Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Alcoa Corporation, with maturity expected on January 10, 2028.
These unsecured debt securities pay a contingent coupon only when Alcoa’s closing stock price on an observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period. The notes can be called early if Alcoa’s stock is at or above the initial level on any observation date before maturity, in which case investors receive principal plus the applicable coupon and no further payments.
If the notes are not called and the final stock level is at or above a downside threshold, investors receive only principal back at maturity; if it is below that threshold, repayment falls in line with the stock’s loss and investors can lose some or all of their initial investment. Any payment depends on the creditworthiness of UBS, and the estimated initial value per $10 note is between $9.18 and $9.43.
UBS AG is offering $300,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Meta Platforms, Inc., maturing on January 8, 2027. These unsecured debt obligations pay a contingent coupon only if Meta’s closing share price on an observation date is at or above a coupon barrier; otherwise, no coupon is paid for that period. The notes are automatically called early if Meta’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus any due coupon and no further payments.
If the notes are not called and Meta’s final share price on the valuation date is at or above the downside threshold, investors receive the full principal at maturity, plus any final contingent coupon if the coupon barrier is met. If the final price is below the downside threshold, repayment is reduced in line with Meta’s percentage decline, and investors can lose all of their principal. Payments depend on UBS’s credit; a default by UBS could result in total loss. The notes are not listed, require a minimum investment of 100 notes at $10 each, and have an estimated initial value of $9.79 per note. A hypothetical example uses a 16.14% per annum contingent coupon rate.
UBS AG plans to issue Trigger Autocallable Contingent Yield Notes linked to the common stock of Valero Energy Corporation, with a scheduled maturity around January 10, 2028. These unsecured debt notes can pay quarterly contingent coupons, but only when Valero’s share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes may be automatically called early if Valero’s share price on an observation date reaches or exceeds the initial level, in which case holders receive principal plus any due coupon and the product terminates. If the notes are not called and Valero’s final share price is at or above the downside threshold, investors receive back their principal at maturity. If the final share price is below the downside threshold, repayment is reduced in line with the share’s percentage loss, and the entire investment can be lost.
The minimum investment is 100 Notes at $10 each, and the estimated initial value on the trade date is expected to be between $9.44 and $9.69 per Note, based on UBS internal models. A hypothetical example uses a 10.80% per annum contingent coupon rate and a downside threshold and coupon barrier set at 70% of the initial share price, illustrating both partial-loss and full-loss scenarios. All payments depend on UBS’s creditworthiness; a default by UBS could result in total loss.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dell Technologies Inc., maturing on or about January 10, 2028. These unsecured, unsubordinated debt obligations pay a contingent coupon only if Dell’s share price on each observation date is at or above a coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if Dell’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus any contingent coupon then due and no further payments. If the notes are not called and Dell’s final share price is at or above a downside threshold, investors receive the full principal at maturity. If the final price is below the downside threshold, repayment is reduced in line with Dell’s decline, and investors can lose all of their initial investment.
Any payment depends on UBS’s credit. The notes will not be listed, require a minimum investment of 100 notes at $10 each, and have an estimated initial value between $9.42 and $9.67.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation, maturing on January 10, 2028. Each Note has a principal amount of $10, with a minimum investment of 100 Notes (a $1,000 investment).
Investors receive a contingent coupon only if Constellation Energy’s stock closes at or above a preset coupon barrier on each observation date. The Notes are automatically called early if the stock closes at or above the initial level on any observation date before maturity, paying back principal plus the applicable contingent coupon.
If the Notes are not called and the final stock level is at or above the downside threshold, investors receive the $10 principal at maturity; if it is below the downside threshold, repayment is reduced in line with the stock’s decline and can fall to zero. All payments depend on UBS’s credit, and the estimated initial value is $9.73 per $10 Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Meta Platforms, Inc., maturing on or about January 8, 2027. These unsecured debt obligations can pay periodic contingent coupons only when Meta’s closing level on an observation date is at or above a specified coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if Meta’s closing level on any observation date before final valuation is at or above the initial level, in which case holders receive the principal plus any due coupon and no further payments. If the notes are not called and the final level is at or above the downside threshold, principal is repaid at maturity; if it is below the downside threshold, repayment is reduced in line with Meta’s decline and can fall to zero.
