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UBS AG (AMUB) SEC Filings, Jan 21, 2026

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, with an expected trade date of January 21, 2026 and maturity on or about July 23, 2027. These are unsecured, unsubordinated debt obligations of UBS, not bank deposits and not FDIC insured.

Investors may receive monthly contingent coupons only if NVIDIA’s closing level on an observation date is at or above a specified coupon barrier. The notes will be automatically called, and principal repaid with any due coupon, if NVIDIA’s closing level on any monthly observation date starting after six months is at or above the initial level. After an automatic call, no further payments are made.

If the notes are not called and NVIDIA’s final level on the July 21, 2027 final valuation date is at or above a downside threshold, UBS repays principal at maturity. If the final level is below the downside threshold, repayment is reduced in line with NVIDIA’s percentage decline, and investors can lose some or all of their initial investment. All payments depend on UBS’s credit. Illustrative examples use a $10 note, a contingent coupon rate of 16.46% per annum and a downside threshold and coupon barrier at 75% of the initial level.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc., maturing on or about July 23, 2027. These are unsecured, unsubordinated debt obligations of UBS whose payments depend both on Amazon’s share performance and UBS’s creditworthiness.

Investors may receive periodic contingent coupons, but only if Amazon’s closing level on each observation date is at or above a preset coupon barrier. The notes are subject to an automatic call before maturity if Amazon’s level is at or above the initial level on any observation date, in which case investors receive principal plus the applicable contingent coupon and the product terminates early.

If the notes are not called and Amazon’s final level is at or above a downside threshold, investors receive their principal at maturity; if it is below that threshold, repayment is reduced in line with the share decline and losses can reach 100% of principal. The notes will not be listed, require a minimum $1,000 investment, and have an estimated initial value per $10 note between $9.44 and $9.69.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Blackstone Inc. common stock, maturing January 23, 2029. These unsecured debt notes pay a contingent coupon only when Blackstone’s closing price on an observation date is at or above a preset coupon barrier; if it is below, no coupon is paid for that period.

The notes can be automatically called early if Blackstone’s price on any observation date (before final valuation) is at or above the initial level. In that case, investors receive the $10 principal per note plus the applicable contingent coupon, and the product terminates.

If the notes are not called and Blackstone’s final price is at or above the downside threshold, investors get back principal (and a final coupon if the coupon barrier is met). If the final price is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their investment. Payments depend entirely on UBS’s credit, are not insured, the minimum investment is $1,000, and the estimated initial value is $9.60 per $10 note.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Blackstone Inc., maturing on or about January 23, 2029. These unsecured debt securities pay a contingent coupon only when the stock closes at or above a preset coupon barrier on each observation date.

The notes are automatically called if, on any observation date before maturity, the Blackstone share price is at or above the initial level. In that case, holders receive the principal plus the applicable contingent coupon, and the investment ends early.

If the notes are not called and the final stock level is at or above the downside threshold, investors receive back the full principal at maturity, plus any final contingent coupon if the coupon barrier is met. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose their entire investment.

The minimum investment is 100 notes at $10 each. UBS estimates the initial value per $10 note will be between $9.29 and $9.54, and all payments depend on UBS’s creditworthiness.

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UBS AG is issuing $500,000 of Trigger Autocallable Contingent Yield Notes linked to Meta Platforms common stock, maturing January 23, 2029. These unsecured debt notes can pay quarterly contingent coupons only when Meta’s share price on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The notes may be called early each quarter starting about six months after issuance if Meta’s share price is at or above the initial level, in which case holders receive principal plus that period’s contingent coupon and the notes terminate. If the notes are not called and Meta’s final share price is at or above the downside threshold, investors receive full principal at maturity, plus any final contingent coupon if the coupon barrier is met.

If the notes are not called and Meta’s final share price is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose most or all of their principal. All payments depend on UBS’s creditworthiness, and the notes will not be listed on an exchange.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Vertiv Holdings Co, with a scheduled maturity on January 24, 2028. The Notes are unsecured, unsubordinated debt of UBS.

