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UBS AG (AMUB) SEC Filings, Jan 21, 2026

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Meta Platforms, Inc., maturing on January 23, 2029. These are unsecured debt obligations of UBS that pay quarterly contingent coupons only when Meta’s share price on the relevant observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period.

The notes can be automatically called as early as about six months after issuance if Meta’s share price on an observation date is at or above the initial level. In that case, investors receive the principal per note plus any coupon due on the call settlement date, and the product terminates early.

If the notes are never called and Meta’s final share price on the valuation date is at or above a downside threshold, investors receive their principal back at maturity. If the final level is below this threshold, repayment is reduced in line with Meta’s percentage decline, and investors can lose all of their investment. All payments depend on UBS’s credit, the notes are not exchange-listed, the minimum investment is 100 notes at $10 each, and the estimated initial value is $9.65 per $10 note.

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Rhea-AI Summary

UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Meta Platforms, Inc., scheduled to mature on or about January 23, 2029. These market-linked notes pay a contingent coupon only if Meta’s closing share price on a quarterly observation date, including the final valuation date, is at or above a preset coupon barrier. If on any observation date starting after six months the share price is at or above the initial level, the notes are automatically called and investors receive the principal plus any due coupon, with no further payments.

If the notes are not called and Meta’s final share level is at or above a downside threshold, investors receive their principal back at maturity, and a final coupon if the barrier is also met. If the final level is below the downside threshold, repayment is reduced in line with Meta’s decline, and investors can lose their entire investment. The notes are issued in $10 denominations, with a minimum investment of 100 notes, and an estimated initial value between $9.36 and $9.61 per note. They will not be listed on an exchange and all payments depend on UBS’s creditworthiness and are not FDIC insured.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on July 23, 2027. These unsecured debt securities pay contingent coupons only when NVIDIA’s stock closes at or above a preset coupon barrier on monthly observation dates; if the stock is below the barrier, no coupon is paid for that period.

The notes can be automatically called after six months if NVIDIA’s share price is at or above the initial level on an observation date, in which case investors receive the $10 principal per note plus any due coupon, and the product terminates early. If not called, and on the final valuation date NVIDIA is at or above a specified downside threshold, investors receive back principal, potentially with a final coupon.

If the notes are not called and NVIDIA finishes below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose some or all of their initial investment. The notes are issued in $10 denominations with a $1,000 minimum investment, and the estimated initial value is $9.71 per note. All payments depend on the creditworthiness of UBS and the notes will not be listed on an exchange.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, with an expected maturity on or about July 23, 2027. These unsecured debt notes pay a contingent coupon only when NVIDIA’s closing price on a monthly observation date is at or above a preset coupon barrier; otherwise no coupon is paid.

The notes can be automatically called starting about six months after issuance if NVIDIA’s price is at or above the initial level, in which case holders receive the principal plus any due coupon and the product terminates early. If not called, and the final level on the July 21, 2027 valuation date is at or above the downside threshold, investors receive their principal back; if it is below that threshold, repayment is reduced in line with the stock’s decline and losses can reach 100% of principal. A hypothetical example shows a contingent coupon rate of 16.67% per annum and both the downside threshold and coupon barrier set at 75% of the initial level. All payments depend on UBS’s credit, and the notes will not be listed on an exchange.

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UBS AG is offering $180,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc., maturing on January 23, 2029. Each Note has a $10 principal amount and pays a contingent coupon only when Amazon’s share price on an observation date is at or above a coupon barrier set at 70.00% of the initial level, with a sample contingent coupon rate of 9.75% per year ($0.2438 per quarter per $10 in the hypothetical examples).

The Notes can be automatically called early if Amazon’s share price on any observation date before maturity is at or above the initial level, in which case holders receive $10 per Note plus the applicable contingent coupon, and no further payments. If the Notes are not called and Amazon’s final level is at or above the downside threshold (also 70.00% of the initial level in the example), UBS repays the $10 principal (plus any final coupon). If the final level is below the downside threshold, principal is reduced one-for-one with Amazon’s percentage decline, and all of the initial investment can be lost.

