Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.
UBS AG plans to issue Trigger Autocallable Contingent Yield Notes linked to the common stock of Bank of America Corporation, maturing on or about January 29, 2027. These unsecured notes pay a contingent coupon only when the stock closes at or above a set coupon barrier on observation dates.
The notes can be called early if the stock closes at or above its initial level on any observation date before maturity, in which case investors receive principal plus any due coupon and the notes terminate. If not called and the final stock level is at or above a downside threshold, principal is repaid at maturity.
If the notes are not called and the final stock level falls below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all principal. Payments depend on UBS’s credit. The minimum investment is 100 notes at $10 each, and the estimated initial value is between $9.43 and $9.68 per note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation, maturing on or about January 31, 2028. These are unsecured, unsubordinated debt obligations of UBS and are not bank deposits or FDIC insured.
Investors can receive contingent coupons only if Intel’s share price on each observation date, including the final valuation date, is at or above a preset coupon barrier. The Notes are automatically called early if Intel’s price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and no further payments.
If the Notes are not called and Intel’s final level is at or above the downside threshold, investors receive the $10 principal per Note at maturity, plus any final contingent coupon if the coupon barrier is also met. If the final level is below the downside threshold, repayment is reduced in line with Intel’s percentage decline, and investors can lose some or all of their initial investment. The estimated initial value is expected to be between $9.44 and $9.69 per $10 Note, and the Notes will not be listed on any securities exchange.
UBS AG is offering $310,000 of Trigger Autocallable Contingent Yield Notes linked to Micron Technology, Inc. common stock, maturing January 31, 2028. These unsecured debt notes pay a contingent coupon only when Micron’s share price on an observation date is at or above a preset coupon barrier.
The notes can be called early if Micron’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive principal plus any due coupon and no further payments. If the notes are not called and Micron’s final share level is at or above a downside threshold, investors receive full principal back at maturity.
If the notes are not called and Micron’s final share level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their investment. Coupons and principal are also subject to UBS credit risk. The notes will not be exchange‑listed and have an estimated initial value of $9.80 per $10 note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing around January 29, 2027. These unsecured debt notes can pay periodic contingent coupons, but only when NVIDIA’s closing level on an observation date is at or above a preset coupon barrier.
The notes may be automatically called early if NVIDIA’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive principal plus any due coupon and no further payments. If the notes are not called and NVIDIA’s final level is at or above a downside threshold, investors receive full principal at maturity; if it is below that threshold, repayment is reduced in line with NVIDIA’s decline, and all principal can be lost in extreme cases.
The notes are subject to UBS’s credit risk, will not be listed on any exchange, and are sold in minimum denominations of 100 notes at $10 per note. A hypothetical example shows an annual contingent coupon rate of 8.94% and a downside threshold and coupon barrier set at 60.00% of the initial level, illustrating both income potential and significant downside market exposure.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of The Goldman Sachs Group, Inc., maturing on January 29, 2027. These are unsecured, unsubordinated debt obligations of UBS, not bank deposits and not FDIC insured.
Investors receive contingent coupons only if Goldman Sachs’ share price on each observation date is at or above a preset coupon barrier. The notes are automatically called early if the share price on any observation date before maturity is at or above the initial level, returning principal plus any due coupon and ending further payments.
If not called, and the final share price on January 27, 2027 is at or above the downside threshold, investors get back the $10 principal per note (plus a final coupon if the barrier is met). If the final price is below the downside threshold, repayment is reduced in line with the stock’s decline and can fall to zero, causing total loss of principal. Payments depend entirely on UBS’s credit; if UBS defaults, investors could lose their entire investment. The notes are offered in minimums of 100 notes at $10 each ($1,000) and will not be listed on any exchange. The estimated initial value is $9.75 per $10 note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on or about January 31, 2028. Each Note has a $10 denomination, with a minimum investment of 100 Notes (a $1,000 investment).
The Notes may pay high contingent coupons, illustrated at 23.10% per annum, but only when Micron’s share price is at or above a preset coupon barrier on observation dates. The Notes can be called early if the share price is at or above the initial level, returning principal plus any due coupon.
