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UBS (AMUB) SEC Filings, Dec 22-23, 2025

AMUB NYSE
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UBS AG is offering Contingent Income Auto-Callable Securities maturing around December 29, 2028, linked to the worst performer of Broadcom, Alphabet Class A and Netflix common stocks. Each security has a $1,000 principal amount and may pay a contingent coupon of $16.3334 per determination date (about 19.60% per annum) if all three stocks close at or above 60% of their initial prices. Beginning with the sixth monthly determination date, the notes auto-call if all three stocks are at or above 100% of their initial prices, returning principal plus the applicable coupon. If held to maturity and any stock finishes below 50% of its initial price, repayment is reduced one-for-one with the worst performer’s loss, potentially down to zero. Investors do not receive dividends or upside participation, face UBS credit risk, limited liquidity, and an estimated initial value between $902.70 and $932.70 per $1,000.

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UBS AG is offering trigger callable contingent yield notes linked to the worst performer of the Nasdaq-100, Russell 2000 and S&P 500, maturing around January 3, 2028. The notes pay a 10.75% per annum contingent coupon, but only for months when all three indices close at or above their coupon barriers, set at 75% of each initial level.

UBS can call the notes in whole on any monthly observation date starting after six months, paying back principal plus any due coupon, ending all future payments. If the notes are not called and, at maturity, all three indices finish at or above their downside thresholds (70% of initial levels), investors receive full principal. If any index finishes below its downside threshold, the payoff is reduced by the full negative return of the worst-performing index, and investors can lose up to their entire investment.

The notes are unsecured debt of UBS, are not FDIC insured, are expected to be sold at $1,000 per note, and will not be listed on an exchange. An estimated initial value between $960.30 and $990.30 reflects embedded fees, funding and hedging costs.

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UBS AG is offering $2.295 million of trigger autocallable notes linked to the worst performer among the Nasdaq-100 Index, the S&P 500 Index and the Energy Select Sector SPDR Fund, maturing in December 2030. Each note has a $1,000 principal amount and pays no interest.

The notes can be automatically called quarterly, starting after 12 months, if on an observation date all three underlyings close at or above 100% of their initial levels. In that case, investors receive the principal plus a call return based on a 12.50% per annum call return rate, up to a maximum call price of $1,625 at maturity.

If the notes are not called and, on the final valuation date, each underlying is at or above 70% of its initial level, investors receive only their $1,000 principal. If any underlying finishes below 70% of its initial level, repayment is reduced one-for-one with the decline of the worst performer, and investors can lose all of their investment. All payments depend on UBS’s credit, and the estimated initial value is $947.60 per note, below the $1,000 issue price.

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UBS AG is offering $1,677,000 of Trigger Autocallable Contingent Yield Notes linked to the least performing of the SPDR S&P Regional Banking ETF (KRE), the Nasdaq-100 Index and the S&P 500 Index, maturing in December 2030. The Notes pay a contingent coupon at an annual rate of 8.40% (or $7.00 per $1,000 Note per month) only if, on a monthly observation date, each underlying is at or above its coupon barrier, set at 70% of its initial level. The notes can be automatically called after 12 months if all underlyings are at or above 100% of their initial levels, returning principal plus the applicable coupon.

If the Notes are not called and, at maturity, every underlying is at or above its downside threshold (70% of its initial level), investors receive full principal back. If any underlying finishes below its downside threshold, the payoff is reduced one-for-one with the loss on the worst performer, and investors can lose their entire investment. The Notes are unsecured UBS obligations, not deposits, not FDIC-insured, and their value depends on UBS’s credit.

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424B2
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UBS AG is offering $1,104,000 of Trigger Autocallable Contingent Yield Notes linked to the worst performer of the Nasdaq-100 Index, S&P 500 Index and Energy Select Sector SPDR Fund, maturing in December 2030. The notes pay a contingent coupon of 7.80% per annum ($6.50 per $1,000 monthly) only if on each observation date all three underlyings stay at or above 70% of their initial levels; otherwise no coupon is paid.

