Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation, with a trade date of January 30, 2026 and maturity on or about February 3, 2028. These are unsubordinated, unsecured debt obligations of UBS.
The notes pay a contingent coupon only when Microsoft’s closing level on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period. If Microsoft’s level on any observation date before the final valuation date is at or above the initial level, the notes are automatically called and repay principal plus that period’s contingent coupon, with no further payments.
If the notes are not called and Microsoft’s final level on the February 1, 2028 valuation date is at or above a downside threshold, investors receive full principal at maturity. If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose all principal. All payments depend on UBS’s credit. The notes are not listed, have a minimum investment of 100 notes at $10 each, and an estimated initial value between $9.45 and $9.70 per note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Snowflake Inc., maturing on February 3, 2028. These unsecured debt securities pay contingent coupons only when Snowflake’s closing level on an observation date is at or above a preset coupon barrier.
The notes can be automatically called early if Snowflake’s stock closes at or above the initial level on any observation date before maturity, returning principal plus the applicable contingent coupon, with no further payments. If not called and Snowflake’s final level is at or above the downside threshold, investors receive only principal back at maturity.
If the notes are not called and Snowflake’s final level is below the downside threshold, repayment is reduced in line with the stock’s negative return, and investors can lose all of their investment. The notes are not listed, carry UBS credit risk, and have an estimated initial value of $9.73 per $10 note.
UBS AG is offering $800,000 of Trigger Autocallable Contingent Yield Notes linked to DexCom, Inc. common stock, maturing on February 5, 2029. These unsecured debt securities pay a contingent coupon only when DexCom’s share price on an observation date is at or above a preset coupon barrier.
The notes are automatically called early if DexCom’s closing price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus any due coupon and no further payments. If the notes are not called and DexCom’s final price is below the downside threshold, repayment is reduced in line with the share price decline and can fall to zero.
The notes will not be listed on any exchange, and all payments depend on UBS’s credit. The minimum investment is 100 notes at $10 each, and the estimated initial value is $9.72 per note, reflecting UBS’s internal pricing and funding assumptions.
UBS AG is offering $550,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing on February 5, 2029. These are unsubordinated, unsecured debt obligations of UBS.
Investors receive contingent coupons only when Broadcom’s closing level on an observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period. The notes may be called early each quarter, beginning after six months, if Broadcom’s closing level is at or above the initial level. In that case, investors receive principal plus the applicable coupon and the notes terminate.
If the notes are not called and Broadcom’s final level on the February 1, 2029 valuation date is at or above the downside threshold, investors get back principal at maturity. If the final level is below the downside threshold, repayment is reduced in line with Broadcom’s decline, and investors can lose all of their investment. Any payment depends on UBS’s credit, and the estimated initial value per $10 note is $9.74. The minimum investment is 100 notes, or $1,000.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Snowflake Inc., maturing on or about February 3, 2028. These unsecured debt obligations pay a contingent coupon only when the stock closes at or above a preset coupon barrier on each observation date.
The Notes are automatically called early if Snowflake’s stock closes at or above the initial level on any observation date before final valuation, returning principal plus the applicable contingent coupon, with no further payments. If not called and the final stock level is at or above a downside threshold, investors receive their $10 principal per Note at maturity.
If the Notes are not called and the final stock level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their initial investment. Payments depend on UBS’s credit; a default by UBS could result in total loss. The Notes are offered in minimum denominations of 100 Notes at $10 each, and an estimated initial value between $9.43 and $9.68 per Note reflects UBS’s internal pricing models.
UBS AG is issuing $100,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of The Mosaic Company. These unsecured notes pay contingent coupons only when Mosaic’s share price on an observation date is at or above a preset coupon barrier.
The notes can be automatically called before maturity if Mosaic’s share price on any observation date (before the final one) is at or above the initial level, returning principal plus the applicable contingent coupon, with no further payments. If not called, and Mosaic’s final share price is at or above a downside threshold, investors receive principal back at maturity.
If the notes are not called and Mosaic’s final share price is below the downside threshold, repayment is reduced in line with the share price decline, and investors can lose all of their investment. The notes are subject to UBS credit risk, are not listed on any exchange, and have an estimated initial value of $9.67 per $10 note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of DexCom, Inc., maturing on or about February 5, 2029. These are unsecured, unsubordinated debt obligations of UBS, not bank deposits and not FDIC insured.
Investors receive a contingent coupon only if DexCom’s closing level on each observation date is at or above a specified coupon barrier. The notes can be automatically called before maturity if DexCom closes at or above the initial level, in which case holders receive principal plus any due coupon and no further payments.
If the notes are not called and DexCom’s final level is at or above a downside threshold, investors receive full principal at maturity (plus any final coupon). If the final level is below the downside threshold, repayment is reduced in line with DexCom’s decline, and investors could lose their entire investment. All payments depend on UBS’s creditworthiness. The estimated initial value per $10 note is expected to be between $9.34 and $9.59, and the minimum investment is 100 notes ($1,000).
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing around February 5, 2029. These unsecured debt notes can pay quarterly contingent coupons only when Broadcom’s share price on an observation date is at or above a preset coupon barrier.
The notes are automatically called early if, on any quarterly observation date starting about six months after issuance, Broadcom’s stock closes at or above its initial level. In that case, investors receive the $10 principal per note plus any due coupon, and the investment ends.
If the notes are not called and Broadcom’s final level is at or above the downside threshold, investors receive their principal back, with a final coupon if the coupon barrier is also met. If the final level is below the downside threshold, the maturity payment is reduced in line with the stock’s loss, and all principal can be lost. Payments depend on UBS’s credit, the notes will not be listed, the minimum investment is 100 notes at $10 each, and the estimated initial value is expected between $9.36 and $9.61 per note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of The Mosaic Company, maturing on or about February 3, 2028. These are unsubordinated, unsecured debt obligations of UBS, and all payments depend on UBS’s creditworthiness.
Investors may receive periodic contingent coupons only when Mosaic’s share price on an observation date is at or above a preset coupon barrier. The notes can be called early if Mosaic’s price reaches or exceeds the initial level, returning principal plus any due coupon, with no further payments.
If the notes are not called and Mosaic’s final share price is at or above a downside threshold, investors receive the full principal at maturity. If it is below that threshold, repayment is reduced in line with the stock’s decline, and investors could lose all principal. The notes will not be listed, require a minimum purchase of 100 notes at $10 each, and have an estimated initial value between $9.37 and $9.62 per note.
UBS AG is offering $8,797,000 of Trigger Callable Yield Notes linked to the worst performer of the Nasdaq‑100 Index and the Russell 2000 Index, maturing on April 30, 2027. Each Note has a $10 principal amount and pays a fixed coupon at a rate of 8.75% per annum, in equal monthly installments, regardless of index performance unless the Notes are called.
UBS may call the Notes in whole, but not in part, on monthly dates starting after three months, paying back principal plus the applicable coupon, after which no further payments are made. If the Notes are not called and, on the final valuation date, each index is at or above its downside threshold of 70% of its initial level, investors receive full principal plus the final coupon. If any index finishes below its downside threshold, repayment is reduced based on the negative return of the least performing index, and investors can lose some or all of their initial investment. All payments depend on UBS’s credit strength, and the Notes will not be listed, so liquidity may be limited.