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UBS AG (AMUB) SEC Filings, Jan 26, 2026

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to Oracle Corporation common stock, maturing January 28, 2028. These unsecured debt notes pay a contingent coupon only when Oracle’s closing stock price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The notes can be called early if Oracle’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive principal plus any due coupon and the notes terminate. If not called, investors receive full principal at maturity only if the final stock level is at or above a downside threshold; below that level, repayment is reduced in line with the stock’s decline and can fall to zero. All payments depend on UBS’s credit, the notes will not be listed on an exchange, the minimum investment is 100 notes at $10 each, and the estimated initial value is $9.74 per note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation, with a stated principal amount of $100,000 across $10 denominations, maturing on January 28, 2028.

These unsecured, unsubordinated notes pay a contingent coupon only if Intel’s closing level on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period. The notes are automatically called early if Intel’s level on any observation date before maturity is at or above the initial level, in which case holders receive principal plus the applicable contingent coupon on the call settlement date and no further payments.

If the notes are not called and Intel’s final level on January 26, 2028 is at or above the downside threshold, investors receive full principal at maturity, plus any contingent coupon for the final period if the coupon barrier is met. If the final level is below the downside threshold, repayment is reduced in line with Intel’s decline, and investors can lose all of their initial investment. The notes are not listed, have a minimum investment of 100 notes ($1,000), carry issuer credit risk of UBS, and have an estimated initial value of $9.74 per $10 note.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on or about January 28, 2028. These unsecured debt securities pay a contingent coupon only when Oracle’s closing level on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The notes are automatically called before maturity if Oracle’s closing level on any observation date (other than the final one) is at or above the initial level, in which case investors receive the principal plus any due coupon and no further payments. If the notes are not called and Oracle’s final level is at or above the downside threshold, investors receive the full principal at maturity, plus any final coupon. If the final level is below the downside threshold, repayment is reduced in line with the negative underlying return and can fall to zero, causing a total loss of principal. The notes are not listed, are subject to UBS’s credit risk, have a minimum purchase of 100 notes at $10 each, and an estimated initial value between $9.44 and $9.69 per note in this preliminary supplement.

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UBS AG is offering Intel-linked Trigger Autocallable Contingent Yield Notes due on or about January 28, 2028. These unsecured debt securities pay a contingent coupon only if Intel’s common stock closes at or above a preset coupon barrier on each observation date; otherwise, no coupon is paid for that period.

The notes are automatically called early if Intel’s stock closes at or above the initial level on any observation date before the final valuation date, in which case investors receive the principal plus any due coupon and no further payments. If not called, and the final stock level is at or above the downside threshold, investors receive their $10 principal per note at maturity; if it is below the downside threshold, repayment is reduced in line with Intel’s percentage decline, up to a total loss of principal. Payments depend on UBS’s credit, the notes will not be listed on an exchange, the minimum investment is 100 notes at $10 each, and the estimated initial value is between $9.44 and $9.69 per note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Alphabet Inc., maturing on January 28, 2028. These unsecured, unsubordinated notes pay a contingent coupon only if Alphabet’s closing level on an observation date is at or above a preset coupon barrier.

The notes can be automatically called early if Alphabet’s level on any observation date (before the final one) is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and no further payments. If the notes are not called and Alphabet’s final level is at or above the downside threshold, investors receive their principal at maturity, plus any final contingent coupon if the coupon barrier is met.

If the notes are not called and Alphabet’s final level is below the downside threshold, repayment is reduced dollar-for-dollar with Alphabet’s decline, and investors can lose all of their investment. An example term structure shows a 10.33% per annum contingent coupon, a downside threshold and coupon barrier at 70% of the initial level, and an estimated initial value of $9.74 per $10 note. The notes are subject to UBS’s credit risk, are not listed on any exchange, and require a minimum investment of 100 notes at $10 each.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Alphabet Inc., maturing on or about January 28, 2028. These unsecured debt notes pay a contingent coupon only when Alphabet’s closing share price on an observation date is at or above a specified coupon barrier; otherwise no coupon is paid for that period.