All payments, including any coupons and repayment of principal, depend on UBS’s credit. The Notes are unsecured, unsubordinated UBS debt, are not bank deposits, are not insured, will not be listed on any exchange, and have an estimated initial value of $9.73 per $10 Note based on UBS internal models.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc., maturing on or about January 23, 2029. These unsecured debt obligations pay a contingent coupon only if Amazon’s closing share price on an observation date is at or above a specified coupon barrier; otherwise no coupon is paid for that period.

The notes can be called early if Amazon’s share price on any observation date before the final valuation date is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and the product terminates. If the notes are not called and Amazon’s final level is at or above a downside threshold, investors receive back principal at maturity. If the final level is below the downside threshold, repayment is reduced in line with Amazon’s decline, and investors can lose some or all of their initial investment. All payments depend on the creditworthiness of UBS AG, and the notes will not be listed on any exchange.

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UBS AG is offering $12,357,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000 Index and the S&P 500 Index, maturing January 19, 2029. Each $1,000 note pays an 8.00% per annum contingent coupon, evaluated quarterly, but only if both indices are at or above their coupon barriers, set at 70% of their initial levels.

UBS may call the notes in whole on any observation date after six months, returning principal plus any due coupon, after which no further payments are made. If the notes are not called and either index finishes below its downside threshold (also 70% of its initial level), investors take a loss matching the negative return of the worst index and can lose their entire principal. Payments depend on UBS’s credit; the estimated initial value is $959.20 per $1,000 note, below the issue price due to fees and hedging costs.

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UBS AG is offering $30,551,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index, maturing January 19, 2029.

The notes pay a contingent coupon at a rate of 9.60% per annum ($24.00 per $1,000 per quarter) only if on each quarterly observation date both indices close at or above their coupon barriers, set at 70% of their initial levels (1,874.417 for the Russell 2000 and 4,858.01 for the S&P 500). If either index is below its barrier on an observation date, no coupon is paid for that period.

UBS may call the notes in whole on any observation date after six months; if called, investors receive $1,000 per note plus any due coupon, and no further payments. If not called and at maturity both indices are at or above their downside thresholds (also 70% of initial levels), investors receive full principal. If any index finishes below its downside threshold, repayment is reduced dollar-for-dollar with the negative return of the worst-performing index, and investors can lose all principal.

The notes are unsubordinated, unsecured UBS obligations, not FDIC insured, will not be listed, and may have limited liquidity. The estimated initial value is $976.20 per $1,000 note, reflecting fees, hedging and UBS’s internal funding rate, and all payments are exposed to UBS’s credit and potential Swiss resolution measures.

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UBS AG is offering $245,000 of Step Down Trigger Autocallable Notes linked to the Russell 2000 Index and S&P 500 Index, maturing January 22, 2030. The notes may be automatically called each year if both indices are at or above their call thresholds, paying $1,000 plus an 8.30% per annum call return, with the call price rising the longer the notes remain outstanding.

If the notes are never called and at least one index finishes below its downside threshold of 75% of its initial level, investors receive $1,000 times one plus the return of the worst-performing index, and can lose all principal. The notes pay no interest, do not participate in any index upside beyond the fixed call return, are unsecured obligations of UBS, and are not listed on an exchange. The estimated initial value is $967.60 per $1,000 note, below the issue price, reflecting fees, hedging and UBS’ internal funding rate.

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UBS AG is offering $3,029,000 of Step Down Trigger Autocallable Notes linked to the weaker of the Russell 2000 Index and the S&P 500 Index, maturing January 22, 2030. These unsecured notes pay no interest and can be automatically called each year if both indices are at or above their call thresholds; in that case investors receive $1,000 plus a call return based on a 10.00% per annum rate, rising over time up to 40% if called at maturity.

If the notes are never called and at least one index finishes below its downside threshold, set at 75% of its initial level, repayment is reduced in line with the loss on the weaker index, and investors can lose all of their principal. The structure is linked to the least-performing index, offers no participation in upside beyond the fixed call return, and does not pass through dividends. UBS estimates the initial value at $989.70 per $1,000 note, reflecting dealer costs and hedging. The notes are not listed, may have limited liquidity, and all payments depend on UBS’s credit strength.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 21, 2026.