Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, with a scheduled maturity on or about January 28, 2027. Each Note has a $10 principal amount and is designed to pay a contingent coupon only if Oracle’s closing share price on an observation date is at or above a preset coupon barrier.
The Notes are subject to an automatic call if, on any observation date before the final valuation date, Oracle’s share price is at or above the initial level. In that case, investors receive $10 per Note plus the contingent coupon due, and the Notes terminate early. If not called and the final share price is at or above the downside threshold, investors receive only the $10 principal plus any final contingent coupon.
If the Notes are not called and Oracle’s final share price is below the downside threshold, the repayment is reduced in line with the negative stock performance, and investors can lose some or all of their initial investment. Payments depend entirely on UBS’s ability to meet its obligations. The Notes will not be listed, have an expected minimum investment of 100 Notes ($1,000), and an estimated initial value between $9.44 and $9.69 per $10 Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., maturing on or about January 29, 2029. These unsecured debt notes pay a contingent coupon only if the AMD share price on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if AMD’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus the applicable contingent coupon and no further payments. If the notes are not called and AMD’s final share price is at or above the downside threshold, investors receive their principal back; if it is below the downside threshold, repayment is reduced in line with AMD’s decline and can fall to zero.
The notes are subject to UBS credit risk and are not insured. The minimum investment is 100 notes at $10 each, and the estimated initial value per note on the trade date is expected to be between $9.37 and $9.62.
UBS AG is offering $378,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on January 28, 2028.
The Notes pay a contingent coupon at a rate of 24.08% per annum (about $0.602 per $10 Note per period) only when Micron’s share price on an observation date is at or above a coupon barrier set at 50% of the initial level. UBS will automatically call the Notes early if Micron’s share price on any observation date before maturity is at or above the initial level, returning the $10 principal per Note plus any due coupon.
If the Notes are not called and Micron’s final share price is at or above the downside threshold (also 50% of the initial level), investors receive their $10 principal back at maturity plus any final coupon. If the final price is below the downside threshold, repayment falls in line with Micron’s loss, and all principal can be lost. Payments depend on UBS’s credit, the Notes will not be listed on an exchange, the minimum investment is 100 Notes ($1,000), and the estimated initial value is $9.78 per $10 Note.
UBS AG is offering $310,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Bank of America Corporation, maturing on January 28, 2028. These unsecured debt notes can pay a contingent coupon on each semi-annual observation date, but only if Bank of America’s share price is at or above a preset coupon barrier; otherwise no coupon is paid. The notes are automatically called, returning principal plus any due coupon, if the share price is at or above the initial level on any observation date after 12 months. If the notes are not called and the final share price is at or above the downside threshold, investors receive their $10 principal per note at maturity; if it is below the threshold, repayment is reduced in line with the stock’s decline and investors can lose their entire investment. The indicative contingent coupon rate in the examples is 10.08% per year, the minimum purchase is 100 notes at $10 each, and the estimated initial value is $9.81 per note. All payments depend on the creditworthiness of UBS, and the notes will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc. The Notes pay a contingent coupon only if Micron’s stock closes at or above a specified coupon barrier on each observation date. If Micron’s stock closes at or above the initial level on any observation date before the final valuation date, the Notes are automatically called and repay principal plus that period’s contingent coupon, with no further payments.
If the Notes are not called and Micron’s stock on the final valuation date is at or above a downside threshold, investors receive only the $10 principal per Note, plus any final contingent coupon if the coupon barrier is met. If the final stock level is below the downside threshold, repayment is reduced in line with Micron’s percentage decline, and investors can lose all of their initial investment. Payments depend on UBS’s credit; the Notes are unsecured, unsubordinated debt, are not FDIC insured, will not be listed on an exchange, and have an estimated initial value between $9.41 and $9.66 per $10 Note. The expected term runs from a trade date of January 26, 2026 to maturity on or about January 28, 2028.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Bank of America Corporation, maturing on or about January 28, 2028. These unsecured debt notes pay a contingent coupon only when the underlying share price on an observation date is at or above a preset coupon barrier; if it is below, no coupon is paid for that period.
The notes may be automatically called on semi-annual observation dates, beginning after 12 months, if the underlying share price is at or above the initial level. In that case, investors receive the principal plus any due coupon and the notes terminate early. If the notes are not called and, on the final valuation date, the underlying is at or above a downside threshold, investors receive full principal back; if it is below that threshold, repayment is reduced in line with the share’s decline and investors can lose up to all of their investment.
The notes are not listed on any exchange, have a minimum investment of 100 notes at $10 each, and have an estimated initial value per note expected between $9.45 and $9.70. All payments depend on the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation, maturing on January 29, 2029. These unsecured debt obligations pay a contingent coupon only if the stock closes on each observation date at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The Notes are automatically called if the stock closes at or above its initial level on any observation date before maturity, in which case investors receive the principal amount plus any due contingent coupon and the Notes terminate. If not called, and the final stock level is at or above a downside threshold, principal is repaid at maturity, with any final contingent coupon if the barrier is met.
If the final level is below the downside threshold, repayment is reduced in line with the stock’s negative return and investors can lose their entire principal. Payments depend on the creditworthiness of UBS. The Notes are not listed, require a $1,000 minimum (100 Notes at $10), and have an estimated initial value of $9.65 per $10 Note.
UBS AG is offering $150,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of lululemon athletica inc., maturing on January 28, 2028. These unsecured debt securities can pay periodic contingent coupons, but only when the stock closes at or above a preset coupon barrier on each observation date.
The notes may be automatically called early if the lululemon share price on any observation date before maturity is at or above the initial level. In that case, investors receive the $10 principal per Note plus any due contingent coupon, and the product terminates.
If the notes are not called and the final stock level is at or above a downside threshold, investors receive back the $10 principal per Note at maturity, potentially with a final contingent coupon. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose some or all of their investment. All payments depend on UBS’s credit, the estimated initial value is $9.81 per $10 Note, and the notes will not be listed on an exchange.
UBS AG is offering trigger autocallable contingent yield notes linked to the common stock of Constellation Energy Corporation, maturing on or about January 29, 2029. The notes pay a contingent coupon only on observation dates when the stock closes at or above a specified coupon barrier, and they are automatically called early if the stock closes at or above the initial level on any observation date before maturity.
If the notes are not called and the final stock level is at or above a downside threshold, investors receive back the $10 principal per note at maturity; if it is below that threshold, repayment is reduced in line with the stock’s decline, and all principal can be lost. The notes are unsecured debt of UBS, so all payments depend on UBS’s credit. The estimated initial value per $10 note is expected to be between $9.35 and $9.60, reflecting internal pricing and funding assumptions.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of lululemon athletica inc. These unsecured debt notes can pay periodic contingent coupons only when lululemon’s share price on an observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period.
The notes may be automatically called early if lululemon’s share price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and the investment ends. If the notes are not called and lululemon’s final share price is at or above a downside threshold, investors receive full principal back, potentially with a final coupon.
If the notes are not called and lululemon’s final share price is below the downside threshold, investors are fully exposed to the stock’s decline and will receive less than principal back, possibly losing their entire investment. All payments depend on UBS’s credit, and the notes will not be listed on an exchange. Hypothetical examples illustrate a contingent coupon rate of 13.60% per year and how returns can range from gains to substantial losses.