Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index. Each Note has a $1,000 principal amount, a term of approximately 18 months and pays an 8.00% per annum contingent coupon (about $6.6667 per month) only if on an observation date the closing level of each index is at or above its coupon barrier, set at 70.00% of its initial level.
UBS may, at its discretion, call the Notes in whole on any monthly observation date beginning after three months, paying back principal plus any due contingent coupon, after which no further payments are made. If the Notes are not called and at maturity in July 2027 all three indices are at or above their downside thresholds (also 70.00% of initial levels), investors receive full principal back, plus any final contingent coupon.
If the Notes are not called and any index finishes below its downside threshold, the repayment is reduced dollar-for-dollar with the negative return of the worst-performing index, and investors can lose some or all of their investment. Payments depend on the creditworthiness of UBS, and the Notes are unsecured, unsubordinated obligations with an estimated initial value between $941.70 and $971.70 per $1,000.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index, Russell 2000 Index and S&P 500 Index, with a principal amount of $1,000 per Note and an expected 18‑month term to around August 4, 2027. The Notes pay a monthly contingent coupon at a rate of 10.15% per annum only if, on the relevant observation date, each index is at or above its coupon barrier, set at 70% of its initial level; otherwise no coupon is paid. UBS may, at its discretion, call the Notes in whole on any monthly observation date beginning after three months, returning principal plus any due coupon, after which no further payments are made. If the Notes are not called and, at maturity, any index finishes below its downside threshold (also 70% of its initial level), investors receive $1,000 times 1 plus the return of the worst-performing index and can lose some or all of their initial investment. All payments depend on the creditworthiness of UBS, the Notes will not be listed on an exchange, and the estimated initial value is expected to be between $957.00 and $987.00 per $1,000 issue price.
UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the Solactive U.S. Large Cap Volatility Navigator 40 Index, maturing around February 4, 2032. Each $1,000 note pays a 14.50% per annum contingent coupon when the index closes at or above a coupon barrier set at 70% of the initial level, with unpaid coupons potentially paid later via a memory feature. The notes can be automatically called after 12 months if the index is at or above the call threshold (100% of the initial level), returning principal plus due and unpaid coupons.
If not called, and the final index level is at or above a downside threshold set at 50% of the initial level, investors receive their $1,000 principal. If the final level is below that threshold, repayment is reduced one-for-one with the index loss, and all principal can be lost. The underlying index uses leverage up to 500%, targets 40% volatility and applies a 6.0% per annum daily decrement, which drags on performance. Estimated initial value per $1,000 note is expected between $932.70 and $962.70, and all payments depend on UBS’s creditworthiness.
UBS AG is offering $3.975 million of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to Paramount Skydance Corporation common stock. The Notes pay a contingent coupon at a rate of 14.59% per annum (or $36.475 per quarter on each $1,000 Note) only if PSKY’s closing level on an observation date is at or above the coupon barrier of $8.71, which is 65% of the initial level of $13.40. Missed coupons can be paid later if the barrier is met, via the memory feature.
The Notes are automatically called if PSKY closes at or above the call threshold of $13.40 (100% of the initial level) on any observation date before maturity, returning principal plus due and unpaid coupons. If not called, investors receive full principal at maturity only if the final level is at or above the downside threshold of $8.71. Below that level, repayment is reduced 1:1 with PSKY’s decline, and all principal can be lost.
The Notes mature on July 6, 2027, have a denomination of $1,000 and an estimated initial value of $943.70 per Note. They are unsecured obligations of UBS, are not listed, and expose holders both to PSKY market risk and to UBS credit risk.
UBS AG is offering $3,911,000 of Trigger Callable Contingent Yield Notes due January 6, 2031, linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq‑100® Technology Sector IndexSM and the Russell 2000® Index. The Notes pay a contingent coupon at an annual rate of 11.10% (about $9.25 per $1,000 per month) only if, on each monthly observation date, all three indices close at or above their coupon barriers set at 75% of initial levels. UBS may call the Notes in whole, beginning after six months, paying back principal plus any due coupon, ending future payments.
If the Notes are not called and, on the final valuation date, all indices are at or above their downside thresholds set at 60% of initial levels, investors receive full principal back (plus any final coupon if all are above the coupon barriers). If any index finishes below its downside threshold, repayment is reduced one‑for‑one with that index’s loss, and investors can lose up to all of their principal. The estimated initial value is $966.90 per $1,000 Note, the Notes will not be listed, coupons are not guaranteed, and all payments depend on the creditworthiness of UBS.
