UBS AG SEC Filings

UBS AG is offering $1,020,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000 Index and the S&P 500 Index, maturing February 2, 2028. Each $1,000 note pays an 8.40% per annum contingent coupon, but only when both indices close at or above 70% of their initial levels on monthly observation dates.

UBS can call the notes in whole on any observation date after three months, returning principal plus any due coupon, ending further payments. If the notes are not called and either index finishes below 55% of its initial level at maturity, investors suffer a loss matching that index’s decline, up to a full loss of principal. All payments depend on UBS’s credit, and the notes are unsecured, unsubordinated obligations that will not be listed on an exchange.

UBS AG is offering $7,519,150 of Buffer Autocallable GEARS, unsecured notes linked to the Russell 2000® Index and scheduled to mature on January 31, 2029. The notes have a 10.00% call return rate, 1.41x upside gearing, a 10.00% downside buffer, and may be automatically called after about one year.

The underlying initial level is 2,653.546, with an autocall barrier set at 100.00% of this level and a downside threshold at 90.00%. UBS will receive approximately $7,331,171.25 in proceeds after underwriting discounts, and repayment of principal and any return depends entirely on UBS’s creditworthiness.

UBS AG is offering $5,960,000 of Trigger Autocallable GEARS linked to an equally weighted basket of 18 equities, due January 30, 2031. Each $10 Security can be automatically called on February 4, 2027 if the basket is at or above 100% of its initial level, paying $11.10 and ending the investment early.

If not called, and the basket finishes above its initial level, investors receive leveraged upside with 1.50x participation in the positive basket return. If the final basket level is at or above 75% of the initial level, principal is repaid at $10. Below 75%, repayment falls one-for-one with the basket loss, and all principal can be lost.

The Securities pay no interest, provide no dividends on the underlying stocks, are unsecured obligations of UBS AG London Branch, and depend entirely on UBS’s creditworthiness. The estimated initial value is $9.654 per $10 Security, and the notes are not expected to have an active secondary market. Minimum investment is 100 Securities ($1,000).

UBS AG is offering $2,668,000 of Trigger Autocallable GEARS linked to an equally weighted basket of 36 equities, maturing January 30, 2031. Each Security has a $10 principal amount and can be automatically called on February 4, 2027 if the basket level is at or above the 100% autocall barrier, paying $11.05 per Security (a 10.50% call return).

If not called, investors get geared upside at maturity: any positive basket return is multiplied by 1.52. Principal is only protected down to a 75% downside threshold; if the final basket level falls below this, repayment is reduced one-for-one with the basket loss and can go to zero. The note pays no interest, offers no dividends from the underlying stocks, is unsecured and unsubordinated, and all payments depend on UBS’s credit, with an estimated initial value of $9.619 per $10 Security.

UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the worst performer of JPMorgan Chase, Walmart and Microsoft common stocks, each issued in $1,000 denominations.

The Notes pay a contingent coupon at an annual rate of 11.25% only when all three stocks close at or above their coupon barriers on quarterly observation dates. They can be automatically called after six months if all three are at or above their call thresholds, returning principal plus due coupons.

If not called and any stock finishes below its downside threshold, investors receive less than principal, matching the percentage loss of the worst-performing stock and potentially losing their entire investment. The Notes are unsecured debt of UBS, not FDIC insured, not exchange-listed, and have an estimated initial value between $942.80 and $972.80 per $1,000.

UBS AG is offering preliminary Trigger Callable Contingent Yield Notes due around January 6, 2028, linked to the least performing of the S&P 500 Index, Nasdaq-100 Technology Sector and Russell 2000 Index.

Each Note has a $1,000 denomination and pays a 12.05% per annum contingent coupon (about $10.0417 per month) only if, on an observation date, every index closes at or above its coupon barrier, set at 70% of its initial level. UBS may call the Notes monthly after three months, repaying principal plus any due coupon, ending future payments.

If the Notes are not called and any index finishes below its downside threshold (also 70% of its initial level) on the final valuation date, repayment is reduced in proportion to the decline of the least performing index, and investors can lose all principal. The Notes are unsecured obligations of UBS, not insured or listed, with an estimated initial value between $959.90 and $989.90 per $1,000 issue price and an underwriting discount of up to $7.25 per Note.

UBS AG is offering digital buffered basket-linked medium-term notes that pay no interest and return a cash amount at maturity based on an unequally weighted basket of five equity indices from the Eurozone, Japan, the UK, Switzerland and Australia. Each note has a $1,000 face amount and the basket is reset to 100 at trade.

If the final basket level is at or above the initial level, investors receive the greater of a threshold settlement amount (expected between $1,162.00 and $1,190.50 per $1,000) or $1,000 plus the basket’s percentage gain. If the basket falls up to 10%, investors receive $1,000; below that buffer, principal is reduced at roughly 1.1111% for every 1% drop beyond 10%, and a total loss is possible.

The estimated initial value is expected between $968.00 and $998.00 per $1,000, reflecting UBS’ internal pricing, hedging and funding costs. The notes are unsecured obligations of UBS AG London Branch, are not FDIC insured, are not listed on an exchange, and secondary market liquidity may be limited.

UBS AG is offering Dual Directional Trigger Performance Leveraged Upside Securities (“Trigger PLUS”) linked to the VanEck® Gold Miners ETF (GDX), maturing in about 18 months. These unsecured notes pay no interest and expose investors to both ETF performance and UBS credit risk.

At maturity, investors get leveraged 2x upside on positive ETF returns, capped at a 46.00% maximum gain, for a maximum payment of $1,460 per $1,000 note. If the ETF is flat or down but no more than 20% below its initial level, investors receive an unleveraged “absolute return” up to $1,200. If the ETF falls more than 20%, principal is reduced one-for-one with the loss and can be wiped out entirely. The notes are not listed, may have limited liquidity, and their estimated initial value (about $921.10–$951.10 per $1,000) is below issue price due to fees, hedging costs, and UBS’ internal funding rate.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the worst performer of the S&P 500® Index and the Russell 2000® Index, maturing on or about February 14, 2028. Each $1,000 Note pays a 10.00% per annum contingent coupon only when both indices are at or above their coupon barriers (75% of initial levels) on monthly observation dates.

The Notes can be automatically called quarterly, starting after six months, if both indices are at or above their call thresholds (100% of initial levels), returning principal plus the due coupon. If not called and the worst index finishes at or above its downside threshold (70% of initial level), investors receive principal back at maturity; if the worst index is below its downside threshold, repayment is reduced one‑for‑one with that decline, and investors can lose all principal. All payments depend on UBS’s credit, and the estimated initial value per Note is between $964.20 and $994.20 versus a $1,000 issue price.