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UBS (AMUB) SEC Filings, Jan 7-8, 2026

AMUB NYSE
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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to three sector ETFs: Energy Select Sector SPDR (XLE), Utilities Select Sector SPDR (XLU) and Health Care Select Sector SPDR (XLV), maturing around January 19, 2029. The Notes pay a contingent coupon at a rate of 9.05% per annum (about $7.5417 per $1,000 per month) only if, on each monthly observation date, the closing level of every underlying ETF is at or above its coupon barrier, initially expected to be 70% of its starting level. If any ETF is below its barrier on an observation date, no coupon is paid for that month.

The Notes can be called automatically after six months if, on any observation date before maturity, each ETF is at or above its call threshold level, initially set at 100% of its starting level. In that case, investors receive $1,000 per Note plus any due coupon and the Notes terminate. If the Notes are not called and, at maturity, each ETF is at or above its downside threshold (expected 70% of its initial level), investors receive full principal. If any ETF finishes below its downside threshold, the repayment is reduced one-for-one with the loss of the worst-performing ETF, and investors can lose all principal. All payments depend on UBS’s credit; the Notes are unsecured, unsubordinated obligations with an estimated initial value between $938.20 and $968.20 per $1,000 issue price.

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UBS AG is offering trigger callable contingent yield notes linked to the least performing of the Nasdaq-100® Technology Sector Index, the Industrial Select Sector SPDR Fund and the Utilities Select Sector SPDR Fund, maturing around January 19, 2029. The notes pay an 11.55% per annum contingent coupon only if, on each monthly observation date, the closing level of every underlying is at or above 70% of its initial level (the coupon barrier). UBS may call the notes in whole, beginning after six months, paying back the $1,000 principal per note plus any due coupon, with no further payments. If the notes are not called and each underlying finishes at or above its 70% downside threshold, investors receive full principal at maturity; if any finishes below its threshold, repayment is reduced one-for-one with the worst performer’s decline and can fall to zero, causing total loss of principal. All payments depend on UBS’s credit and the notes will not be listed on an exchange.

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UBS AG plans to issue Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index, Russell 2000 Index and S&P 500 Index, maturing on or about January 21, 2027. Each $1,000 Note pays a 9.25% per annum contingent coupon only if, on a monthly observation date, all three indices close at or above 70% of their initial levels (the coupon barriers).

UBS may call the Notes in whole on any observation date beginning after three months, paying principal plus any due coupon, after which no further payments are made. If the Notes are not called and, at maturity, all indices are at or above their 70% downside thresholds, investors receive back the $1,000 principal per Note; otherwise, repayment is reduced one-for-one with the worst index’s loss, up to a complete loss of principal. The Notes are unsecured obligations of UBS, are not exchange-listed, and have an estimated initial value between $958.40 and $988.40 per $1,000.

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Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes maturing around January 20, 2028, linked to the worst performer among three sector ETFs: the Energy Select Sector SPDR Fund (XLE), Real Estate Select Sector SPDR Fund (XLRE) and Utilities Select Sector SPDR Fund (XLU). The Notes pay a contingent coupon of 11.25% per annum, paid monthly only if on each observation date the closing level of every ETF is at or above 70% of its initial level (the coupon barrier). UBS may call the Notes in whole, starting after three months, on any monthly observation date and pay back the $1,000 principal per Note plus any due coupon, with no further payments.

If the Notes are not called and at maturity all ETFs are at or above 70% downside thresholds, investors receive full principal back (plus the final contingent coupon if the barrier is met). If any ETF finishes below its downside threshold, the maturity payment is reduced one-for-one with the decline of the worst-performing ETF, and investors can lose up to their entire investment. The Notes are unsecured, unsubordinated obligations of UBS, not FDIC insured, not listed on an exchange, and their estimated initial value is expected to be $949–$979 per $1,000 issue price due to fees, funding and hedging costs.

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UBS AG is offering $776,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, maturing on January 12, 2027. Investors can receive a 9.90% per annum contingent coupon (paid as $8.25 per $1,000 note monthly) only if, on each observation date, all three indices close at or above their coupon barriers set at 70% of initial levels. UBS may call the notes in whole, beginning after three months, paying back principal plus any due coupon, after which no further payments are made.

