Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dell Technologies Inc., maturing on or about January 29, 2029. These are unsecured, unsubordinated debt obligations of UBS with no exchange listing and notable downside risk.
Investors receive a contingent coupon only if Dell’s closing level on each quarterly observation date is at or above a specified coupon barrier. The notes are automatically called if Dell’s level is at or above the initial level on any observation date after six months, returning principal plus that coupon.
If not called and Dell’s final level is below a downside threshold, repayment at maturity is reduced in line with the stock’s decline, up to a total loss of principal. The minimum investment is 100 Notes at $10 each, and the estimated initial value per $10 Note is expected between $9.33 and $9.58, all subject to UBS’s creditworthiness.
UBS AG is offering $125,000 of Trigger Autocallable Contingent Yield Notes linked to Dow Inc. common stock, maturing January 29, 2027. These unsecured notes pay contingent coupons only when Dow’s closing price on an observation date is at or above a preset coupon barrier.
The notes may be automatically called before maturity if Dow’s stock closes at or above the initial level on any observation date, in which case investors receive principal plus the due contingent coupon and no further payments. If the notes are not called and Dow’s final level is at or above the downside threshold, principal is repaid at maturity.
If the notes are not called and Dow’s final level is below the downside threshold, repayment is reduced one-for-one with Dow’s percentage decline, and investors can lose all principal. The minimum investment is 100 notes at $10 each, and the estimated initial value is $9.73 per note, with all payments subject to UBS’s credit.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Freeport-McMoRan Inc. stock, maturing around January 31, 2028. Each Note has a $10 principal amount, with a minimum investment of 100 Notes, and an estimated initial value between $9.41 and $9.66 per Note.
Investors receive contingent coupons only if the underlying stock closes at or above a specified coupon barrier on each observation date. The Notes are automatically called early if the stock closes at or above the initial level on any observation date before maturity, returning principal plus the due coupon, with no further payments.
If not called and the stock is at or above the downside threshold at maturity, investors receive their $10 principal back. If the stock finishes below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their initial investment. The Notes are unsecured, unsubordinated UBS debt, not listed on any exchange, and all payments depend on UBS’s creditworthiness.
UBS AG is offering $215,000 of Trigger Autocallable Contingent Yield Notes linked to Oracle Corporation common stock, maturing on January 29, 2027. These unsecured debt notes pay contingent coupons only when Oracle’s share price on an observation date is at or above a preset coupon barrier.
The notes can be called early if Oracle’s price on any observation date before maturity is at or above the initial level, in which case investors receive the $10 principal per note plus any due coupon and no further payments. If not called and Oracle’s final price is at or above the downside threshold, principal is repaid at maturity.
If the notes are not called and Oracle’s final price is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their investment. An example shows a contingent coupon rate of 16.73% per year with a downside threshold and coupon barrier at 60% of the initial level. All payments depend on UBS’s credit, and the notes will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Alcoa Corporation, maturing on or about January 31, 2028. These are unsubordinated, unsecured debt obligations of UBS.
Investors receive a contingent coupon only if Alcoa’s stock closes at or above a preset coupon barrier on an observation date. The notes are automatically called early if the stock closes at or above the initial level on any observation date before final valuation, returning principal plus the relevant coupon.
If not called, and the final stock level is at or above a downside threshold, UBS repays principal at maturity; if it is below that threshold, repayment is reduced in line with the stock’s decline, and investors can lose all principal. Payments depend on UBS’s credit. The notes will not be listed, require a minimum investment of 100 notes at $10 each, and have an estimated initial value per note between $9.26 and $9.51.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dow Inc., maturing on or about January 29, 2027. These unsecured debt securities pay contingent coupons only when Dow’s closing level is at or above a preset coupon barrier on observation dates.
The notes can be called early if Dow’s stock closes at or above the initial level on any observation date, returning principal plus the applicable coupon and ending the investment. If the notes are not called and Dow’s final level is at or above the downside threshold, investors receive full principal at maturity, with any final coupon.
If the notes are not called and Dow’s final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all principal. All payments depend on UBS’s creditworthiness, and the notes will not be listed on any exchange.
UBS AG is offering $365,000 of Trigger Autocallable Contingent Yield Notes linked to NVIDIA common stock, maturing January 31, 2028. These notes pay a contingent coupon only when NVIDIA’s closing level on an observation date is at or above a coupon barrier, illustrated at $60, equal to 60% of the initial level, with a sample contingent coupon rate of 13.22% per year on a $10 principal.
The notes are automatically called early if NVIDIA’s stock closes at or above the initial level on any observation date before final valuation, returning principal plus the applicable coupon and ending further payments. If not called and NVIDIA’s final level is at or above the downside threshold (also illustrated at $60), investors receive only their principal plus any final coupon.
If the notes are not called and NVIDIA’s final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose all of their investment. Payments depend on UBS’s creditworthiness; the estimated initial value is $9.81 per $10 note, and the minimum investment is 100 notes.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on or about January 29, 2027. These unsecured debt notes pay contingent coupons only if Oracle’s closing level on an observation date is at or above a preset coupon barrier.
The notes are automatically called early if Oracle’s closing level on any observation date before the final valuation date is at or above the initial level, in which case investors receive the $10 principal per note plus any due coupon and no further payments. If not called and Oracle’s final level is at or above the downside threshold (illustrated at 60% of the initial level), investors receive full principal at maturity, plus a final coupon if the barrier is met.
If the notes are not called and the final level is below the downside threshold, repayment is reduced in line with Oracle’s negative return, and investors can lose all of their investment. An example shows a 14.59% per annum contingent coupon rate, with a $0.3648 coupon on a $10 note and a severe loss scenario paying only $3.60 at maturity. The minimum investment is 100 notes at $10 each, and the estimated initial value is expected to be between $9.44 and $9.69 per $10 note. All payments depend on UBS’s creditworthiness, and the notes are not listed on any exchange.
UBS AG is offering $120,000 of Trigger Autocallable Contingent Yield Notes linked to Lam Research Corporation common stock, maturing on January 29, 2029. Each Note has a $10 principal amount, with a minimum investment of 100 Notes ($1,000).
Investors receive a contingent coupon only if Lam Research’s closing price on an observation date is at or above a coupon barrier set at 60.00% of the initial level, implying a 19.83% per annum contingent coupon ($0.4958 per period in the example). The Notes can be automatically called before maturity if the stock closes at or above the initial level on any observation date, returning principal plus the applicable coupon.
If not called and the final stock level is at or above a downside threshold equal to 60.00% of the initial level, UBS repays the $10 principal and any final coupon. If the final level is below the downside threshold, repayment is $10 × (1 + underlying return), so losses mirror the stock’s decline and can reach 100% of invested principal. The estimated initial value is $9.66 per Note, the Notes will not be listed on an exchange, and all payments depend on the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on or about January 31, 2028. These are unsecured, unsubordinated debt obligations of UBS with no listing on any securities exchange.
Investors receive contingent coupons only if NVIDIA’s closing level on each observation date is at or above a specified coupon barrier. The notes may be automatically called early if NVIDIA’s level meets or exceeds the initial level on an observation date, in which case investors receive principal plus any due coupon and the product terminates.
If the notes are not called and NVIDIA’s final level is at or above a downside threshold, UBS repays principal at maturity. If the final level is below that threshold, repayment is reduced in line with the percentage decline in NVIDIA’s share price, and investors can lose their entire investment. All payments depend on UBS’s credit. The minimum investment is 100 notes at $10 each, and the estimated initial value per note on the trade date is expected between $9.44 and $9.69.