payments depend on UBS’s credit. The Notes are not listed, require a minimum investment of 100 Notes at $10 each, and have an estimated initial value between $9.43 and $9.68 per $10 Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Netflix, Inc., maturing on or about February 3, 2028. These unsecured debt notes pay contingent coupons only when Netflix’s closing price on an observation date is at or above a preset coupon barrier.

The notes are automatically called early if Netflix’s closing level on any observation date before maturity is at or above the initial level, returning principal plus the due coupon and ending the investment. If not called and the final level is at or above a downside threshold, investors receive the $10 principal per note at maturity, plus any final coupon.

If the notes are not called and Netflix’s final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose some or all of their initial investment. Payments depend on UBS’s credit, the notes will not be listed on an exchange, the minimum investment is 100 notes at $10 each, and the estimated initial value per note is expected between $9.50 and $9.75.

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UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Dell Technologies Inc., maturing around February 5, 2029. The notes pay contingent coupons only if Dell’s share price on scheduled observation dates is at or above a preset coupon barrier.

The notes are automatically called early if Dell’s stock closes at or above the initial level on any observation date before final valuation, in which case investors receive principal plus the applicable contingent coupon and no further payments. If not called, investors receive full principal at maturity only if the final stock level is at or above a downside threshold; otherwise, repayment is reduced in line with Dell’s decline and can fall to zero. The notes carry UBS credit risk, will not be listed on an exchange, require a minimum investment of 100 notes at $10 each, and have an estimated initial value between $9.33 and $9.58 per note based on UBS internal pricing models.

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UBS AG is offering $200,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of DexCom, Inc., maturing on February 3, 2028. These unsecured debt notes pay a contingent coupon only when DexCom’s share price on an observation date is at or above a preset coupon barrier.

The notes may be called early if DexCom’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive principal plus the applicable contingent coupon and no further payments. If the notes are not called and DexCom’s final level is at or above the downside threshold, investors receive full principal at maturity, plus any final contingent coupon if the coupon barrier is met. If the final level is below the downside threshold, repayment is reduced in line with DexCom’s percentage decline, and investors can lose all of their investment.

Illustrative terms include a $10 principal amount per note, a term of approximately two years and a contingent coupon rate of 17.75% per annum, paid only when conditions are met. The estimated initial value is $9.80 per $10 note, reflecting UBS’s internal pricing. All payments depend on UBS’s credit; a UBS default could result in total loss. The notes are not listed on any exchange and are sold in minimums of 100 notes.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Microsoft common stock, maturing on February 3, 2028. Each Note has a $10 principal amount, with a minimum investment of 100 Notes, and an estimated initial value of $9.75 per Note.

The Notes pay a contingent coupon, illustrated at 10.78% per annum ($0.539 per period), only if Microsoft’s share price on an observation date is at or above the coupon barrier, set at 80% of the initial level. UBS will automatically call the Notes early if the share price on any observation date before maturity is at or above the initial level, returning principal plus the applicable contingent coupon.

If the Notes are not called and Microsoft’s final share price is at or above the downside threshold (also 80% of the initial level), investors receive full principal back, plus a final contingent coupon if the barrier is met. If the final price is below the downside threshold, repayment is reduced in line with the stock’s negative return, and investors can lose all of their initial investment. All payments depend on UBS’s credit; the Notes are unsecured, unsubordinated obligations, not insured, and will not be listed on an exchange.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of DexCom, Inc., maturing on or about February 3, 2028. These unsecured, unsubordinated debt obligations pay coupons only if DexCom’s stock closes at or above a preset coupon barrier on observation dates.

The notes may be automatically called before maturity if DexCom’s stock closes at or above the initial level on any observation date, in which case investors receive principal plus the applicable contingent coupon and no further payments. If the notes are not called and DexCom’s final stock level is below the downside threshold, investors incur a loss matching the stock’s decline and can lose their entire principal. All payments depend on UBS’s creditworthiness, and the notes are not listed on any exchange.

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UBS AG is offering $6,493,000 of Trigger Callable Contingent Yield Notes linked to the worst-performing of three equity indexes: the Nasdaq-100 Technology Sector, the Russell 2000 Index and the S&P 500 Index, maturing August 2, 2027.

The notes pay a contingent coupon at a rate of 11.85% per annum ($9.875 per $1,000 note each month) only when, on an observation date, all three indexes close at or above 70% of their initial levels. UBS can call the notes on any monthly observation date after three months, then repays principal plus that period’s coupon.

If the notes are not called and at maturity any index finishes below its 70% downside threshold, investors receive $1,000 multiplied by 1 plus the return of the worst-performing index, which can mean a large loss or complete loss of principal. All payments depend on UBS’s ability to meet its obligations as an unsecured senior debt issuer.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 30, 2026.