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UBS AG (AMUB) SEC Filings, Jan 6, 2026

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of United Airlines Holdings, Inc., maturing on or about January 10, 2028. These unsecured debt obligations can pay periodic contingent coupons, but only if the stock closes at or above a preset coupon barrier on each observation date. The Notes may be automatically called early if the stock closes at or above its initial level on any observation date before maturity, in which case investors receive principal plus any due coupon and the Notes terminate.

If the Notes are not called and the final stock level is at or above the downside threshold, investors receive their principal back at maturity. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose some or all of their initial investment. All payments, including any coupons and principal repayment, depend on the creditworthiness of UBS. The Notes are offered in minimums of 100 Notes at $10 per Note, with an estimated initial value between $9.49 and $9.74 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Snap Inc., maturing on January 10, 2028. These unsecured debt notes pay contingent coupons only when Snap’s closing stock price on an observation date is at or above a preset coupon barrier, and they can be automatically called early if the stock is at or above the initial level.

If the notes are not called and Snap’s stock on the final valuation date is at or above a downside threshold, investors receive back the principal per note; if it is below that threshold, repayment is reduced in line with the stock’s loss and can fall to zero, meaning a total loss of principal is possible. The notes are issued at $10 per note with a minimum investment of 100 notes, and their estimated initial value is $9.72. All payments depend on UBS’s credit, and the notes will not be listed on any exchange.

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UBS AG is offering $20,391,600 in Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on January 8, 2029. These notes pay a contingent coupon only when Oracle’s closing share price on a quarterly observation date is at or above a preset coupon barrier; if it is below, no coupon is paid for that period.

The notes are automatically called early if Oracle’s price on any observation date (beginning after 6 months) is at or above the initial level, in which case investors receive the $10 principal per Note plus any due coupon and the notes terminate. If the notes are not called and Oracle’s final level is at or above the downside threshold, investors receive full principal at maturity; if it is below, repayment is reduced in line with the stock’s decline and can fall to zero. The estimated initial value per Note is $9.78, and all payments depend on the creditworthiness of UBS.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on or about January 8, 2029. Each Note has a principal amount of $10 and is designed to pay a contingent quarterly coupon only when Oracle’s closing level on an observation date is at or above a specified coupon barrier.

The Notes will be automatically called before maturity if, on any observation date after an initial period, Oracle’s closing level is at or above the initial level. In that case, investors receive the $10 principal plus any contingent coupon due, and no further payments. If the Notes are not called and Oracle’s final level is at or above a downside threshold, investors receive the full $10 per Note at maturity; if it is below the threshold, repayment is reduced in line with Oracle’s decline, and all principal can be lost.

The offering highlights significant risk, including the possibility of receiving no coupons and losing all invested principal. The estimated initial value per Note on the trade date is expected to be between $9.39 and $9.64. A hypothetical example in the document uses a contingent coupon rate of 12.27% per annum with a coupon barrier and downside threshold at 50% of the initial level. All payments depend on the creditworthiness of UBS AG.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Snap Inc., maturing on or about January 10, 2028. These are unsecured, unsubordinated debt obligations that pay a contingent coupon only when Snap’s closing share price on an observation date is at or above a preset coupon barrier.

The notes may be automatically called before maturity if Snap’s share price on any observation date (other than the final one) is at or above the initial level. In that case, investors receive the principal plus any due contingent coupon on the call settlement date and no further payments. If the notes are not called and Snap’s final level is at or above the downside threshold, investors receive full principal back at maturity; if it is below, repayment is reduced one-for-one with Snap’s percentage decline and can fall to zero.

The minimum investment is 100 notes at $10 each, and the estimated initial value per $10 note is expected to be between $9.42 and $9.67, based on UBS’ internal models. Any payment depends on UBS’s creditworthiness, the notes are not FDIC insured, and they are not expected to be listed on an exchange.

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UBS AG is offering $860,000 of Trigger Autocallable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Russell 2000® Index and the Nasdaq-100® Technology Sector IndexSM, maturing on January 7, 2032.

