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UBS AG (AMUB) SEC Filings, Jan 26, 2026

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the Utilities Select Sector SPDR® Fund. The notes pay a contingent coupon at a rate of 9.70% per annum (about $8.0833 per $1,000 monthly) only if, on each monthly observation date, all three underlyings are at or above their coupon barriers set at 70% of initial levels.

UBS can call the notes in whole, beginning after three months, paying back principal plus any due coupon; no further payments occur after a call. If the notes are not called and all underlyings finish at or above their downside thresholds set at 60% of initial levels, investors receive only principal at maturity on or about August 2, 2029. If any underlying finishes below its downside threshold, repayment is reduced one-for-one with the worst performer, up to a total loss of principal. All payments depend on UBS’s creditworthiness, and the notes will not be listed on an exchange.

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UBS AG London Branch is offering $1,943,000 of Capped Leveraged Buffered S&P 500® Index‑Linked Medium‑Term Notes due September 22, 2027. These notes pay no interest and repay an amount at maturity based on the S&P 500® Index performance from an initial level of 6,913.35 to a final level on September 20, 2027.

If the index rises, holders receive 160% of the index gain, capped at a maximum settlement amount of $1,192.00 per $1,000 face amount (a 19.2% maximum return). If the index is flat or down by up to 12.5%, investors receive back $1,000 per note. Below this 12.5% buffer, investors lose about 1.1429% of principal for each additional 1% index decline and could lose their entire investment.

The notes are unsecured obligations of UBS, are not insured by the FDIC, will not be listed on any exchange, and may have limited or no secondary market. UBS estimates the initial value at $997.50 per $1,000, reflecting internal pricing and funding assumptions, and highlights significant market, liquidity, tax and issuer credit risks.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the SPDR® S&P® Regional Banking ETF (KRE), maturing on or about February 1, 2029. Each Note has a $1,000 principal amount and pays quarterly contingent coupons only when KRE closes at or above a coupon barrier set at 70% of the initial level. The indicative contingent coupon range is 8.10% to 8.50% per year.

The Notes can be automatically called each observation date if KRE is at or above 100% of the initial level, returning principal plus the applicable coupon, with no further payments. If not called, and KRE finishes at or above the downside threshold of 70% of the initial level, investors receive full principal back at maturity. If the final level is below that threshold, repayment is reduced one-for-one with KRE’s decline, and the entire principal can be lost.

The Notes are unsecured, unsubordinated UBS debt, not listed on an exchange, and carry UBS credit risk. The estimated initial value is expected between $940.10 and $970.10 per $1,000 issue price, and UBS expects net proceeds of $980 per Note after a $20 underwriting discount.

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Rhea-AI Summary

UBS AG is offering $2,500,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq‑100, Russell 2000 and S&P 500 indices. The notes pay a 10.45% per annum contingent coupon only if, on each quarterly observation date, all three indices close at or above 70% of their initial levels. UBS can call the notes in whole on any observation date after six months, repaying principal plus any due coupon, after which no further payments are made.

If the notes are not called and, at maturity in January 2031, all three indices are at or above their downside thresholds (also 70% of initial levels), investors receive back the $1,000 principal per note plus any final contingent coupon. If any index finishes below its downside threshold, repayment is reduced one‑for‑one with the loss on the worst‑performing index, and investors can lose all of their investment. Payments depend on UBS’s credit, and the estimated initial value per note of $969.90 is below the $1,000 issue price.

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UBS AG is offering $5,263,000 of Buffer Callable Contingent Yield Notes linked to the worst performer of the Nasdaq‑100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, maturing October 28, 2027. The Notes pay a 7.70% per annum contingent coupon, credited monthly only when all three indices close at or above their coupon barriers, set at 70% of their initial levels. UBS can call the Notes quarterly, returning principal plus any due coupon, after which no further payments are made.

If the Notes are not called and any index finishes below its 80% downside threshold, principal is reduced in line with the decline of the worst index beyond a 20% buffer, and investors can lose almost all of their investment. Payments depend on UBS’s credit, the Notes are not listed, the estimated initial value is $977.20 per $1,000 Note, and net proceeds to UBS are $997.50 per Note before an additional $8.50 per Note marketing fee.

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UBS AG is issuing $830,000 of Trigger Callable Contingent Yield Notes linked to the worst performer of the Dow Jones Industrial Average, Nasdaq-100 Technology Sector Index and Russell 2000 Index, maturing July 26, 2030.

