Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Alcoa Corporation, maturing on or about January 14, 2028. These unsecured debt securities pay a contingent coupon only if Alcoa’s share price on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes can be called early if Alcoa’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive their principal plus the applicable contingent coupon and no further payments. If the notes are not called and Alcoa’s final stock level is at or above a downside threshold, principal is repaid at maturity. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline and investors can lose all of their initial investment.
UBS expects the initial value of each $10 note on the trade date to be between $9.14 and $9.39, based on its internal pricing models. All payments depend on UBS’s creditworthiness, and the notes will not be listed on any securities exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation, each with a principal amount of $10 and a term to January 14, 2028. Investors may receive periodic contingent coupons only when the Lam Research share price on an observation date is at or above the coupon barrier; otherwise, no coupon is paid for that period.
The notes can be called early if the stock closes at or above the initial level on any observation date, in which case investors receive principal plus the due coupon and no further payments. If the notes are not called and the final stock level is at or above the downside threshold, principal is repaid at maturity. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their investment.
The notes carry UBS credit risk, will not be listed on any exchange, require a minimum investment of 100 notes (a $1,000 investment), and have an estimated initial value of $9.72 per $10 note based on UBS’ internal models. An example in the document illustrates a contingent coupon rate of 24.78% per annum with a downside threshold and coupon barrier set at 70.00% of the initial level.
UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of V.F. Corporation, scheduled to mature on January 14, 2028. These unsecured debt obligations pay a contingent coupon only if the underlying stock closes at or above a preset coupon barrier on each observation date; otherwise no coupon is paid for that period.
The notes can be automatically called early if on any observation date before maturity the stock closes at or above its initial level, in which case investors receive the $10 principal per Note plus any due contingent coupon and no further payments. If the notes are not called and the final stock level on January 12, 2028 is at or above the downside threshold, principal is repaid; if it is below the threshold, repayment is reduced in line with the stock’s percentage decline, and the entire investment can be lost.
A hypothetical example uses a 25.47% per annum contingent coupon rate, with a $0.6368 coupon per period and a downside threshold and coupon barrier both set at 70% of the initial level. The estimated initial value is $9.66 per $10 Note, reflecting UBS’ internal pricing. All payments depend on UBS’ creditworthiness, and the notes are not listed on any exchange.
UBS AG is offering $616,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of GE Vernova Inc., maturing on January 16, 2029. These unsecured senior debt notes can pay quarterly contingent coupons only when the stock closes at or above a preset coupon barrier on each observation date; otherwise no coupon is paid.
The notes may be called early if the stock closes at or above its initial level on an observation date, in which case investors receive the $10 principal per note plus any due coupon and the product terminates. If the notes are not called and, on the final valuation date of January 11, 2029, the stock is at or above a downside threshold, investors receive full principal back; if it is below that threshold, repayment is reduced one‑for‑one with the stock’s decline and can fall to zero.
The offering specifies a minimum investment of 100 notes ($1,000). An example in the document uses a 15.18% per annum contingent coupon rate and a coupon barrier and downside threshold at 60% of the initial stock level. The estimated initial value is $9.74 per $10 note. All payments depend on UBS’s credit, and the notes are neither bank deposits nor FDIC insured, and will not be listed on an exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Fluor Corporation, maturing on January 14, 2028. Each Note has a $10 principal amount, with a minimum investment of 100 Notes (a $1,000 purchase). Investors may receive quarterly contingent coupons only if Fluor’s stock closes at or above a coupon barrier on the relevant observation date; otherwise no coupon is paid.
The Notes can be called early on any quarterly observation date beginning after six months if Fluor’s stock is at or above the initial level, in which case UBS repays principal plus any due coupon and the Notes terminate. If not called and, at maturity, the stock is at or above a downside threshold, investors receive full principal back (plus any final coupon if the barrier is met). If the stock finishes below the downside threshold, repayment is reduced in line with the stock’s decline and investors could lose all of their initial investment. Payments depend on UBS’s credit, and the Notes are not listed. The estimated initial value is $9.65 per $10 Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of GE Vernova Inc., maturing on or about January 16, 2029. These are unsecured, unsubordinated debt obligations of UBS.
Investors may receive periodic contingent coupons, but only if the GE Vernova share price on each observation date is at or above a specified coupon barrier. The notes are subject to automatic call on quarterly observation dates beginning after 6 months if the share price is at or above the initial level; in that case, holders receive principal plus any due coupon and the notes terminate early.
If the notes are not called and the final share level on the January 11, 2029 valuation date is at or above a downside threshold, investors receive back the $10 principal per note. If it is below the threshold, repayment is reduced in line with the stock’s decline, and investors could lose their entire investment. All payments depend on UBS’s credit, the notes are not insured or exchange-listed, the minimum investment is 100 notes ($1,000), and the estimated initial value is expected between $9.36 and $9.61 per $10 note.
UBS AG is offering $125,000 of Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation stock, maturing January 14, 2027. These unsecured senior notes can pay contingent coupons only when NVIDIA’s share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid.
The notes may be called early if NVIDIA’s stock closes at or above the initial level on any observation date before the final valuation date, in which case investors receive principal plus any due coupon and the notes terminate. If the notes are not called and NVIDIA’s final stock level is at or above the downside threshold, investors receive their principal back, with any final coupon if the barrier is met. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their investment. All payments depend on UBS’s creditworthiness, and the notes are not listed or insured.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport‑McMoRan Inc., maturing around January 14, 2028. These unsecured, unsubordinated notes can pay periodic contingent coupons, but only if the stock closes at or above a preset coupon barrier on each observation date.
If on any observation date before maturity the stock closes at or above its initial level, the notes are automatically called and investors receive their principal plus the applicable contingent coupon, with no further payments. If the notes are not called and the stock level on the final valuation date is at or above a downside threshold, investors receive only the principal back, plus any final contingent coupon if the coupon barrier is met.
If the notes are not called and the final stock level is below the downside threshold, repayment is reduced in line with the stock’s percentage loss from the initial level, and investors can lose all of their investment. Payments depend entirely on UBS’s credit, the notes will not be listed on any exchange, the minimum investment is 100 notes at $10 each, and the estimated initial value per $10 note on the trade date is expected to be between $9.41 and $9.66.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Albemarle Corporation, maturing on January 14, 2028, with a final valuation date of January 12, 2028. Each Note has a $10 principal amount, with a minimum investment of 100 Notes (a $1,000 purchase).
Investors may receive periodic contingent coupons only when Albemarle’s stock closes at or above a specified coupon barrier on an observation date. The Notes are automatically called if the stock closes at or above the initial level on any observation date before maturity, in which case investors receive principal plus any due contingent coupon and no further payments.
If the Notes are not called and the stock finishes below a downside threshold at maturity, investors are exposed to the full downside of the stock and can lose some or all of their principal. The estimated initial value is $9.71 per $10 Note, they are unsecured UBS debt, not listed on any exchange and all payments depend on UBS’s creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Fluor Corporation, maturing on or about January 14, 2028. These unsecured debt notes can pay quarterly contingent coupons, but only when Fluor’s closing share price on an observation date is at or above a preset coupon barrier.
The notes may be called early if Fluor’s stock is at or above the initial level on any observation date beginning after 6 months. In that case, investors receive the principal plus any due coupon, and the product ends. If not called and the final stock level is at or above the downside threshold, investors receive full principal back at maturity. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline and can go to zero.
The notes are issued in $10 denominations, with a minimum of 100 notes. The estimated initial value per note on the trade date is expected between $9.35 and $9.60. All payments depend on the creditworthiness of UBS; a default by UBS could result in loss of the entire investment.