Starting after 12 months, if all underlyings are at or above 100% of their initial levels on a quarterly call date, the notes are automatically redeemed at par plus any due coupon. If they are never called and any underlying finishes below its 70% downside threshold, principal is reduced one-for-one with the worst performer and can fall to zero. The notes are unsecured UBS debt, not FDIC insured, have limited liquidity, and an estimated initial value of $945.40 per $1,000 due to fees and UBS’ internal funding rate.

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UBS AG is offering approximately three-year Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, Nasdaq-100® Technology Sector IndexSM and Russell 2000® Index. The Notes pay a monthly contingent coupon at a rate of 10.20% per annum only if, on each observation date, all three indexes are at or above 70% of their initial level; otherwise no coupon is paid.

UBS may call the Notes in whole on any monthly observation date beginning after three months, paying principal plus any due coupon, after which no further payments occur. If the Notes are not called and, at maturity, all three indexes are at or above 60% of their initial level, investors receive full principal back. If any index is below its 60% downside threshold, repayment is reduced in line with the worst index’s loss, and investors could lose their entire investment.

The Notes are unsecured, unsubordinated obligations of UBS, are not bank deposits, will not be listed on an exchange, and all payments depend on UBS’s credit. The estimated initial value is expected to be between $957.70 and $987.70 per $1,000 issue price, reflecting internal funding and distribution costs.

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424B2
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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing on or about December 27, 2027. These unsecured debt notes pay a contingent coupon only if the Broadcom share price on each observation date is at or above a specified coupon barrier; otherwise no coupon is paid. The notes are automatically called early if Broadcom’s closing level on any observation date before maturity is at or above the initial level, in which case investors receive principal plus any due coupon and the notes terminate. If the notes are not called and Broadcom’s final level on the valuation date is at or above the downside threshold, investors receive full principal at maturity, potentially with a final coupon. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline and investors can lose all of their investment. The minimum investment is 100 notes at $10 each, and the estimated initial value per note on the trade date is expected to be between $9.48 and $9.73.

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424B2
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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of lululemon athletica inc., maturing on December 27, 2027. These unsecured debt securities pay a contingent coupon only when lululemon’s closing share price on a quarterly observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period. The notes can be automatically called after 12 months if the stock is at or above its initial level, in which case holders receive principal plus any due coupon and the notes terminate early.

If the notes are not called and the stock is at or above a downside threshold on the final valuation date, UBS repays the $10 per Note principal. If the stock finishes below that threshold, repayment is reduced in line with the stock’s decline and can fall to zero, meaning a complete loss of the initial investment. Payments depend on UBS’s credit, the notes will not be listed on an exchange, the minimum investment is 100 Notes (total $1,000), and the estimated initial value is $9.75 per Note.

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424B2
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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of lululemon athletica inc., maturing on or about December 27, 2027. Each Note has a $10 principal amount, with a minimum investment of 100 Notes. Investors receive a contingent coupon on each quarterly observation date only if lululemon’s share price is at or above a specified coupon barrier; otherwise no coupon is paid.

The Notes may be automatically called if the stock closes at or above its initial level on any observation date after 12 months, in which case investors receive principal plus the applicable coupon and the Notes terminate early. If the Notes are not called and the final stock level is at or above the downside threshold, investors receive full principal at maturity; if it is below, repayment is reduced in line with the stock’s decline and can result in a total loss of principal. Payments depend entirely on the creditworthiness of UBS, and the Notes will not be listed on any exchange. The estimated initial value is expected to be between $9.41 and $9.66 per $10 Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Snowflake Inc., maturing on or about December 27, 2027. These unsecured debt obligations pay a contingent coupon only if Snowflake’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The notes are automatically called early if Snowflake’s price on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus the applicable contingent coupon and the notes terminate. If the notes are not called and Snowflake’s final price is at or above the downside threshold, investors receive full principal back at maturity. If the final price is below the downside threshold, repayment is reduced in line with the share price decline, and investors can lose all of their initial investment.

The notes are issued in $10 denominations with a minimum investment of 100 notes. An illustrative example shows a contingent coupon rate of 13.14% per annum and notes that the estimated initial value is expected to be between $9.49 and $9.74 per note. All payments depend on the creditworthiness of UBS, and the notes will not be listed on any exchange.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8013 SEC filings for UBS (AMUB), including 20-F annual reports and 6-K reports. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on December 23, 2025.