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UBS AG (AMUB) SEC Filings, Jan 26, 2026

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering $840,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index, maturing in January 2029.

The notes pay an 11.00% per annum contingent coupon, credited monthly only if all three indices close at or above 70% of their initial levels on each observation date. UBS can call the notes in whole on any monthly observation date after three months, returning principal plus any due coupon, and ending future payments.

If the notes are not called and any index finishes below its 70% downside threshold at maturity, repayment is reduced one-for-one with the loss of the worst-performing index, up to a total loss of principal. All payments depend on UBS’s ability to meet its obligations, and the estimated initial value is $968.20 per $1,000 note, below the issue price.

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UBS AG is offering $250,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Apollo Global Management, Inc., maturing January 27, 2027. These unsecured debt obligations pay a contingent coupon on each coupon payment date only if Apollo’s closing share price on the related observation date is at or above a preset coupon barrier; otherwise no coupon is paid.

The notes can be called early if Apollo’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the $10 principal per Note plus any due coupon, with no further payments. If the notes are not called and Apollo’s final share price is at or above the downside threshold on the final valuation date, investors receive full principal back, plus a final contingent coupon if the coupon barrier is also met. If the final share price is below the downside threshold, repayment is reduced in line with the share price decline and investors can lose all of their investment. Payments depend on UBS’s credit; the notes are not FDIC insured, will not be listed, require a minimum $1,000 investment, and have an estimated initial value of $9.77 per $10 Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation, maturing on or about January 27, 2027. These unsecured debt notes can pay periodic contingent coupons only when the stock closes at or above a preset coupon barrier on scheduled observation dates.

The notes may be called early if the stock closes at or above the initial level on any observation date before maturity, in which case investors receive principal plus the applicable contingent coupon and no further payments. If the notes are not called and the final stock level is at or above the downside threshold, investors receive only their principal back. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose some or all of their investment.

The notes are subject to UBS’s credit risk, will not be listed on an exchange, have a minimum investment of 100 notes at $10 each, and an estimated initial value between $9.43 and $9.68 per note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Apollo Global Management, Inc., maturing on or about January 27, 2027. These unsecured debt notes pay a contingent coupon only if the stock closes at or above a set coupon barrier on each observation date.

The notes are automatically called early if the stock closes at or above its initial level on any observation date before maturity, in which case investors receive the $10 principal per Note plus any due coupon and no further payments. If the notes are not called and the final stock level is below a downside threshold, repayment at maturity is reduced in line with the stock’s loss and investors can lose all of their investment. The minimum investment is 100 Notes ($1,000), and the estimated initial value is expected to be between $9.42 and $9.67 per $10 Note, subject to UBS’s credit risk.

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UBS AG is offering $1,400,000 of Trigger Callable Contingent Yield Notes linked to the worst performer of the SPDR S&P Regional Banking ETF (KRE), the Nasdaq‑100 Index and the S&P 500 Index, maturing in January 2030. Each $1,000 note pays a contingent coupon of 11.45% per annum, with monthly payments only if all three underlyings stay at or above 70% of their initial levels. UBS can call the notes in whole on any monthly observation date after six months, returning principal plus any due coupon, after which no further payments are made. If the notes are not called and any underlying finishes below 60% of its initial level at maturity, principal is reduced one‑for‑one with the worst performer, and investors can lose their entire investment. The notes are unsecured obligations of UBS AG London Branch, are not FDIC‑insured, will not be listed on an exchange, and have an estimated initial value of $975.40 per $1,000.

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UBS AG is offering $1,080,000 of Trigger Callable Contingent Yield Notes linked to the worst performer of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index, maturing on July 28, 2027. The Notes pay a contingent coupon at an annual rate of 11.30% (about $9.4167 per $1,000 monthly) only if, on each observation date, every index closes at or above its coupon barrier set at 70% of its initial level.

UBS can call the Notes in whole, starting after six months, on any observation date; if called, holders receive $1,000 per Note plus any due coupon, and the Note terminates. If not called and, at maturity, each index is at or above its downside threshold (also 70% of its initial level), investors receive full principal back, plus any final coupon.

If UBS does not call the Notes and any index finishes below its downside threshold, repayment is reduced in line with the decline of the worst-performing index, and principal losses can reach 100%. Payments depend entirely on UBS’s credit, and the estimated initial value is $982 per $1,000 Note, below the $1,000 issue price.

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UBS AG is offering $1,203,000 of Trigger Callable Contingent Yield Notes, each with a $1,000 principal amount, linked to the least performing of the Nasdaq‑100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index, maturing on January 26, 2029.

The Notes pay a contingent coupon at a rate of 9.50% per annum (about $7.9167 per month per $1,000) only if, on each monthly observation date, all three indices close at or above their coupon barriers, set at 70% of their initial levels (13,046.25 / 2,669.162 / 6,915.61 with barriers and downside thresholds at 9,132.38 / 1,868.413 / 4,840.93 respectively).

UBS may call the Notes in whole, beginning after 12 months, paying back principal plus any due coupon; no further payments would follow. If the Notes are not called and any index finishes below its downside threshold, investors receive $1,000 multiplied by 1 plus the return of the worst‑performing index and can lose some or all principal. The Notes are unsecured obligations of UBS AG, will not be listed, have an estimated initial value of $961.20 per $1,000, and are subject to key market, liquidity, credit and tax risks.

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UBS AG is offering $1,930,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100® Technology Sector Index and the Russell 2000® Index, maturing January 26, 2029. The Notes pay a contingent coupon of 11.45% per annum (about $9.5417 per $1,000 Note monthly) only if, on each observation date, all three indices close at or above their coupon barriers, set at 70% of their initial levels. UBS can call the Notes in whole, beginning after three months, paying back principal plus any due coupon, after which no further payments are made.

If the Notes are not called and, at maturity, each index is at or above its downside threshold (also 70% of its initial level), investors receive full principal. If any index finishes below its downside threshold, the maturity payment is reduced in line with the negative return of the worst-performing index, and investors can lose all of their investment. All payments depend on UBS’s credit, and the Notes will not be listed on any exchange.

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UBS AG is issuing $3,050,000 of Trigger Callable Contingent Yield Notes maturing in January 2029, linked to the worst performer among the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index.

The Notes pay a 9.20% per annum contingent monthly coupon only when all three indices are at or above 60% of their initial level; otherwise no coupon is paid. UBS can call the Notes in whole on any monthly observation date after six months, returning principal plus any due coupon.

If not called, investors receive full principal at maturity only if each index finishes at or above its 60% downside threshold. If any index ends below this level, repayment is reduced in line with the worst index’s loss, up to a total loss of principal. The Notes are unsecured obligations of UBS, not listed on an exchange, and their estimated initial value is $971.90 per $1,000 note, reflecting fees and hedging costs.

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UBS AG is offering $2,024,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index, Russell 2000 Index and S&P 500 Index, maturing on January 28, 2030.

The notes pay a 10.35% per annum contingent coupon (about $8.625 per $1,000 note per period) only if on each monthly observation date all three indexes are at or above their coupon barriers, set at 70% of initial levels. UBS can call the notes in whole on any observation date after three months, returning principal plus any due coupon, after which no further payments are made.

If the notes are not called and any index finishes below its 70% downside threshold, maturity payment per note is $1,000 times 1 plus the return of the worst-performing index, so investors can lose a significant portion or all of their principal. The notes are unsecured, unsubordinated obligations of UBS, not listed on any exchange, and their value and payments depend on UBS’s credit; the estimated initial value is $967.20 per $1,000 note, below the issue price.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 26, 2026.