If the notes are not called and any index finishes below its downside threshold (also 70% of its initial level) at maturity, repayment is reduced one-for-one with the negative return of the worst-performing index, and investors can lose some or all of their principal. The notes are unsecured, unsubordinated UBS debt, not deposits, not FDIC insured, and all payments depend on UBS’s credit. The estimated initial value is $982.60

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UBS AG is offering $180,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on July 9, 2027. These structured notes can pay a contingent coupon on each observation date only if Oracle’s share price is at or above a preset coupon barrier.

The notes are automatically called early if Oracle’s closing level on any observation date before maturity is at or above the initial level, in which case investors receive the $10 principal per Note plus that period’s contingent coupon, with no further payments. If the notes are not called and Oracle’s final level is at or above the downside threshold, investors receive full principal at maturity; if it is below the downside threshold, repayment falls in line with the percentage loss in Oracle’s share price and principal can be fully lost.

The notes are unsecured, unsubordinated obligations of UBS, so all payments depend on UBS’s credit. The minimum investment is 100 Notes at $10 each, and the estimated initial value is $9.78 per Note, reflecting UBS’s internal pricing and funding assumptions.

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424B2
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UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc. The Notes are $10 denominations, unsecured and unsubordinated obligations of UBS, with a scheduled maturity on January 11, 2027 and a final valuation date of January 7, 2027.

Investors receive a contingent coupon only if the Marvell share price on an observation date is at or above a specified coupon barrier; otherwise no coupon is paid. The Notes are automatically called if the share price on any monthly observation date (starting after two months) is at or above the initial level, in which case UBS repays principal plus the applicable contingent coupon and the Notes terminate.

If the Notes are not called and the final share level is at or above the downside threshold, UBS repays principal at maturity, potentially with a final contingent coupon. If the final level is below the downside threshold, repayment is reduced in line with the share’s negative return, and investors can lose up to their entire investment. All payments depend on UBS’s credit, and the estimated initial value is $9.75 per $10 Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on or about July 9, 2027. These unsecured debt notes pay a contingent coupon only if Oracle’s share price on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The notes can be automatically called early if Oracle’s stock closes at or above the initial level on any observation date before the final valuation date, in which case investors receive the $10 principal per Note plus any due coupon and the note terminates. If not called, investors receive full principal back at maturity only if the final Oracle price is at or above the downside threshold; below that level, repayment is reduced in line with the share price decline and can fall to zero.

The minimum investment is 100 Notes at $10 each. The estimated initial value on the trade date is expected to be between $9.44 and $9.69 per $10 Note. All payments depend on the creditworthiness of UBS AG, and the notes will not be listed on any exchange.

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UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., maturing on January 10, 2028. These $10-denomination notes can pay periodic contingent coupons only when AMD’s share price on an observation date is at or above a preset coupon barrier.

The notes are automatically called early if AMD’s stock closes at or above the initial level on any observation date before maturity, in which case holders receive principal plus any due coupon and no further payments. If the notes are not called and AMD’s final level is at or above a downside threshold, investors receive full principal at maturity; if it is below that threshold, repayment is reduced in line with AMD’s decline and can fall to zero.

All payments depend on UBS’s credit; a default by UBS could result in loss of the entire investment. The notes will not be listed on any exchange, have a minimum investment of $1,000, and an estimated initial value of $9.79 per $10 note.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc., maturing on or about January 11, 2027. These unsecured debt obligations can pay periodic contingent coupons, but only when the stock closes at or above a preset coupon barrier on the relevant observation date.

The notes are subject to automatic call on monthly observation dates if the stock closes at or above its initial level, in which case holders receive the principal plus any due coupon and no further payments. If the notes are not called and the stock on the final valuation date is at or above a downside threshold, principal is repaid; if it is below that threshold, repayment is reduced in line with the stock’s decline and losses can reach 100% of the investment.

The minimum investment is 100 notes at $10 per note, and the estimated initial value is expected to be between $9.45 and $9.70 per note. All payments depend on the creditworthiness of UBS AG, and the notes will not be listed on any securities exchange.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8013 SEC filings for UBS (AMUB), including 20-F annual reports and 6-K reports. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 8, 2026.