Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc., maturing on or about July 23, 2027. These unsecured debt notes can pay contingent coupons only when Amazon’s closing share price on an observation date is at or above a preset coupon barrier; if it is below that level, no coupon is paid for that period.
The notes will be automatically called early if Amazon’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus any due coupon and the product terminates. If the notes are not called and Amazon’s final price is at or above a downside threshold, investors receive back principal at maturity, potentially plus a final coupon. If the final price is below the downside threshold, repayment is reduced in line with the share price decline and investors can lose all of their investment.
Payments depend entirely on UBS’s creditworthiness. The minimum investment is 100 notes at $10 per note, and the estimated initial value per note on the trade date is expected to be between $9.44 and $9.69, reflecting internal pricing and funding assumptions.
UBS AG is issuing $300,000 of Trigger Autocallable Contingent Yield Notes linked to Netflix, Inc. common stock, offering contingent coupons and potential early redemption. The notes pay an 11.76% per annum contingent coupon only when Netflix’s closing level on an observation date is at or above the coupon barrier, set at 75% of the initial level in the examples. UBS will automatically call the notes before maturity if Netflix’s closing level on an observation date is at or above the initial level, returning the $10 principal per note plus any due coupon. If not called, investors receive full principal at maturity only if the final Netflix level is at or above the downside threshold; otherwise repayment is reduced in line with the stock’s decline, and all principal can be lost. The minimum investment is 100 notes ($1,000), and the estimated initial value is $9.75 per $10 note, reflecting UBS’s internal pricing and funding.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on or about July 23, 2027. The Notes pay a contingent coupon only if NVIDIA’s share price on a monthly observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that month. UBS may automatically call the Notes after six months if NVIDIA closes at or above the initial level, in which case investors receive the principal plus any due coupon and no further payments.
If the Notes are not called and NVIDIA’s final level on the valuation date is at or above the downside threshold, investors receive their full principal at maturity, plus a final contingent coupon if the coupon barrier is also met. If the final level is below the downside threshold, repayment is reduced in line with NVIDIA’s decline and investors can lose some or all of their investment. The hypothetical terms illustrate a $10 principal amount, a 16.45% per annum contingent coupon and downside and coupon barriers at 75% of the initial level. Payments depend on UBS’s credit, and the Notes will not be listed on any exchange.
UBS AG is offering $280,600 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Advance Auto Parts, Inc., maturing January 24, 2028. These unsecured, unsubordinated notes pay a contingent coupon only if the stock closes at or above a preset coupon barrier on each observation date; otherwise no coupon is paid. If on any observation date before maturity the stock closes at or above the initial level, the notes are automatically called and investors receive the $10 principal per note plus that period’s contingent coupon, with no further payments.
If the notes are not called and on the final valuation date the stock is at or above the downside threshold, investors receive only the $10 principal per note (plus any final coupon if the barrier is met). If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose their entire investment. An illustrative structure shows a 24.67% per annum contingent coupon, or $0.6168 per $10 note when conditions are met. The estimated initial value is $9.68 per $10 note. The notes are not listed, require a minimum $1,000 investment, are not insured, and all payments depend on UBS’s credit.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Netflix, Inc. The notes have a principal amount of $10 per Note, a minimum investment of 100 Notes, and a term to about January 25, 2027. Investors receive a contingent coupon only when Netflix’s closing level on an observation date is at or above a specified coupon barrier; no coupon is paid otherwise.
The notes are automatically called early if Netflix’s closing level on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus any due coupon and no further payments. If not called, and the final level is at or above the downside threshold, investors receive the full principal (and a final coupon if the coupon barrier is met). If the final level is below the downside threshold, repayment is reduced in line with the stock’s negative return, and the entire investment can be lost. The estimated initial value is expected between $9.40 and $9.65 per $10 Note. All payments depend on the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advance Auto Parts, Inc., maturing on or about January 24, 2028. These unsecured debt securities pay a contingent coupon only if the stock closes on or above a preset coupon barrier on each observation date; otherwise no coupon is paid for that period. The notes are automatically called before maturity if the stock closes at or above its initial level on any observation date, in which case investors receive the principal plus the applicable coupon and no further payments.
If the notes are not called and the stock’s final level is at or above a downside threshold, investors receive back the full principal; if it is below that threshold, repayment is reduced in line with the stock’s decline and investors can lose all of their investment. The notes are not listed on any exchange, are subject to UBS’s credit risk, and the estimated initial value per $10 note is expected to be between $9.31 and $9.56, reflecting internal pricing and funding assumptions.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on January 23, 2029. The Notes have a principal amount of $10 per Note, with a minimum investment of 100 Notes, and an estimated initial value of $9.70 per Note as of the trade date.
Investors may receive a contingent coupon at a rate of 15.56% per annum, paid only if NVIDIA’s closing level on an observation date is at or above the coupon barrier, initially set at $70.00 (70% of the initial level). The Notes are automatically called, and principal plus any due coupon is paid, if NVIDIA’s closing level on any non-final observation date is at or above the initial level.
If not called, and NVIDIA’s final level is at or above the downside threshold of $70.00, UBS repays principal (plus any final contingent coupon). If the final level is below the downside threshold, repayment is reduced in line with NVIDIA’s negative return, and investors can lose some or all of their initial investment. All payments depend on the creditworthiness of UBS, and the Notes will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, with a scheduled maturity on or about January 23, 2029. These unsecured debt obligations can pay periodic contingent coupons, but only when NVIDIA’s closing share price on an observation date is at or above a preset coupon barrier.
The Notes may be automatically called early if NVIDIA’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus any due coupon and no further payments. If the Notes are not called and NVIDIA’s final share price is at or above a downside threshold, investors receive the full principal at maturity. If the final share price is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose some or all of their principal.
The Notes are issued in $10 denominations, with a minimum investment of 100 Notes. The estimated initial value per Note on the trade date is expected to be between $9.36 and $9.61. Payments depend on NVIDIA’s share performance and are also subject to the credit risk of UBS, and the Notes will not be listed on an exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Alphabet Inc., each with a $10 principal amount and a term to April 23, 2027. These unsecured debt obligations pay a contingent coupon only if Alphabet’s closing level on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes can be automatically called prior to maturity if Alphabet’s closing level on any observation date (other than the final one) is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and the notes terminate. If not called, and the final level is at or above the downside threshold, investors receive full principal at maturity, potentially with a final coupon.
If the notes are not called and Alphabet’s final level is below the downside threshold, repayment is reduced in line with the negative return of the stock, and investors can lose some or all of their investment. The notes are subject to UBS credit risk, are not FDIC insured, will not be listed on an exchange, and are offered with a minimum investment of 100 notes. The estimated initial value is stated as $9.74 per note.
UBS AG is offering $320,000 of Trigger Autocallable Contingent Yield Notes linked to Micron Technology, Inc. common stock, maturing January 25, 2027. These unsecured debt notes pay a contingent coupon only if Micron’s share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period. If Micron’s share price on any observation date before maturity is at or above the initial level, the notes are automatically called and pay back principal plus any due contingent coupon, with no further payments.
If the notes are not called and Micron’s final share price on the January 21, 2027 valuation date is at or above the downside threshold, investors receive the $10 principal per note at maturity. If the final price is below the downside threshold, the maturity payment is reduced in line with Micron’s percentage decline, and investors can lose all of their investment. The notes are not listed, require a minimum purchase of 100 notes ($1,000), have an estimated initial value of $9.80 per $10 note, and all payments depend on UBS’s creditworthiness.