Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is issuing $1,187,000 of Trigger Callable Contingent Yield Notes linked to the worst performer of the Russell 2000 Index and the S&P 500 Index, maturing December 22, 2028. The notes pay a 10.10% per annum contingent coupon (about $8.4167 per $1,000 monthly) only when both indices are at or above 70% of their initial levels on each observation date. UBS can call the notes in whole, beginning after three months, paying back principal plus any due coupon, after which no further payments are made. If the notes are not called and either index finishes below its 70% downside threshold, investors receive $1,000 times the return of the worst-performing index and can lose some or all principal. All payments depend on UBS’s ability to meet its obligations, and the estimated initial value is $979.40 per $1,000 note, below the issue price.
UBS AG is offering approximately $991,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Jabil Inc. (JBL), maturing June 24, 2027. Each Note has a $1,000 principal amount and pays a contingent coupon at a rate of 14.08% per annum (about $35.20 per quarter) if Jabil’s share price on an observation date is at or above the coupon barrier of $169.97, which is 75% of the initial level.
The Notes are automatically called early if Jabil’s stock closes at or above the call threshold of $226.62 (100% of the initial level) on any quarterly observation date, returning principal plus due and unpaid coupons. If the Notes are not called and Jabil’s final share price is below the downside threshold of $169.97, investors receive less than principal, with losses matching the share price decline, and could lose their entire investment.
Payments depend entirely on UBS’s creditworthiness, the Notes are unsecured and unsubordinated, not listed on an exchange, and the estimated initial value of $964.10 per $1,000 Note is below the issue price due to fees, hedging costs and UBS’s internal funding rate.
UBS AG is offering $574,000 of Trigger Callable Contingent Yield Notes, each with a $1,000 principal amount, maturing on December 22, 2028. The Notes pay a monthly contingent coupon at a rate of 11.35% per annum only if, on each observation date, all three underlying assets—the SPDR S&P Regional Banking ETF (KRE), the Nasdaq-100 Technology Sector IndexSM (NDXT) and the Russell 2000 Index (RTY)—close at or above their coupon barriers, set at 70% of their initial levels. UBS may call the Notes in whole, beginning after six months, paying back principal plus any due coupon, after which no further payments are made.
If the Notes are not called and, on the final valuation date, every underlying is at or above its downside threshold (set at 60% of initial levels), investors receive full principal back, plus any final contingent coupon if all are also above the coupon barriers. If any underlying finishes below its downside threshold, repayment is reduced by that asset’s percentage decline, and investors can lose up to 100% of principal. All payments depend on UBS’s credit, and the Notes are not listed, may have limited liquidity, and do not pay dividends on the underlying ETF or index constituents.
UBS AG is offering $500,000 of Trigger In-Digital Securities linked to the nearby NYMEX Light Sweet Crude Oil (WTI) futures contract, maturing on January 22, 2027. Each $1,000 Security pays no interest and offers a fixed 10.60% digital return at maturity if the final WTI futures settlement price is at or above the digital barrier/downside threshold of $39.31, which is 70.00% of the initial price of $56.15 observed on the strike date.
If the final price is below $39.31, the maturity payment falls in line with the futures performance and investors lose the same percentage as the underlying, down to a minimum of $0.00, meaning a total loss is possible. The Securities are unsecured, unsubordinated obligations of UBS AG, with an estimated initial value of $993.20 per $1,000, and are subject to UBS’ credit risk and limited or no secondary market liquidity.
UBS AG is offering $813,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, Nasdaq-100® Technology Sector IndexSM and Russell 2000® Index, maturing on December 24, 2030. Investors receive an 11.05% per annum contingent coupon (about $9.2083 per $1,000 note monthly) only when each index closes at or above its coupon barrier, set at 75% of its initial level. UBS may call the notes quarterly after six months, returning principal plus any due coupon, ending all future payments.
If the notes are not called and each index finishes at or above its downside threshold (60% of initial level), investors receive full principal at maturity; if any index finishes below its threshold, repayment is reduced in line with the worst index’s loss and can fall to zero. The notes are unsecured obligations of UBS, not insured deposits, will not be listed, and may have limited liquidity. The estimated initial value is $967.60 per $1,000 note, below the issue price due to fees, hedging and UBS’ internal funding rate.
