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UBS AG is issuing $36,305,000 of Capped Buffer GEARS, unsecured debt securities linked to an equally weighted basket of the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000 indices, maturing on February 11, 2027.
Each $1,000 Security offers 3x leveraged exposure to positive basket performance, but gains are capped at a maximum 12.85%, for a maximum payment of $1,128.50 at maturity. A 10% downside buffer protects principal only if the basket’s final level is at or above 90% of its initial level; below that threshold, investors lose principal in line with further declines and could lose almost all of their investment.
The notes pay no interest, do not provide dividends on underlying stocks, will not be listed on an exchange and may have limited or no secondary market liquidity. Any payment depends entirely on UBS’s credit; the estimated initial value is $996.80 per Security versus the $1,000 issue price, reflecting underwriting discounts, hedging and issuance costs.
UBS AG is offering Contingent Income Auto-Callable Securities due around January 19, 2029, linked to the common stock of U.S. Bancorp. Each $1,000 security may pay a contingent coupon of $30.375 (12.15% per annum) on scheduled dates if the U.S. Bancorp share price is at or above 80% of the initial price on the relevant determination date.
If on any non-final determination date the share price is at or above 100% of the initial price, the notes are automatically redeemed early for $1,000 plus the applicable contingent payment. If the notes are not called and the final share price is at or above 80% of the initial price, investors receive $1,000 plus the final contingent payment at maturity.
If the notes are not redeemed early and the final share price is below 80% of the initial price, UBS pays a cash value tied 1:1 to the share decline, and investors can lose a significant portion or all of their principal. The notes are unsecured, unsubordinated UBS debt, not FDIC insured, not listed on any exchange, and have an estimated initial value between $937 and $967 per $1,000, reflecting fees, hedging costs and UBS’ internal funding rate.
UBS AG is offering unsecured Trigger Callable Contingent Yield Notes due on or about January 19, 2029, linked to the least performing of the Dow Jones Industrial Average®, Nasdaq-100® Technology Sector IndexSM and Russell 2000® Index. Each Note has a $1,000 principal amount and pays a contingent coupon at an annual rate of 11.25% (monthly coupons of $9.375) only if, on each monthly observation date, all three indexes close at or above their coupon barriers, set at 70.00% of their initial levels.
UBS may, at its discretion, call the Notes in whole on any observation date beginning after 3 months. If called, investors receive $1,000 per Note plus any due coupon, and no further payments. If not called and, at maturity, all three indexes are at or above their downside thresholds (also 70.00% of initial), investors receive full principal. If any index finishes below its downside threshold, the maturity payment is reduced based on the negative return of the least performing index, and investors could lose their entire investment.
The Notes are not listed on any exchange. The estimated initial value is expected between $956.10 and $986.10 per $1,000 Note, reflecting underwriting discount of $7.00 per Note and UBS’ internal funding. All payments depend on the creditworthiness of UBS; the Notes are not bank deposits and are not FDIC-insured.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to three sector ETFs: Energy Select Sector SPDR (XLE), Utilities Select Sector SPDR (XLU) and Health Care Select Sector SPDR (XLV), maturing around January 19, 2029. The Notes pay a contingent coupon at a rate of 9.05% per annum (about $7.5417 per $1,000 per month) only if, on each monthly observation date, the closing level of every underlying ETF is at or above its coupon barrier, initially expected to be 70% of its starting level. If any ETF is below its barrier on an observation date, no coupon is paid for that month.
The Notes can be called automatically after six months if, on any observation date before maturity, each ETF is at or above its call threshold level, initially set at 100% of its starting level. In that case, investors receive $1,000 per Note plus any due coupon and the Notes terminate. If the Notes are not called and, at maturity, each ETF is at or above its downside threshold (expected 70% of its initial level), investors receive full principal. If any ETF finishes below its downside threshold, the repayment is reduced one-for-one with the loss of the worst-performing ETF, and investors can lose all principal. All payments depend on UBS’s credit; the Notes are unsecured, unsubordinated obligations with an estimated initial value between $938.20 and $968.20 per $1,000 issue price.
UBS AG is offering trigger callable contingent yield notes linked to the least performing of the Nasdaq-100® Technology Sector Index, the Industrial Select Sector SPDR Fund and the Utilities Select Sector SPDR Fund, maturing around January 19, 2029. The notes pay an 11.55% per annum contingent coupon only if, on each monthly observation date, the closing level of every underlying is at or above 70% of its initial level (the coupon barrier). UBS may call the notes in whole, beginning after six months, paying back the $1,000 principal per note plus any due coupon, with no further payments. If the notes are not called and each underlying finishes at or above its 70% downside threshold, investors receive full principal at maturity; if any finishes below its threshold, repayment is reduced one-for-one with the worst performer’s decline and can fall to zero, causing total loss of principal. All payments depend on UBS’s credit and the notes will not be listed on an exchange.
