Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering $670,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc., maturing on January 2, 2029. These unsecured debt notes may pay contingent coupons only if Amazon’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if Amazon’s share price on any observation date before maturity is at or above the initial level, in which case holders receive the principal plus any due contingent coupon and the product terminates. If the notes are not called and, on the final valuation date, Amazon’s share price is at or above the downside threshold, investors receive only their principal back (plus any final contingent coupon if the coupon barrier is met). If Amazon’s final level is below the downside threshold, repayment is reduced in line with the stock’s decline and investors can lose some or all of their investment.
The notes are subject to UBS’s credit risk; if UBS defaults, investors may recover nothing. The minimum investment is 100 notes at $10 per note, and the estimated initial value per note on the trade date is $9.75.
UBS AG is offering $422,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., maturing on January 2, 2029. These unsecured debt notes pay a contingent coupon only if AMD’s share price on each monthly observation date is at or above a preset coupon barrier; otherwise no coupon is paid.
The notes can be automatically called after six months if AMD’s share price is at or above the initial level on any observation date, returning principal plus the due coupon and ending further payments. If not called, investors receive full principal at maturity only if the final share price is at or above a downside threshold. If the final price is below this threshold, repayment is reduced in line with AMD’s percentage decline, and investors can lose all of their investment.
The minimum investment is 100 notes at $10 each. The estimated initial value is $9.74 per note, reflecting UBS’s internal pricing. All payments depend on the creditworthiness of UBS, and the notes will not be listed on an exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc., maturing on or about January 2, 2029. These unsecured senior notes can pay contingent coupons only when Amazon’s closing share price on an observation date is at or above a preset coupon barrier; if the stock is below that level, no coupon is paid for that period.
The notes are automatically called early if Amazon’s share price on any observation date before the final valuation date is at or above the initial level, in which case investors receive the principal plus any due coupon and the product ends. If the notes are not called and Amazon’s final share price is at or above a downside threshold, investors receive full principal at maturity, with any final coupon depending on the coupon barrier. If the final share price is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose most or all of their investment. All payments depend on the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes are unsecured debt of UBS with a scheduled maturity on or about January 2, 2029.
Investors receive contingent coupons only if AMD’s closing share price on a monthly observation date is at or above a preset coupon barrier. The Notes are automatically called if, on any monthly observation date beginning after 6 months, AMD’s share price is at or above the initial level, in which case UBS repays the $10 principal per Note plus the applicable contingent coupon and makes no further payments.
If the Notes are not called and AMD’s final share price on December 28, 2028 is at or above a downside threshold, UBS repays the $10 principal per Note (and a final contingent coupon if the coupon barrier is also met). If the final level is below the downside threshold, repayment is reduced in line with AMD’s decline, and investors can lose all of their initial investment. Any payment depends on UBS’s credit; a default could result in a total loss. The minimum investment is 100 Notes at $10 each, and the estimated initial value per $10 Note is expected to be between $9.37 and $9.62. The Notes will not be listed on any exchange.
UBS AG, through its London Branch, is offering Conversion Yield Notes linked to a 20‑year U.S. Treasury Bond paying 7.15% per annum on a $1,000 principal amount per Note. The Notes run for roughly six months, from a trade date on December 29, 2025 to a scheduled maturity on July 2, 2026, with a single coupon paid at maturity.
At maturity, if the U.S. Treasury Bond’s clean price on the final valuation date is at or above its initial clean price, UBS repays the full $1,000 principal in cash plus the coupon. If the final clean price is lower, investors receive a specified amount of the underlying Treasury bond (or cash equivalent), whose value is expected to be less than principal and can be substantially lower. The Notes are unsecured obligations of UBS with an estimated initial value between $959 and $989 per $1,000, are not listed on an exchange, and can be redeemed early by UBS after certain adverse events affecting the underlying bond.
UBS AG London Branch is offering capped leveraged buffered basket-linked medium-term notes that pay no interest and return cash at maturity based on an unequally weighted basket of five equity indices: EURO STOXX 50® (38%), TOPIX (26%), FTSE® 100 (17%), Swiss Market Index (11%) and S&P/ASX 200 (8%).
The initial basket level is set to 100, and investors get 230.00% of any positive basket return, but gains are capped by a maximum settlement amount expected between $1,168.13 and $1,197.80 per $1,000 face amount. A 12.50% buffer protects against moderate declines; below 87.50% of the initial basket level, losses accelerate at approximately 1.1429% of principal for each additional 1% drop and investors can lose their entire investment.
