Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on or about January 10, 2028. These unsecured debt securities pay a contingent coupon only if Oracle’s share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period. The Notes are automatically called before maturity if Oracle’s share price on any observation date (other than the final one) is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and no further payments.
If the Notes are not called and Oracle’s final share price on the final valuation date is at or above the downside threshold, investors receive their full principal back at maturity (plus any final contingent coupon if the barrier is met). If the final price is below the downside threshold, repayment is reduced in line with Oracle’s negative return, and investors can lose some or all of their principal. The minimum investment is 100 Notes at $10 per Note, and the estimated initial value per $10 Note is expected to be between $9.44 and $9.69. All payments depend on the creditworthiness of UBS, and the Notes will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation, maturing around January 10, 2028. These are unsecured, unsubordinated debt obligations of UBS with payments dependent on Lam Research’s share performance and UBS’s credit.
Holders receive a contingent coupon on each observation date only if the Lam Research share price is at or above a preset coupon barrier; otherwise no coupon is paid for that period. The notes are automatically called early if the share price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the applicable coupon and the product terminates.
If the notes are not called and the final share price is at or above a downside threshold, UBS repays principal at maturity; if it is below that threshold, repayment is reduced in line with the stock’s decline and can fall to zero. The denomination is $10 per note with a minimum of 100 notes, and the estimated initial value is expected to range from $9.47 to $9.72 per $10 note. The notes will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Fluor Corporation, maturing on January 10, 2028. These $10-denomination notes can pay contingent coupons only when Fluor’s share price on an observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period. The notes are automatically called early if Fluor’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive principal plus any due coupon and no further payments.
If the notes are not called and Fluor’s stock is at or above the downside threshold on the final valuation date, UBS repays principal (and a final coupon if the coupon barrier is met). If the final share price is below the downside threshold, repayment is reduced in line with the share’s percentage decline, and investors can lose all of their investment. The notes are unsecured obligations of UBS, not listed on an exchange, have an estimated initial value of $9.74 per $10 note, and require a minimum purchase of 100 notes.
UBS AG is offering $250,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Target Corporation, maturing on July 9, 2027. These unsecured debt notes can pay bimonthly contingent coupons only when Target’s share price is at or above a preset coupon barrier on the relevant observation date.
The notes may be automatically called after roughly six months if Target’s share price is at or above the initial level on an observation date, in which case holders receive the $10 principal per note plus the due coupon, and the product terminates early. If not called, and Target’s final share price is at or above the downside threshold at maturity, investors receive full principal back.
If the notes are not called and Target’s final share price is below the downside threshold, repayment is reduced one-for-one with Target’s percentage decline, and the entire principal can be lost. Any payment, including coupons and principal, depends on UBS’s credit; a UBS default could result in a total loss. The estimated initial value per note is $9.78 versus the $10 issue price.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Fluor Corporation, maturing on or about January 10, 2028. These unsecured notes pay a contingent coupon only on dates when Fluor’s closing share price is at or above a specified coupon barrier; otherwise no coupon is paid.
The notes are automatically called early if Fluor’s share price on any observation date before maturity is at or above the initial level, in which case holders receive the principal plus any due coupon and no further payments. If the notes are not called and the final share price is at or above the downside threshold, investors receive only their principal at maturity. If the final share price is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their initial investment.
Any payment depends on the creditworthiness of UBS. The notes will not be listed, have a minimum investment of 100 notes at $10 each, and an estimated initial value between $9.44 and $9.69 per note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Uber Technologies, Inc., with a scheduled maturity on January 10, 2028. These unsecured debt notes can pay a contingent coupon only when Uber’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period. The notes are automatically called early if Uber’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive the principal plus any due coupon and no further payments. If the notes are not called and Uber’s final share level is at or above the downside threshold, investors receive back principal (and possibly a final coupon), but if it is below the downside threshold, repayment is reduced in line with Uber’s percentage decline and all principal can be lost. Any payment depends on UBS’s creditworthiness, and the estimated initial value per $10 note on the trade date is $9.73.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Target Corporation, with a scheduled maturity on or about July 9, 2027. These are unsecured, unsubordinated debt obligations of UBS that can pay bimonthly contingent coupons only when Target’s share price on the relevant observation date is at or above a specified coupon barrier.
The Notes can be automatically called early if Target’s stock closes at or above the initial level on any observation date after six months. In that case, holders receive the $10 principal per Note plus any due contingent coupon, and no further payments. If the Notes are not called and Target’s final share level is at or above the downside threshold at maturity, investors receive their principal back (and a final contingent coupon if the coupon barrier is met).
If the Notes are not called and Target’s final share level is below the downside threshold, repayment is reduced in line with Target’s decline, and investors can lose most or all of their initial investment. All payments depend on UBS’s credit, and the estimated initial value is expected to be between $9.42 and $9.67 per $10 Note.
UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Uber Technologies, Inc., maturing on or about January 10, 2028. These notes may pay contingent coupons only when Uber’s closing share price on an observation date is at or above a preset coupon barrier; if the stock is below that level on a given date, no coupon is paid for that period.
The notes are automatically called early if Uber’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus any due coupon, and the product terminates. If the notes are not called and Uber’s stock is at or above a downside threshold at maturity, investors receive full principal back; if it is below that threshold, repayment is reduced in line with the stock’s decline and loss can reach 100% of principal.
The notes are subject to the credit risk of UBS, will not be listed on any exchange, require a minimum investment of 100 notes at $10 each, and have an estimated initial value between $9.44 and $9.69 per $10 note, reflecting internal pricing and funding costs.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of TAL Education Group, maturing on or about January 10, 2028. These unsecured debt notes can pay contingent coupons only when the TAL ADR price on specified observation dates is at or above a preset coupon barrier.
The notes may be automatically called early if the ADR price is at or above the initial level on any observation date before maturity, in which case investors receive principal plus the applicable contingent coupon and the product terminates. If the notes are not called and the final ADR level on the January 6, 2028 final valuation date is at or above a downside threshold, investors receive principal back at maturity. If the final level is below the downside threshold, repayment is reduced in line with the decline in the ADRs, and investors can lose most or all of their principal.
All payments depend on the creditworthiness of UBS, the notes will not be listed on an exchange, and they are not bank deposits or insured by any government agency.
UBS AG is offering $110,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of United Airlines Holdings, Inc., maturing on January 10, 2028. These unsecured debt notes may pay a contingent coupon only if the stock closes at or above a specified coupon barrier on each observation date; otherwise no coupon is paid for that period.
The notes will be automatically called before maturity if the stock closes at or above the initial level on any observation date, in which case investors receive the principal plus any due coupon and no further payments. If the notes are not called and, on the final valuation date, the stock is at or above the downside threshold, investors receive back the principal (and a final coupon if the barrier is met). If the stock is below the downside threshold at maturity, repayment is reduced in line with the stock’s loss, and investors can lose their entire investment.
The minimum investment is 100 notes at $10 each, and the estimated initial value is $9.75 per note, based on UBS internal pricing models. All payments are subject to UBS’s credit, and the notes will not be listed on any exchange.