UBS AG plans to issue Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index, Russell 2000 Index and S&P 500 Index, maturing on or about January 21, 2027. Each $1,000 Note pays a 9.25% per annum contingent coupon only if, on a monthly observation date, all three indices close at or above 70% of their initial levels (the coupon barriers).
UBS may call the Notes in whole on any observation date beginning after three months, paying principal plus any due coupon, after which no further payments are made. If the Notes are not called and, at maturity, all indices are at or above their 70% downside thresholds, investors receive back the $1,000 principal per Note; otherwise, repayment is reduced one-for-one with the worst index’s loss, up to a complete loss of principal. The Notes are unsecured obligations of UBS, are not exchange-listed, and have an estimated initial value between $958.40 and $988.40 per $1,000.
UBS AG is offering Trigger Callable Contingent Yield Notes maturing around January 20, 2028, linked to the worst performer among three sector ETFs: the Energy Select Sector SPDR Fund (XLE), Real Estate Select Sector SPDR Fund (XLRE) and Utilities Select Sector SPDR Fund (XLU). The Notes pay a contingent coupon of 11.25% per annum, paid monthly only if on each observation date the closing level of every ETF is at or above 70% of its initial level (the coupon barrier). UBS may call the Notes in whole, starting after three months, on any monthly observation date and pay back the $1,000 principal per Note plus any due coupon, with no further payments.
If the Notes are not called and at maturity all ETFs are at or above 70% downside thresholds, investors receive full principal back (plus the final contingent coupon if the barrier is met). If any ETF finishes below its downside threshold, the maturity payment is reduced one-for-one with the decline of the worst-performing ETF, and investors can lose up to their entire investment. The Notes are unsecured, unsubordinated obligations of UBS, not FDIC insured, not listed on an exchange, and their estimated initial value is expected to be $949–$979 per $1,000 issue price due to fees, funding and hedging costs.
UBS AG is offering $776,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, maturing on January 12, 2027. Investors can receive a 9.90% per annum contingent coupon (paid as $8.25 per $1,000 note monthly) only if, on each observation date, all three indices close at or above their coupon barriers set at 70% of initial levels. UBS may call the notes in whole, beginning after three months, paying back principal plus any due coupon, after which no further payments are made.
If the notes are not called and any index finishes below its downside threshold (also 70% of its initial level) at maturity, repayment is reduced one-for-one with the negative return of the worst-performing index, and investors can lose some or all of their principal. The notes are unsecured, unsubordinated UBS debt, not deposits, not FDIC insured, and all payments depend on UBS’s credit. The estimated initial value is $982.60
UBS AG is offering $180,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on July 9, 2027. These structured notes can pay a contingent coupon on each observation date only if Oracle’s share price is at or above a preset coupon barrier.
The notes are automatically called early if Oracle’s closing level on any observation date before maturity is at or above the initial level, in which case investors receive the $10 principal per Note plus that period’s contingent coupon, with no further payments. If the notes are not called and Oracle’s final level is at or above the downside threshold, investors receive full principal at maturity; if it is below the downside threshold, repayment falls in line with the percentage loss in Oracle’s share price and principal can be fully lost.
The notes are unsecured, unsubordinated obligations of UBS, so all payments depend on UBS’s credit. The minimum investment is 100 Notes at $10 each, and the estimated initial value is $9.78 per Note, reflecting UBS’s internal pricing and funding assumptions.
UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc. The Notes are $10 denominations, unsecured and unsubordinated obligations of UBS, with a scheduled maturity on January 11, 2027 and a final valuation date of January 7, 2027.
Investors receive a contingent coupon only if the Marvell share price on an observation date is at or above a specified coupon barrier; otherwise no coupon is paid. The Notes are automatically called if the share price on any monthly observation date (starting after two months) is at or above the initial level, in which case UBS repays principal plus the applicable contingent coupon and the Notes terminate.
If the Notes are not called and the final share level is at or above the downside threshold, UBS repays principal at maturity, potentially with a final contingent coupon. If the final level is below the downside threshold, repayment is reduced in line with the share’s negative return, and investors can lose up to their entire investment. All payments depend on UBS’s credit, and the estimated initial value is $9.75 per $10 Note.