The notes have an expected term of 17–20 months, are unsecured obligations of UBS, are not listed on any exchange, pay no dividends or interest, and carry complex tax, liquidity and issuer credit risks.
UBS AG is issuing $1,253,000 of Buffer Autocallable Contingent Yield Notes linked to the least performing of the VanEck Gold Miners ETF (GDX) and the Energy Select Sector SPDR Fund (XLE), maturing on December 29, 2027. Each Note has a $1,000 principal amount and pays a contingent coupon at a rate of 12.55% per annum ($10.4583 per month) only if, on a monthly observation date, both GDX and XLE close at or above their coupon barriers.
The Notes can be automatically called quarterly, beginning after six months, if both ETFs close at or above their call threshold levels, set at 100% of their initial levels ($90.27 for GDX and $44.50 for XLE). If called, investors receive principal plus the applicable contingent coupon and no further payments. If not called and at maturity both ETFs are at or above their downside thresholds (80% of initial levels: $72.22 for GDX and $35.60 for XLE), investors receive full principal back.
If the Notes are not called and the final level of either ETF is below its downside threshold, the maturity payment is reduced according to the loss on the worst-performing ETF beyond a 20% buffer, and investors can lose almost all of their investment. The Notes are unsecured, unsubordinated obligations of UBS, are not insured, will not be listed on any exchange, and have an estimated initial value of $979.40 per Note, below the $1,000 issue price.
UBS AG is offering $1,070,000 of Buffer Autocallable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index, maturing on December 31, 2030. The Notes pay a 6.70% per annum contingent coupon (about $5.5833 per $1,000 monthly) only if on an observation date both indices are at or above their coupon barriers, set at 85% of initial levels.
The Notes are automatically called after 12 months if on any later observation date both indices are at or above 100% of their initial levels, returning principal plus that period’s coupon. If not called and, at maturity, both indices are at or above their 85% downside thresholds, investors receive full principal back; if any index finishes below its downside threshold, repayment is reduced, tracking the decline of the worst index beyond the 15% buffer, and losses can approach the entire investment.
The Notes are unsubordinated, unsecured obligations of UBS AG London Branch, with all payments subject to UBS’s credit and potential Swiss resolution powers. The issue price is $1,000 per Note, with an estimated initial value of $955.70, reflecting UBS’s internal funding rate, fees and dealer compensation, including a $37.50 per Note underwriting discount. The Notes will not be listed, secondary liquidity may be limited, and the U.S. tax treatment, including for non-U.S. holders, is complex and uncertain.
UBS AG is offering $710,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100® Technology Sector IndexSM and the Russell 2000® Index, maturing December 31, 2030. Each $1,000 Note pays a 10.65% per annum contingent coupon (about $8.875 per month) only if, on each monthly observation date, all three indices close at or above their coupon barriers, set at 75% of initial levels. UBS may call the Notes in whole, beginning after 6 months, paying principal plus any due coupon, after which no further payments are made.
If the Notes are not called and, at maturity, all indices are at or above their downside thresholds (60% of initial levels), investors receive full principal back (plus a final coupon if barriers are met). If any index closes below its downside threshold at maturity, repayment is reduced dollar-for-dollar with the worst index’s percentage loss, and investors can lose all principal. The estimated initial value is $962.00 per $1,000 Note, and all payments depend on the creditworthiness of UBS AG.
UBS AG is offering buffer autocallable contingent yield notes linked to the worst performer of the VanEck Gold Miners ETF (GDX) and the Energy Select Sector SPDR Fund (XLE), with a principal amount of $1,000 per Note and a term of about two years. The Notes pay a contingent coupon at a rate of 12.55% per annum, in equal monthly installments, but only if on each coupon observation date the closing level of both ETFs is at or above 80% of its initial level. Quarterly, starting after six months, the Notes can be automatically called if both ETFs are at or above 100% of their initial levels, in which case investors receive principal plus that period’s coupon and the Notes end early.
If the Notes are not called and, at maturity, both ETFs are at or above their downside thresholds (80% of initial), investors receive full principal back; if either ETF finishes below its downside threshold, repayment is reduced in line with the loss of the worst ETF beyond a 20% buffer and investors can lose almost all of their investment. The Notes carry UBS credit risk, pay no dividends, may offer little or no secondary market liquidity, and have an estimated initial value between $913.90 and $943.90 per $1,000 Note, reflecting fees, hedging and UBS’ internal funding rate.