The Notes pay a contingent coupon at a rate of 10.60% per annum (about $8.8333 per $1,000 per month) only if, on each monthly observation date, all three indices close at or above their coupon barriers, set at 75% of initial levels. UBS can call the Notes in whole on any observation date after six months, returning principal plus any due coupon, ending all further payments.

At maturity, if the Notes have not been called and each index is at or above its downside threshold (set at 60% of initial levels), investors receive full principal. If any index finishes below its downside threshold, repayment is reduced one-for-one with the decline of the worst index, and up to all principal can be lost. Payments depend on UBS’s credit; the estimated initial value is $962.40 per $1,000 Note, below the issue price.

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UBS AG is offering $6.7 million of Airbag Callable Contingent Yield Notes, due January 26, 2029, linked to the least performing of four equity indices: the Nikkei 225, Russell 2000, S&P 500 and EURO STOXX 50.

The Notes pay a 12.25% per annum contingent coupon (about $10.2083 per $1,000 note per month) only if, on each monthly observation date, every index closes at or above its coupon barrier set at 70% of its initial level. UBS can call the Notes in whole, beginning after three months, paying back principal plus any due coupon, after which no further payments are made.

If the Notes are not called and each index finishes at or above its downside threshold (also 70% of initial), investors receive back the $1,000 principal. If any index finishes below its downside threshold, the maturity payment is reduced based on the worst index: investors lose about 1.4286% of principal for each 1% decline beyond the 30% threshold, and could lose their entire investment. All payments depend on UBS’s creditworthiness, and the Notes are unsecured, unsubordinated obligations that will not be listed on an exchange.

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UBS AG is offering $1,840,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of three ETFs: VanEck Semiconductor (SMH), SPDR S&P Biotech (XBI) and Energy Select Sector SPDR (XLE), maturing on January 28, 2031.

The notes pay a contingent coupon at a rate of 10.75% per annum ($8.9583 per month per $1,000 note) only when the closing level of each ETF is at or above its coupon barrier, set at 70% of its initial level. The notes can be automatically called monthly after 12 months if all ETFs are at or above their call threshold, set at 100% of initial levels, returning principal plus any due and unpaid coupons.

If the notes are not called and any ETF finishes below its downside threshold, set at 60% of its initial level, investors lose principal one-for-one with the decline of the worst ETF and could lose their entire investment. The issue price is $1,000 per note, with estimated initial value of $958.40 and net proceeds to UBS of $963.75 per note, and all payments are subject to UBS credit risk.

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UBS AG is issuing $2,204,000 of Trigger Callable Contingent Yield Notes linked to the least performing of three references: SPDR S&P Regional Banking ETF (KRE), Nasdaq-100 Technology Sector Index (NDXT) and Energy Select Sector SPDR Fund (XLE). The notes pay a 12.15% per annum contingent coupon (about $10.125 per $1,000 note per month) only when all three underlyings close at or above their coupon barriers, set at 70% of initial levels.

The notes run for roughly three years, from January 2026 to January 2029, and are callable monthly by UBS after six months at par plus any due coupon, ending all future payments. If not called and all final levels are at or above their downside thresholds (50% of initial levels), investors receive back principal; if any final level is below its threshold, repayment is reduced one-for-one with the loss on the worst performer, up to a total loss of principal.

The notes are unsecured, unsubordinated debt of UBS, not listed, and all payments depend on UBS’s credit. The estimated initial value is $982 per $1,000 note, below the $1,000 issue price, reflecting fees, hedging and UBS’s internal funding rate.

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UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation. These notes pay contingent coupons only when the stock closes at or above a preset coupon barrier on each observation date; otherwise no income is paid for that period.

The notes can be called early if the stock closes at or above the initial level on any observation date before maturity, in which case investors receive principal plus any due coupon and the product terminates. If not called, principal is repaid at maturity only if the final stock level is at or above a downside threshold; below that level, repayment is reduced in line with the stock’s decline and can fall to zero.

All payments depend on the credit of UBS AG, and investors face both market risk tied to Constellation Energy shares and issuer credit risk. The notes will not be listed, require a minimum purchase of 100 notes at $10 each, and have an estimated initial value of $9.73 per $10 note.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 26, 2026.