Investors receive a contingent coupon only if Vertiv’s closing share price on an observation date is at or above the coupon barrier; otherwise no coupon is paid for that period. The Notes are automatically called if Vertiv’s stock closes at or above the initial level on any observation date before the final valuation date, in which case UBS repays the $10 principal per Note plus any due coupon and the product terminates early.

If the Notes are not called and Vertiv’s final share price is at or above the downside threshold, UBS repays the full principal at maturity (plus any final coupon if the barrier is met). If the final price is below the downside threshold, repayment is reduced one-for-one with Vertiv’s negative return, and investors can lose some or all of their initial investment. Payments depend entirely on UBS’s creditworthiness, the Notes will not be listed, and the estimated initial value per $10 Note is $9.72. The minimum investment is 100 Notes ($1,000).

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Meta Platforms, Inc., with an expected term to about January 23, 2029. These are unsecured, unsubordinated debt obligations of UBS, not bank deposits and not FDIC insured.

The Notes can pay quarterly contingent coupons only when Meta’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period. The Notes are autocallable: if Meta’s closing level on any quarterly observation date (starting after six months) is at or above the initial level, UBS will automatically redeem the Notes early for the principal plus the applicable contingent coupon, and no further payments will be made.

If the Notes are not called and Meta’s final level on the final valuation date is at or above a downside threshold, investors receive only the principal at maturity, plus any final contingent coupon if the barrier is met. If the final level is below the downside threshold, repayment is reduced in line with Meta’s percentage decline, and investors can lose some or all of their initial investment. Any payment depends on UBS’s credit; a UBS default could result in total loss.

The minimum investment is 100 Notes at $10 per Note8.65% per annum and an estimated initial value per Note expected between $9.35 and $9.60, based on UBS internal pricing models.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Vertiv Holdings Co, maturing on or about January 24, 2028. These are unsecured, unsubordinated debt obligations of UBS.

UBS will pay a contingent coupon on each coupon payment date only if Vertiv’s closing share price on the related observation date is at or above a specified coupon barrier. The notes will be automatically called early if Vertiv’s stock closes at or above the initial level on any observation date before the final valuation date, returning principal plus the contingent coupon then due, with no further payments.

If the notes are not called and Vertiv’s final share price is at or above a downside threshold, investors receive back the $10 principal per Note. If the final price is below the downside threshold, repayment is reduced in line with Vertiv’s negative return, and investors can lose some or all of their initial investment. The estimated initial value on the trade date is expected to be between $9.41 and $9.66 per $10 Note, and all payments depend on UBS’s credit.

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UBS AG is offering $1,800,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing on January 25, 2027. These unsecured debt securities pay contingent coupons only if Broadcom’s share price on scheduled observation dates is at or above a preset coupon barrier, and they may be automatically called early if the share price is at or above the initial level.

If the notes are not called and Broadcom’s final share price on the valuation date is at or above a downside threshold, investors receive back the $10 principal per note; if it is below that threshold, repayment is reduced in line with Broadcom’s percentage decline and can fall to zero, resulting in a total loss of principal. The notes are subject to UBS’s credit risk, will not be listed on an exchange, have a minimum purchase of 100 notes ($1,000), and carry an estimated initial value of $9.80 per $10 note.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing on or about January 25, 2027. These unsecured debt securities pay a contingent coupon only if the Broadcom share price on each observation date is at or above a specified coupon barrier; if it is below, no coupon is paid for that period.

The notes are automatically called early if Broadcom’s stock closes at or above the initial level on any observation date before the final valuation date. In that case, investors receive the principal plus any due contingent coupon, and the investment ends. If the notes are not called and Broadcom’s final level is at or above the downside threshold, investors receive full principal back at maturity.

If the notes are not called and Broadcom’s final level falls below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose their entire initial investment. The estimated initial value is expected to be between $9.41 and $9.66 per $10 note. All payments depend on the creditworthiness of UBS, and the notes will not be listed on any exchange.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 21, 2026.