If the Notes are not called and Micron’s final share price is at or above the downside threshold (50% of the initial level in the examples), investors receive principal back (and a final coupon if the barrier is met). If the final price is below the downside threshold, repayment is reduced in line with Micron’s decline, and investors can lose all of their investment. The Notes are unsecured debt of UBS, with an estimated initial value between $9.44 and $9.69 per $10 Note, and are not listed on any exchange.
UBS AG is offering $546,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Dell Technologies Inc., maturing on January 29, 2029. These are unsubordinated, unsecured debt obligations of UBS, not traditional bonds.
Investors receive a high contingent coupon, illustrated at 15.05% per annum (about $0.3763 per $10 note quarterly), only if Dell’s closing price on each observation date is at or above a preset coupon barrier. If Dell is below the barrier, no coupon is paid for that period.
The notes are automatically called quarterly, starting after six months, if Dell’s price is at or above the initial level. In that case, investors receive principal plus the due coupon and the notes terminate early. If not called, and at maturity Dell is at or above the downside threshold, principal is repaid (plus a final coupon if the barrier is met).
If the notes are not called and Dell finishes below the downside threshold, repayment is reduced one-for-one with Dell’s loss, and investors can lose all principal. Payments depend on UBS’s creditworthiness, the notes are not listed, the minimum is 100 notes ($1,000), and the estimated initial value is $9.70 per $10 note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of The Goldman Sachs Group, Inc. The unsecured notes run from an expected trade date of January 27, 2026 to a maturity date on or about January 29, 2027.
The notes may pay periodic contingent coupons only if the Goldman Sachs share price is at or above a preset coupon barrier on each observation date. They can be automatically called early if the share price is at or above the initial level, in which case holders receive principal plus any due coupon and the product terminates.
If the notes are not called and the final share price is at or above a downside threshold, principal is repaid at maturity; if it is below that threshold, repayment is reduced in line with the stock’s loss, and investors can lose all principal. Minimum investment is 100 notes at $10 each, and the estimated initial value per note is expected to range from $9.42 to $9.67, reflecting UBS’ internal pricing models. All payments depend on UBS’ creditworthiness, and the notes will not be listed on an exchange.
UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to Freeport-McMoRan Inc. common stock, maturing on January 31, 2028. These unsubordinated, unsecured notes pay a contingent coupon only when the stock closes at or above a preset coupon barrier on each observation date.
The notes are automatically called early if Freeport-McMoRan’s share price is at or above the initial level on any observation date before maturity. In that case, holders receive the $10 principal per note plus the applicable contingent coupon, and the product terminates with no further payments.
If the notes are not called and the final stock level on the last valuation date is at or above the downside threshold, investors receive full principal back, plus a final contingent coupon if the coupon barrier is also met. If the final level falls below the downside threshold, repayment is reduced in line with the stock’s percentage loss, and the entire principal can be lost.
The term is approximately two years, with a hypothetical contingent coupon rate of 16.42% per year (about $0.4105 per $10 note per period) used in examples. The estimated initial value is $9.71 per $10 note, reflecting UBS’s internal pricing and funding. The notes are not listed on any exchange, may be illiquid, and all payments depend on UBS’s credit.
UBS AG is offering $400,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Alcoa Corporation, maturing on January 31, 2028. These are unsecured, unsubordinated debt obligations of UBS, not bank deposits and not FDIC insured.
Investors receive contingent coupons only if Alcoa’s share price on each observation date is at or above a preset coupon barrier. The notes can be called early if the share price is at or above the initial level, in which case investors receive principal plus any due coupon and the product terminates.
If the notes are not called and Alcoa’s final share price is at or above the downside threshold, principal is repaid at maturity. If the final level is below the downside threshold, repayment is reduced in line with the share price decline and investors can lose up to all of their investment. All payments depend on UBS’s creditworthiness. The notes are sold in $10 denominations, with a $1,000 minimum, and have an estimated initial value of $9.62 per note.