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UBS AG (AMUB) SEC Filings, Jan 21-22, 2026

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering approximately 3-year Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index. The Notes pay a contingent coupon at a rate of 11.00% per annum (about $9.1667 per month on each $1,000 Note) only if on an observation date the closing level of each index is at or above 70.00% of its initial level.

UBS may call the Notes in whole on any monthly observation date beginning after 3 months, paying back the $1,000 principal plus any due coupon, after which no further payments are made. If the Notes are not called and, at maturity, each index is at or above its 70.00% downside threshold, investors receive full principal. If any index finishes below its downside threshold, the repayment is reduced one-for-one with the negative return of the worst-performing index, up to a total loss of principal.

The Notes are unsecured, unsubordinated debt of UBS AG (London Branch), not insured by any government agency, and will not be listed on any exchange. The estimated initial value is expected to be between $962.30 and $992.30 per $1,000 issue price, reflecting embedded costs and dealer compensation, and investors face significant market, liquidity, credit and tax risks.

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Rhea-AI Summary

UBS AG is offering $2,052,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector IndexSM, the Russell 2000® Index and the S&P 500® Index, maturing on December 27, 2027. Each Note has a $1,000 principal amount and pays a 9.30% per annum contingent coupon ($7.75 per month) only if, on a monthly observation date, all three indices close at or above their coupon barriers, set at 70.00% of their initial levels.

UBS may call the Notes in whole, but not in part, on any observation date beginning after 3 months, paying back principal plus any due coupon, after which no further payments are made. If the Notes are not called and any index finishes below its downside threshold (also 70.00% of its initial level) on the final valuation date, investors receive $1,000 × (1 + the return of the least performing index), which can result in a substantial loss, including total loss of principal.

The Notes are unsecured, unsubordinated obligations of UBS, are not FDIC insured, and will not be listed on any exchange. The estimated initial value is $958.80 per Note, below the $1,000 issue price, reflecting underwriting compensation, hedging and issuance costs.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Technology Sector Index, Russell 2000 Index and S&P 500 Index, with a term of about 18 months to around July 30, 2027. Each Note has a $1,000 principal amount and pays a contingent coupon at a rate of 11.85% per annum (monthly coupon of $9.875) only if, on each monthly observation date, all three indices close at or above their coupon barriers.

Both the coupon barriers and downside thresholds for each index are set at 70% of its initial level

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Rhea-AI Summary

UBS AG is offering unsecured Trigger Autocallable Notes linked to the Solactive U.S. Large Cap Volatility Navigator 40 Index, maturing on or about February 3, 2032. Each Note has a $1,000 principal amount and can be called quarterly after 12 months if the index is at or above a call threshold set at 100% of the initial level. If called, investors receive the principal plus a call return based on a 28.50% per annum call return rate, with call prices rising over time up to $2,710 per Note at maturity if the final call is triggered.

If the Notes are never called and the index at final valuation is at or above a 50% downside threshold, investors receive only their principal back with no gain. If the final level is below the downside threshold, repayment is reduced one-for-one with the index decline, and investors can lose all of their investment. The underlying index itself is complex, featuring up to 500% leverage, a 40% target volatility mechanism and a 6.0% per annum daily decrement, which all drag on performance. Estimated initial value is expected between $937.70 and $967.70 per Note, below the $1,000 issue price, and all payments depend on UBS’s credit.

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UBS AG is offering Airbag Callable Contingent Yield Notes linked to the worst performer among the Nikkei 225, Russell 2000, S&P 500 and EURO STOXX 50. The Notes pay a contingent coupon of 12.25% per annum (about $10.2083 per $1,000 monthly) only when every index closes at or above 70% of its initial level on an observation date.

UBS can call the Notes in whole on any monthly observation date starting after three months, returning principal plus any due coupon. If the Notes are not called and any index finishes below 70% of its initial level at final valuation in January 2029, investors suffer leveraged losses of about 1.4286% of principal for each 1% decline beyond the 30% buffer, up to a complete loss. All payments depend on UBS’s credit.