The notes are subject to UBS’s credit risk, will not be listed on any exchange and are sold in minimums of 100 notes at $10 per note. The estimated initial value per $10 note on the trade date is expected to be between $9.43 and $9.68, reflecting UBS’s internal pricing and funding considerations.
UBS AG is offering trigger autocallable contingent yield notes linked to the common stock of Lam Research Corporation. These unsecured, unsubordinated notes pay a contingent coupon only if the stock closes at or above a preset coupon barrier on each observation date; otherwise no coupon is paid for that period. The notes are automatically called early if the stock closes at or above its initial level on any observation date before the final valuation date, in which case investors receive the principal plus any due coupon and no further payments.
If the notes are not called and the stock’s final level on January 6, 2028 is at or above a downside threshold, investors receive the $10 principal per note at maturity on or about January 10, 2028. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline and investors can lose some or all of their initial investment. The estimated initial value on the trade date is expected to be between $9.41 and $9.66 per $10 note, and all payments depend on the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of DexCom, Inc., maturing on January 10, 2028. The Notes pay a contingent coupon only if DexCom’s stock closes at or above a preset coupon barrier on an observation date; otherwise no coupon is paid. The Notes are automatically called early if DexCom’s stock closes at or above the initial level on any observation date before maturity, in which case holders receive the principal plus the applicable coupon and no further payments.
If the Notes are not called and DexCom’s final stock level is at or above the downside threshold, investors receive back the principal at maturity (and the final coupon if the barrier is met). If the final level is below the downside threshold, repayment is reduced in line with DexCom’s decline and can fall to zero, resulting in a total loss of principal. The Notes are unsecured obligations of UBS, carry significant market and credit risk, will not be listed on an exchange, and are offered in minimum denominations of 100 Notes at $10 per Note, with an estimated initial value of $9.75 per Note.
UBS AG is offering $5,009,500 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Vistra Corp., maturing on January 8, 2031. These unsecured notes pay a contingent coupon only if Vistra’s stock closes on each observation date at or above a preset coupon barrier; otherwise, no coupon is paid for that period.
The notes are automatically called early if, on any quarterly observation date after the first year, Vistra’s share price is at or above the initial level. In that case, investors receive the $10 principal per Note plus any due coupon, and the product ends. If the notes are not called and Vistra’s final share level is at or above a downside threshold, investors receive only their $10 principal per Note at maturity, with any final coupon depending on the barrier test.
If the final share level is below the downside threshold, repayment of principal is reduced one-for-one with Vistra’s loss, and investors can lose their entire investment. All payments depend on the creditworthiness of UBS AG, the notes are not insured, will not be listed on an exchange, and the estimated initial value per Note is $9.67 versus the $10 issue price, reflecting fees and UBS’s internal funding rate.
UBS AG is offering unsecured, unsubordinated Trigger Autocallable Contingent Yield Notes linked to the common stock of Vistra Corp., with a trade date of January 6, 2026 and maturity on or about January 8, 2031. These market-linked notes can pay quarterly contingent coupons only when the underlying stock closes at or above a preset coupon barrier on the relevant observation date.
The notes are automatically called if, on any quarterly observation date beginning after 12 months and before final valuation, the Vistra share price is at or above the initial level; in that case investors receive principal plus the applicable contingent coupon and no further payments. If the notes are not called and the final share level is at or above a downside threshold, investors receive only their principal at maturity, with any final contingent coupon depending on the coupon barrier.
If the final level is below the downside threshold, repayment is reduced in proportion to the stock’s decline, and investors can lose all of their initial investment. Any payment depends on the creditworthiness of UBS. The notes are not bank deposits, are not FDIC insured, will not be listed on an exchange, and have an estimated initial value between $9.26 and $9.51 per $10 note. The minimum investment is 100 notes at $10 each.