The notes are automatically called early if Alphabet’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus the applicable contingent coupon and no further payments. If the notes are not called and Alphabet’s final share price is at or above a downside threshold, investors receive full principal back; if it is below that threshold, the payoff is reduced in line with Alphabet’s percentage decline and can fall to zero.

The notes are subject to UBS credit risk, will not be listed on any exchange, have a minimum investment of 100 notes at $10 each, and an estimated initial value between $9.44 and $9.69 per note based on UBS’ internal models.

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UBS AG is offering $2,408,000 of Trigger Autocallable Contingent Yield Notes linked to CrowdStrike Holdings common stock, maturing January 28, 2028. These unsecured debt notes pay a contingent coupon only if the stock closes at or above a preset coupon barrier on each observation date; otherwise no coupon is paid. The notes can be automatically called early if CrowdStrike’s share price is at or above the initial level on any observation date, in which case investors receive the $10 principal per Note plus any due coupon and no further payments.

If the notes are not called and the final stock level on January 26, 2028 is at or above the downside threshold, UBS repays the $10 principal per Note (and a final coupon if the barrier is met). If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose all of their investment. The notes are subject to UBS credit risk, are not listed on any exchange, have a minimum purchase of 100 Notes ($1,000), and an estimated initial value of $9.83 per $10 Note.

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Rhea-AI Summary

UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc., maturing on or about January 28, 2028. Each Note has a principal amount of $10 and is sold in a minimum investment of 100 Notes, or $1,000.

Investors receive a contingent coupon only if on each observation date the CrowdStrike share price is at or above a preset coupon barrier. The Notes are automatically called early if the share price on any observation date before maturity is at or above the initial level, in which case UBS repays principal plus the applicable contingent coupon and makes no further payments.

If the Notes are not called and the final share price is at or above the downside threshold, UBS repays principal at maturity; if it is below that threshold, repayment is reduced in line with the share’s decline and can fall to zero. An example structure in the document shows a contingent coupon rate of 10.19% per annum and a downside threshold and coupon barrier at 55% of the initial level. The estimated initial value is between $9.44 and $9.69 per $10 Note, and all payments depend on UBS’s creditworthiness.

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UBS AG is offering $200,000 of Trigger Autocallable Contingent Yield Notes linked to the Solactive U.S. Large Cap Volatility Navigator 40 Index, maturing on January 28, 2031. Each $1,000 Note pays a contingent coupon at 14.00% per annum (about $11.6667 monthly) only when the index is at or above the coupon barrier of 199.59, which is 70% of the 285.13 initial level.

The Notes can be automatically called on monthly observation dates beginning after six months if the index is at or above the call threshold of 285.13, returning principal plus the due coupon, with no further payments. If not called and the final index level is at or above the downside threshold of 142.57 (50% of the initial level), investors receive full principal back; below that level they incur a loss matching the index decline and could lose their entire investment.

The Notes are unsecured obligations of UBS AG London Branch, not FDIC insured, and will not be listed on an exchange. The estimated initial value is $918.50 per $1,000, reflecting fees, hedging costs and UBS’ internal funding rate. The underlying index uses leverage up to 500%, targets 40% volatility and includes a 6.0% per annum decrement, which can significantly drag on performance.

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UBS is offering digital medium-term notes linked to the MSCI EAFE Index that pay no interest and are designed to be held to maturity in about 24–27 months. For each $1,000 face amount, investors receive a capped payoff expected to be between $1,126.50 and $1,148.80 if the index ends at or above a buffer level set at 87.50% of its initial level.

If the index falls more than 12.5%, principal loss is magnified: holders lose about 1.1429% of face value for every 1% decline below the buffer, with the potential to lose the entire investment. Upside is limited by a cap level expected between 112.65% and 114.88% of the initial index level, so investors do not participate fully in strong rallies.

The notes are unsecured obligations of UBS AG London Branch, are not FDIC insured, will not be listed on an exchange, and may have little or no secondary market. The estimated initial value is expected to be $967–$997 per $1,000, reflecting internal funding and hedging costs, so secondary prices may initially be below issue price.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 26, 2026.