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UBS AG is offering $1,611,000 of Trigger Callable Contingent Yield Notes, each with a $1,000 principal amount, linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indices. The notes pay a 9.55% per annum contingent coupon (about $23.875 per quarter) only when all three indices close at or above their coupon barriers, set at 70% of initial levels.

UBS may call the notes on any quarterly observation date (other than the final one), returning principal plus any due coupon, after which no further payments are made. If the notes are not called and any index finishes below its 60% downside threshold at maturity in January 2030, investors incur a loss matching the negative return of the worst index and can lose their entire investment. All payments depend on UBS’s credit, and the estimated initial value is $965.20 per note, below the $1,000 issue price.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000 Index, the S&P 500 Index and the Utilities Select Sector SPDR Fund, maturing around February 4, 2031. Each $1,000 Note pays a 9.75% per annum contingent coupon only when all three underlyings close at or above their coupon barriers, set at 70% of their initial levels.

UBS may call the Notes quarterly, paying back principal plus any due coupon, after which no further payments are made. If the Notes are not called and any underlying finishes below its downside threshold, set at 65% of its initial level, investors receive $1,000 × (1 + return of the worst performer) and can lose up to their entire investment. The Notes are unsecured UBS debt, and all payments depend on UBS’s credit. The estimated initial value is expected between $954.40 and $984.40 per $1,000 Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Delta Air Lines, Inc., maturing on or about February 2, 2029. The Notes pay a contingent coupon at a rate of 10.00% per annum only if, on each monthly observation date, Delta’s share price is at or above the coupon barrier, initially set at 50.00% of the Initial Level; otherwise no coupon is paid for that period.

The Notes are automatically called if, beginning after 6 months, Delta’s share price on any observation date is at or above the call threshold level, initially 100.00% of the Initial Level, in which case investors receive principal plus the applicable coupon and the Notes terminate. If not called and the final level is at or above the downside threshold, also 50.00% of the Initial Level, investors receive full principal at maturity; if it is below this level, repayment is reduced in line with Delta’s decline and investors can lose up to all of their investment.

The Notes are unsubordinated, unsecured obligations of UBS, are not bank deposits, and are not insured. Any payment depends on UBS’s creditworthiness. The estimated initial value per $1,000 Note is expected to be between $941.10 and $971.10, reflecting underwriting discounts, hedging and other costs. The Notes will not be listed on any securities exchange, and secondary market liquidity may be limited.

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UBS AG is offering $2,450,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc., maturing on July 23, 2027. These unsecured debt notes pay contingent coupons only when Amazon’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The notes are automatically called early if Amazon’s share price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and the product terminates. If the notes are not called and Amazon’s final level is at or above a downside threshold, investors receive full principal at maturity. If the final level is below the downside threshold, repayment is reduced in line with Amazon’s percentage decline, and investors can lose all of their initial investment.

The notes are subject to UBS’s credit risk, will not be listed on an exchange, and are offered at $10 per Note with a minimum investment of 100 Notes. The estimated initial value is $9.82 per Note, reflecting internal pricing and funding considerations.

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UBS AG is offering $650,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on July 23, 2027. These unsecured debt notes pay a contingent coupon only if NVIDIA’s stock closes at or above a preset coupon barrier on each monthly observation date, including the final valuation date. If on any observation date starting after about six months the stock closes at or above the initial level, the notes are automatically called and investors receive the $10 principal per Note plus any due coupon, with no further payments.

If the notes are not called and NVIDIA’s final stock level on the final valuation date is at or above the downside threshold (75% of the initial level in the hypothetical), investors receive full principal back, plus any final coupon. If the final level is below the downside threshold, repayment is reduced in line with the stock’s negative return, and investors can lose up to 100% of principal. A hypothetical structure shows an 18.44% per annum coupon with a $0.1537 monthly coupon and $75 downside threshold and coupon barrier. The estimated initial value is $9.78 per $10 Note, and all payments depend on UBS’s creditworthiness; the notes are not listed on an exchange.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 22, 2026.