The Notes pay a contingent coupon at a rate of 9.00% per annum on monthly observation dates only if each index closes at or above its coupon barrier, set at 80.00% of its initial level. Missed coupons can be recovered later under the “memory interest” feature if a future observation meets the barrier.

Beginning after 12 months, the Notes are automatically called if each index is at or above its call threshold level, equal to 100.00% of its initial level, returning principal plus due and unpaid coupons. If not called and, at maturity, each index is at or above its downside threshold of 60.00% of its initial level, investors receive full principal; otherwise, the payoff is reduced one-for-one with the loss on the worst index, and all principal can be lost.

The Notes are unsecured, unsubordinated obligations of UBS, not insured by any government agency, will not be listed on an exchange, and have an estimated initial value of $971.10 per $1,000 issue price.

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UBS AG is offering $2,350,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index, Russell 2000 Index and S&P 500 Index, maturing on January 10, 2029. Investors can receive a 9.70% per annum contingent coupon (about $8.0833 per month per $1,000 Note) only if on each observation date all three indices close at or above their coupon barriers set at 70% of initial levels. UBS may call the notes after six months, repaying principal plus any due coupon, ending all future payments.

If the notes are not called and any index finishes below its downside threshold of 65% of its initial level, the repayment of principal is reduced one-for-one with the worst-performing index, and investors could lose their entire investment. Payments depend on UBS’s credit, and the estimated initial value is $969.10 per $1,000 Note, reflecting fees, hedging costs and UBS’s internal funding rate.

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Rhea-AI Summary

UBS AG is offering trigger callable contingent yield notes linked to the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index. The notes have a principal amount of $1,000 per note, an expected term of about four years, and pay a 10.30% per annum contingent coupon only when all three indexes close at or above 70% of their initial levels on a monthly observation date.

UBS can call the notes in whole beginning after three months; if called, investors receive $1,000 per note plus any due coupon, with no further payments. If the notes are not called and any index finishes below 60% of its initial level at maturity, the repayment is reduced one-for-one with the worst-performing index, and investors can lose all of their principal.

The notes are unsecured obligations of UBS, are not insured deposits, will not be listed on an exchange, and have an estimated initial value between $956 and $986 per $1,000 note, reflecting embedded fees and hedging costs.

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UBS AG is offering Capped Buffer Contingent Absolute Return Securities, unsecured debt linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indices, with a term of about 12 months and a $1,000 principal amount per Security.

If the least performing index ends above its initial level, holders receive $1,000 plus the index gain, capped at a maximum upside gain of 9.00% (maximum payment $1,090). If that index is flat or down but still at or above 80% of its initial level, investors get a “contingent absolute return” equal to the magnitude of the loss, up to 20.00% (maximum payment $1,200). If the least performing index falls below its 80% downside threshold, principal is reduced beyond a 20% buffer, and investors can lose almost all of their investment.

The notes pay no interest, do not offer dividends, will not be listed on an exchange, and may have limited or no secondary market. Any payment depends entirely on the creditworthiness of UBS AG; a default could result in loss of the entire principal. The estimated initial value per Security, based on UBS’ internal models, is expected to be between $961.10 and $991.10, below the $1,000 issue price.

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Rhea-AI Summary

UBS AG is offering trigger callable yield notes linked to the worst performer of the Nasdaq‑100, Russell 2000 and S&P 500 indices. The notes pay a fixed coupon of 7.55% per annum (about $6.2917 per month on $1,000) on each coupon date unless UBS has already called the notes. UBS can redeem the notes in full at its discretion on monthly call dates starting about six months after issuance, paying back principal plus the due coupon.

If the notes are not called and on the final valuation date every index is at or above 70% of its initial level, investors receive full principal at maturity plus the last coupon. If any index finishes below its 70% downside threshold, principal is reduced in line with the percentage loss of the worst‑performing index, and investors can lose all of their investment.

The notes are unsecured, unsubordinated obligations of UBS AG, not bank deposits and not FDIC‑insured, will not be listed on any exchange, and may have limited or no secondary market. The estimated initial value per note is expected between $955 and $985, below the $1,000 issue price due to fees, funding and hedging costs.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 6, 2026.