UBS AG is offering $8,321,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, Nasdaq-100® Technology Sector IndexSM and Russell 2000® Index, maturing on December 3, 2027. The Notes pay a contingent coupon at a rate of 11.35% per annum (about $9.4583 per $1,000 per month) only if, on each monthly observation date, all three indices close at or above their coupon barriers, set at 70% of their initial levels, which are also the downside thresholds.
UBS may call the Notes in whole, beginning after three months, paying back principal plus any due coupon; no further payments would be made. If the Notes are not called and any index finishes below its downside threshold at maturity, investors receive $1,000 multiplied by one plus the return of the least performing index, potentially losing all principal. The Notes are unsecured obligations of UBS, not insured deposits, will not be listed on any exchange, and have an estimated initial value of $977.60 per $1,000 issue price.
UBS AG is offering trigger callable contingent yield notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indexes. Each note has a $1,000 principal amount, a contingent coupon rate of 8.45% per annum (about $7.0417 per month), and matures on or about February 1, 2029.
Coupons are paid only if all three indexes are at or above 75% of their initial levels on the observation date, and principal is protected at maturity only if all are at or above 70% of initial levels. Otherwise, investors are exposed to the full downside of the worst-performing index and can lose all principal. UBS may call the notes after six months at par plus any due coupon. The estimated initial value is $934.70–$964.70 per note, below the $1,000 issue price, reflecting fees, hedging and UBS’ internal funding rate.
UBS AG is offering Buffer Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of the VanEck® Gold Miners ETF (GDX) and the iShares® Silver Trust (SLV), maturing on or about January 30, 2031. Each Note has a $1,000 principal amount and pays a contingent coupon of 11.00% per annum (about $9.1667 monthly) if on a coupon observation date both ETFs close at or above their coupon barriers, set at 80.00% of their initial levels.
The Notes can be called automatically quarterly, beginning after 6 months, if both ETFs are at or above their call threshold levels of 100.00% of their initial levels, returning principal plus any due and unpaid coupons. If not called, and at maturity both ETFs are at or above their downside thresholds of 85.00% of initial levels, investors receive full principal back. If any ETF finishes below its downside threshold, repayment is reduced according to the loss of the worst performer beyond the 15.00% buffer, and investors could lose almost all of their investment.
The Notes are unsecured, unsubordinated obligations of UBS and all payments depend on UBS’s creditworthiness. They will not be listed, and secondary liquidity may be limited. The issue price is $1,000.00 per Note, including an underwriting discount of $37.50, with proceeds to UBS of $962.50 per Note. The estimated initial value is expected to be between $916.00 and $946.00, reflecting internal funding and hedging costs.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq‑100® Technology Sector IndexSM, the Russell 2000® Index and the S&P 500® Index, maturing on or about January 4, 2028. The Notes pay a monthly contingent coupon at a rate of 11.85% per annum (about $9.875 per $1,000 each month) only if, on the relevant observation date, the closing level of each index is at or above its coupon barrier, set at 70% of its initial level.
UBS may call the Notes in whole, beginning after three months, on any observation date other than the final one, paying back principal plus any due coupon, with no further payments. If the Notes are not called and, at maturity, each index is at or above its downside threshold (also 70% of initial level), investors receive full principal back, plus any final coupon. If any index finishes below its downside threshold, the maturity payment is reduced in line with the negative return of the worst‑performing index, and all principal can be lost.
The Notes are unsecured, unsubordinated debt of UBS, are not bank deposits or FDIC‑insured, will not be listed on an exchange, and involve significant market, liquidity, credit and structural risks. The estimated initial value is expected to be between $957.50 and $987.50 per $1,000 Note, reflecting dealer compensation, hedging and issuance costs.
UBS AG is offering trigger callable contingent yield notes linked to the least performing of the Nasdaq-100 Index, Russell 2000 Index and S&P 500 Index, maturing in early 2029. The notes pay a 10.85% per annum contingent coupon only when all three indexes close at or above their coupon barriers, set at 75% of their initial levels, on monthly observation dates. If UBS calls the notes after three months, holders receive principal plus any due coupon and the product terminates early.
If the notes are not called and each index finishes at or above its 70% downside threshold at maturity, investors receive full principal back (plus any final coupon if barriers are met). If any index ends below its downside threshold, repayment is reduced one-for-one with the worst index’s loss, and all principal can be lost. The notes are unsecured obligations of UBS, with an estimated initial value between $954.10 and $984.10 per $1,000 issue price, and will not be listed on any exchange.