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UBS AG (AMUB) SEC Filings, Jan 27, 2026

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on or about January 29, 2027. These unsecured debt notes pay a contingent coupon only when Oracle’s closing level on an observation date is at or above a coupon barrier; otherwise no coupon is paid for that period.

The notes are automatically called early if Oracle’s closing level on any observation date before the final valuation date is at or above the initial level, returning principal plus the applicable contingent coupon, with no further payments. If not called and Oracle’s final level is at or above a downside threshold, investors receive full principal at maturity; if it is below the threshold, repayment is reduced in line with Oracle’s percentage decline, and the entire investment can be lost.

The preliminary example terms show a $10 principal amount per note, a term of about one year and a contingent coupon rate of 14.92% per annum, with both the downside threshold and coupon barrier set at 60.00% of the initial level. The minimum investment is 100 notes at $10 each. The estimated initial value per note on the trade date is expected to be between $9.44 and $9.69, based on UBS’s internal pricing models.

Any payment on the notes, including coupons and principal, depends on the creditworthiness of UBS. The notes are not bank deposits, are not insured by the FDIC or any governmental agency, and will not be listed on any securities exchange, which may affect liquidity.

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Rhea-AI Summary

UBS AG is offering $856,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on January 31, 2028. These are unsecured, unsubordinated debt obligations of UBS, not conventional bonds and not FDIC‑insured.

The Notes pay a contingent coupon only if NVIDIA’s share price on each observation date is at or above the coupon barrier, initially set at $55.00 (55% of the initial level). The indicative contingent coupon rate is 12.43% per annum, or $0.3108 per $10 Note per period, but coupons can be skipped entirely if the barrier is not met.

An automatic call occurs if NVIDIA’s stock closes at or above the initial level on any observation date before maturity. In that case, UBS repays the $10 principal per Note plus the applicable contingent coupon, and the Notes terminate early. If the Notes are not called and the final level on January 27, 2028 is at or above the downside threshold of $55.00, holders receive their $10 principal back, plus the last contingent coupon if the coupon barrier is also met.

If the Notes are not called and the final level is below the downside threshold, principal is reduced one‑for‑one with NVIDIA’s negative return. For example, a 67% decline would reduce the maturity payment to $3.30 per Note, excluding any prior coupons, and a very large decline can result in a total loss of principal. The estimated initial value is $9.82 per $10 Note, reflecting UBS’s internal pricing. All payments depend on UBS’s credit; if UBS defaults, investors may recover nothing.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Palantir Technologies Inc. common stock, maturing on or about January 29, 2029. These unsecured notes pay contingent quarterly coupons only when Palantir’s share price is at or above a preset coupon barrier on each observation date.

The notes can be automatically called after six months if Palantir’s stock closes at or above the initial level on an observation date, returning principal plus the applicable coupon, with no further payments. If not called, investors receive full principal at maturity only if the final stock level is at or above a downside threshold.

If the final level is below the downside threshold, investors are fully exposed to Palantir’s decline and will receive less than principal, potentially losing their entire investment. Payments depend on UBS’s credit; the notes are not insured, will not be listed on an exchange, and have an estimated initial value below the $10 issue price.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Pinterest, Inc., maturing around January 31, 2028. These unsecured notes pay a contingent coupon only if Pinterest’s closing level on an observation date is at or above a preset coupon barrier.

The notes can be automatically called early if Pinterest’s stock closes at or above the initial level on any observation date before final valuation. In that case, investors receive the $10 principal per note plus the applicable contingent coupon, and the notes terminate.

If the notes are not called and the final Pinterest level is at or above the downside threshold, investors receive the $10 principal back at maturity, possibly with a final contingent coupon. If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and all principal can be lost.

The preliminary terms use a $10 denomination, with a minimum purchase of 100 notes, or $1,000. A hypothetical structure shows a 14.39% per annum contingent coupon and examples of total returns and losses. The estimated initial value per $10 note is expected between $9.42 and $9.67, reflecting UBS’s internal pricing, fees and funding costs.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on or about January 31, 2028. Each Note has a $10 principal amount and is offered in a minimum of 100 Notes (a $1,000 investment).

The Notes pay a contingent coupon only if NVIDIA’s closing level on an observation date is at or above the coupon barrier of $55.00, which is 55.00% of the initial level. The same level serves as the downside threshold. The indicative contingent coupon rate in the examples is 10.47% per annum.

