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UBS (AMUB) SEC Filings, Jan 8, 2026

AMUB NYSE
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UBS AG is offering $300,000 of Trigger Autocallable Contingent Yield Notes linked to Vistra Corp. common stock, which combine contingent income with equity-like downside risk. Investors receive a coupon only if Vistra’s share price on quarterly observation dates is at or above a preset coupon barrier; otherwise no coupon is paid for that period. The notes can be called early if the share price is at or above the initial level, in which case investors receive principal plus any due coupon and the product terminates.

If the notes are not called and Vistra’s final share price is at or above the downside threshold, principal is repaid at maturity; if it is below, repayment is reduced in line with the stock’s decline and losses can reach 100% of the investment. All payments depend on UBS’s credit, the notes are not listed, and the estimated initial value is $9.71 per $10 note, below the issue price.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Moderna, Inc., maturing on or about January 12, 2028. Each Note has a $10 principal amount, with a minimum investment of 100 Notes, and pays a contingent coupon only if Moderna’s closing share price on an observation date is at or above a preset coupon barrier.

The Notes are automatically called if, on any observation date before the final valuation date, the stock closes at or above the initial level, in which case investors receive principal plus the due contingent coupon and no further payments. If the Notes are not called and the final stock level is at or above the downside threshold, investors receive full principal at maturity, plus a contingent coupon if the coupon barrier is met. If the final level is below the downside threshold, repayment of principal is reduced in line with the stock’s loss, and investors could lose their entire investment.

The Notes are unsecured, unsubordinated obligations of UBS; all payments depend on UBS’s credit. They will not be listed on an exchange, and the estimated initial value is expected to be between $9.40 and $9.65 per $10 Note.

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UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Vistra Corp., maturing on or about January 12, 2029. These notes pay a contingent coupon only on observation dates when Vistra’s stock closes at or above a preset coupon barrier; if the stock is below that level, no coupon is paid for that period.

The notes are automatically called early if, on any quarterly observation date before maturity, Vistra’s stock closes at or above the initial level. In that case, investors receive the principal plus any due contingent coupon, and the product terminates. If the notes are not called and, at maturity, Vistra’s stock is at or above a downside threshold, investors receive their full principal; if it is below that threshold, repayment is reduced in line with the stock’s decline and losses can reach 100% of principal. Any payment depends on the creditworthiness of UBS. The notes are not listed, have a minimum investment of 100 notes at $10 each, and have an estimated initial value between $9.35 and $9.60 per $10 note.

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UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc., maturing on January 12, 2029. Each Note has a principal amount of $10, with a minimum investment of 100 Notes ($1,000). UBS pays a contingent coupon only if the Marvell share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The Notes are automatically called early if, on any monthly observation date after three months and before final valuation, the share price is at or above the initial level. In that case, investors receive principal plus the applicable contingent coupon and no further payments. If the Notes are not called and the final share price is at or above the downside threshold, investors receive principal back at maturity; if it is below the threshold, repayment is reduced in line with the stock decline and can fall to zero.

The Notes are unsecured, unsubordinated obligations of UBS, so all payments depend on UBS’s credit. They are not bank deposits, are not FDIC-insured, will not be listed on an exchange, and the estimated initial value per $10 Note is $9.65, reflecting UBS’s internal pricing models and funding costs.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc., maturing around January 12, 2029. These are unsecured, unsubordinated debt obligations of UBS, not bank deposits and not FDIC insured.

Holders may receive periodic contingent coupons only if the stock closes at or above a coupon barrier on monthly observation dates. The notes can be automatically called after three months if the stock closes at or above its initial level, in which case investors receive the $10 principal per note plus any due coupon and no further payments.

If not called and the final stock level is at or above a downside threshold, investors receive the $10 principal at maturity, potentially with a final coupon. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their initial investment. All payments depend on UBS’s creditworthiness. The minimum investment is 100 notes at $10 each, and the estimated initial value per note is expected to be between $9.35 and $9.60.