UBS AG is offering $2,536,000 of Trigger Callable Contingent Yield Notes linked to the worst performer of three major equity indices. The notes pay a quarterly contingent coupon at a rate of 10.65% per annum only if, on each observation date, the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index are all at or above their respective coupon barriers set at 70% of initial levels.
UBS can redeem the notes in full on any quarterly observation date starting after six months, returning principal plus any due coupon. If the notes are not called and, at maturity in December 2030, any index is below its downside threshold at 60% of its initial level, investors lose principal in line with the percentage decline of the worst-performing index, up to a total loss. Payments depend entirely on UBS’s credit, and the estimated initial value of each $1,000 note is $971.90, below the issue price.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100® Technology Sector IndexSM and the Russell 2000® Index. Each Note has a $1,000 principal amount, an expected term of about 4.5 years and pays a contingent coupon at 9.35% per annum if, on a monthly observation date, every index closes at or above its coupon barrier, set at 70% of its initial level.
UBS may call the Notes in whole, beginning after six months, paying principal plus any due coupon, after which no further payments are made. If the Notes are not called and each index finishes at or above its downside threshold, set at 60% of its initial level, investors receive back principal at maturity. If any index finishes below its downside threshold, repayment is reduced in line with the negative return of the worst-performing index, and investors could lose all of their initial investment. All payments depend on UBS’s credit, and the estimated initial value is expected between $952.00 and $982.00 per $1,000 Note.
UBS AG is offering $13,000,000 of Trigger Callable Contingent Yield Notes, each with a $1,000 principal amount, linked to the least performing of the Dow Jones Industrial Average®, the Nikkei 225® Index and the S&P 500® Index. The Notes run for approximately 15 months, from a December 23, 2025 settlement date to a March 23, 2027 maturity date, and pay a contingent coupon at a rate of 11.78% per annum (or $29.45 per quarter) only if on each observation date all three indices are at or above their coupon barriers, set at 70% of initial levels.
UBS may call the Notes on any quarterly observation date (other than the final one), repaying principal plus any due coupon, after which no further payments are made. If the Notes are not called and, at maturity, all indices are at or above their downside thresholds, set at 65% of initial levels, investors receive full principal back (plus any final coupon if barriers are met). If any index finishes below its downside threshold, repayment is reduced in line with the negative return of the worst-performing index, and investors could lose their entire investment. All payments depend on UBS’s creditworthiness, and the estimated initial value of each Note is $987.70, below the $1,000 issue price.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 Indexes, maturing around December 29, 2028. The Notes pay a contingent coupon at a rate of 10.50% per annum (for example, $8.75 per $1,000 Note per month) only if on each monthly observation date the closing level of every index is at or above its coupon barrier, set at 70% of its initial level. UBS may call the Notes in whole, beginning after three months, paying back principal plus any due coupon, after which no further payments are made.
If the Notes are not called and, at maturity, each index is at or above its downside threshold (also 70% of its initial level), investors receive full principal back, plus any final contingent coupon. If any index finishes below its downside threshold, the maturity payment is reduced in line with the negative return of the weakest index, and investors can lose some or all of their initial investment. Payments depend on UBS’s credit, and the estimated initial value is expected to range from $960.50 to $990.50 per $1,000 Note.
UBS AG, acting through its London branch, is offering $2,782,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000 Index and the S&P 500 Index, maturing on December 21, 2028.
The Notes pay a quarterly contingent coupon of 8.30% per annum ($20.75 per $1,000) only if on each observation date both indices close at or above their coupon barriers, set at 70% of their initial levels (the same levels also serve as downside thresholds). UBS may, at its discretion, call the Notes in whole on any quarterly observation date beginning after six months, returning principal plus any due coupon.
If the Notes are not called and either index finishes below its downside threshold at maturity, investors receive $1,000 multiplied by 1 plus the return of the worst-performing index, which can result in a significant loss of principal, up to 100%. The Notes are unsecured, unsubordinated obligations of UBS, not insured deposits, and payments depend entirely on UBS’s creditworthiness. The estimated initial value is $961.10 per $1,000, reflecting dealer compensation, hedging and issuance costs.