The Notes are automatically called if NVIDIA’s closing level on any observation date before final valuation is at or above the initial level, in which case investors receive principal plus any due contingent coupon and no further payments. If not called and the final level is below the downside threshold, repayment at maturity is reduced one-for-one with the underlying decline, and investors can lose their entire investment.

Payments depend on the creditworthiness of UBS, the Notes will not be listed on an exchange, are not bank deposits and are not FDIC insured. The estimated initial value per Note is expected to be between $9.44 and $9.69, based on UBS internal pricing models.

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UBS AG is offering $715,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indices, each note with a $1,000 principal amount. The notes pay a 9.60% per annum contingent coupon (about $8 per month per note) only when all three indices close at or above 70% of their initial levels on the monthly observation dates. UBS can call the notes in whole on any observation date after six months, repaying principal plus any due coupon and ending future payments. If the notes are not called and, at maturity in January 2029, each index is at or above its downside threshold (70% of initial), investors receive full principal; if any index is below its threshold, repayment is reduced in line with the worst-performing index and can fall to zero. All payments depend on UBS’s credit, and the notes are not listed or insured.

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UBS AG is offering a total of $1,068,000 in Trigger Autocallable Notes, each with a $1,000 principal amount, linked to the least performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the Utilities Select Sector SPDR® Fund, maturing in January 2031. The issuer is UBS AG London Branch.

The notes can be automatically called monthly starting about one year after issuance if all three underlying assets are at or above their call threshold levels, set at 100% of initial level. If called, investors receive principal plus a call return based on a 12.50% per annum rate, with call prices rising over time up to $1,625 per note at maturity if never called earlier.

If the notes are not called and on the final valuation date each underlying is at or above its downside threshold (70% of initial level), investors receive their $1,000 principal back. If any underlying finishes below its downside threshold, the payoff is reduced one-for-one with the percentage loss of the worst performer, and investors can lose up to 100% of principal. The notes pay no interest or dividends, are unsecured and unsubordinated obligations of UBS, have an estimated initial value of $951 per $1,000 note, and may have limited or no secondary market liquidity.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the worst performer of three ETFs: SPDR S&P Regional Banking (KRE), VanEck Semiconductor (SMH) and SPDR S&P Biotech (XBI). The Notes target a contingent coupon of 11.05% per annum, paid monthly if all three ETFs stay at or above their coupon barriers set at 70% of initial levels. The Notes can be called automatically after 12 months if all three ETFs are at or above their call thresholds, set at 100% of initial levels. If not called, principal is protected at maturity only if every ETF finishes at or above its downside threshold of 60% of its initial level; otherwise, investors take a loss matching the decline of the worst-performing ETF and can lose their entire investment. All payments depend on the creditworthiness of UBS, and the estimated initial value per Note is expected to be between $923.30 and $953.30, below the $1,000 issue price.

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UBS AG is offering $12 million of Buffered Contingent Income Auto-Callable Securities linked to Microsoft common stock, maturing January 28, 2027. These notes can pay a quarterly contingent coupon of $14.3083 per $1,000 (about 17.17% per year) whenever Microsoft’s closing price is at or above 90% of the $451.14 initial price, with a “memory” feature that can catch up missed coupons if the threshold is later met.

The notes are automatically called if Microsoft closes at or above 100% of the initial price on any non-final determination date, returning principal plus the due coupon and any unpaid coupons. If held to maturity and Microsoft is below 90% of the initial price on the final date, investors receive a reduced cash amount based on downside leverage of about 1.1111%, and can lose some or all of principal. Investors do not receive dividends or upside in Microsoft shares and face UBS credit risk, with limited or no secondary market expected.

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UBS AG, through its London Branch, is offering $12,000,000 of Buffered Contingent Income Auto-Callable Securities with Memory Coupon and Downside Leverage due January 28, 2027, linked to the common stock of General Electric Company. Each $1,000 security can pay a contingent coupon of $11.725 (equivalent to 14.07% per annum) on scheduled dates if GE’s share price is at or above 80% of the $295.00 initial price, with missed coupons potentially paid later under the memory feature. The notes auto-call at par plus the coupon and any unpaid coupons if GE closes at or above 100% of the initial price on any non-final determination date. If held to maturity and GE is below the 80% downside threshold, repayment is reduced with 1.25x downside exposure and investors can lose some or all principal. The securities are unsecured obligations of UBS AG, not listed on an exchange, and carry UBS credit risk; the estimated initial value is $995.00 per $1,000 security.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 27, 2026.