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UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., maturing on January 12, 2028. These unsecured debt notes pay a contingent coupon only if AMD’s closing level on each observation date is at or above a coupon barrier set at 70% of the initial level; otherwise no coupon is paid.

The notes are automatically called if AMD is at or above its initial level on any observation date before maturity, returning principal plus the applicable contingent coupon, with no further payments. If not called, investors receive full principal at maturity only if AMD’s final level is at or above the downside threshold, also 70% of the initial level. If AMD finishes below that threshold, repayment is reduced in line with AMD’s negative return, and investors can lose all of their investment.

The hypothetical contingent coupon rate is 21.19% per annum100 notes at $10 each. The estimated initial value is $9.75 per $10 note, and all payments depend on the creditworthiness of UBS. The notes will not be listed on any exchange.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., maturing on or about January 12, 2028. These unsecured debt notes may pay a contingent coupon on each observation date only if AMD’s share price is at or above a preset coupon barrier; otherwise no coupon is paid for that period. The notes are automatically called early if AMD’s share price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the applicable coupon and no further payments.

If the notes are not called and AMD’s final share price is at or above the downside threshold, investors receive their full principal at maturity, potentially with a final coupon. If the final price is below the downside threshold, repayment is reduced in line with AMD’s decline, and all principal can be lost. All payments depend on the creditworthiness of UBS, and the notes will not be listed on any exchange.

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UBS AG is offering $7,716,500 of Trigger Autocallable Contingent Yield Notes linked to the worst performer of the SPDR S&P 500 ETF Trust (SPY) and the Energy Select Sector SPDR Fund (XLE), maturing in January 2029. The notes pay a contingent coupon at a 9.15% per annum rate only if on each quarterly observation date both ETFs close at or above their coupon barriers, set at 70% of their initial levels.

The notes can be called automatically after six months if both ETFs are at or above their full initial levels, returning principal plus any due coupon. If not called and both final ETF levels are at or above their 70% downside thresholds, investors receive back the $10 principal per note. If any ETF finishes below its downside threshold, repayment is reduced one-for-one with the loss of the worst-performing ETF, and investors can lose all principal. All payments depend on UBS’s creditworthiness.

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UBS AG is offering $5,806,000 of Callable Contingent Interest Barrier Notes linked to the least performing of the Russell 2000 Index and the S&P 500 Index, each in $1,000 denominations. These 18‑month unsecured debt securities can pay a fixed contingent coupon of $7.2917 per month per Note, but only if on a given observation date both indices close at or above their interest barriers, set at 65% of their initial levels.

UBS may call the Notes on any monthly observation date (other than the final one), returning principal plus any due coupon and ending all future payments. If the Notes are not called and, at maturity, either index finishes below its 65% trigger level, investors receive their principal reduced one‑for‑one by the loss on the worst‑performing index and could lose their entire investment. All payments depend on UBS’s credit, the Notes are not insured or exchange‑listed, and the estimated initial value of $984.70 per $1,000 is below the issue price, reflecting fees and hedging costs.

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UBS AG is offering $419,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of the Nasdaq-100 Index®, iShares® Silver Trust and VanEck® Semiconductor ETF, maturing on January 10, 2031.

The Notes pay a 12.50% per annum contingent coupon (paid monthly) only if on a coupon observation date the closing level of each underlying is at or above its coupon barrier, set at 70% of its initial level. Missed coupons can be paid later if this condition is met, via the memory feature.

Starting after 12 months, the Notes are automatically called if all underlyings are at or above their call threshold levels, each at 100% of initial, returning principal plus due and unpaid coupons. If not called and any final level is below its 60% downside threshold, repayment is reduced one-for-one with the loss of the worst-performing underlying, and investors can lose all principal. The estimated initial value is $916.60 per $1,000 Note, and the Notes will not be listed, so liquidity may be limited. All payments depend on UBS’s credit.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8013 SEC filings for UBS (AMUB), including 20-F annual reports and 6-K reports. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 8, 2026.