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UBS AG (AMUB) SEC Filings, Jan 15-16, 2026

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG is offering Airbag Callable Contingent Yield Notes linked to the worst performer of two oil-focused ETFs, VanEck Oil Services (OIH) and SPDR S&P Oil & Gas Exploration & Production (XOP), maturing on January 21, 2027. Each $1,000 Note pays a 14.55% per annum contingent coupon (about $12.125 per month) only if both ETFs stay at or above 80% of their initial levels on the monthly observation dates.

UBS may call the Notes monthly after three months, returning principal plus any due coupon, ending future payments. If the Notes are not called and either ETF finishes below its 80% downside threshold, repayment is reduced using 1.25x downside leverage, so a large enough decline in the worst ETF can erase your entire principal. All payments depend on UBS’s credit, and the Notes will not trade on an exchange.

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UBS AG London Branch is offering Capped Leveraged Buffered Basket-Linked Medium-Term Notes due December 3, 2027, with an aggregate face amount of $4,362,000. Each $1,000 note is linked to an unequally weighted basket of five equity indices: EURO STOXX 50® (38%), TOPIX (26%), FTSE® 100 (17%), Swiss Market Index (11%) and S&P/ASX 200 (8%).

The notes pay no interest. At maturity, investors get $1,000 plus 230% of any positive basket return, capped at a maximum settlement amount of $1,246.56 per $1,000, corresponding to a cap level of 110.72% of the initial basket level. A 15% downside buffer protects principal if the basket decline is limited; below 85% of the initial basket level, losses accelerate at approximately 1.1765% of principal for every 1% drop beyond the buffer, and investors can lose their entire investment. The estimated initial value is $997.50 per $1,000, reflecting UBS’ internal pricing and hedging costs. Repayment depends entirely on UBS’ credit.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Flutter Entertainment plc, maturing around February 1, 2029. Each Note has a $1,000 principal amount and pays a quarterly contingent coupon at an annual rate expected between 10.00% and 11.00%, but only if Flutter’s share price on the observation date is at or above a coupon barrier set at 65.00% of the initial level. Missed coupons can be paid later if the barrier is met, under the memory feature.

The Notes are autocallable after 6 months if Flutter’s stock closes at or above 100.00% of the initial level on an observation date; in that case investors receive principal plus due and unpaid coupons, and the product terminates early. If the Notes are not called and Flutter’s final level is at or above the downside threshold of 65.00% of the initial level, investors receive full principal back. If the final level is below this threshold, repayment is reduced one-for-one with the stock’s loss, and investors can lose their entire investment.

The estimated initial value per Note is expected between $925.50 and $955.50, below the $1,000 issue price, reflecting underwriting discounts, hedging and issuance costs. The Notes are unsecured, unsubordinated obligations of UBS, are not FDIC insured, will not be listed on an exchange, and carry both market risk tied to Flutter’s stock and credit risk of UBS.

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UBS AG is offering $225,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Fluor Corporation, maturing January 20, 2027. Each Note has a $10 principal amount, with a minimum investment of 100 Notes (a $1,000 investment), and an estimated initial value of $9.80 per Note based on UBS’ internal pricing models.

The Notes pay a contingent coupon only if Fluor’s share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid. The Notes are autocallable before maturity if Fluor’s price is at or above the initial level on an observation date, in which case investors receive principal plus the due coupon and the Notes terminate. If not called, principal is repaid at maturity only if the final share price is at or above a downside threshold; below that level, repayment is reduced in line with Fluor’s decline, and investors can lose all of their investment. All payments depend on UBS’s credit and the Notes will not be listed on an exchange.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Fluor Corporation, maturing around January 20, 2027. These unsecured debt notes pay a contingent coupon only on observation dates when Fluor’s closing share price is at or above a preset coupon barrier; otherwise no coupon is paid. The notes can be automatically called early if the share price on any observation date before maturity is at or above the initial level, in which case investors receive the $10 principal per Note plus any due coupon and no further payments. If the notes are not called and Fluor’s final share price is at or above the downside threshold, investors receive their principal back at maturity, with a coupon if the barrier is met. If the final price is below the downside threshold, repayment is reduced in line with Fluor’s decline, and investors can lose their entire investment. Hypothetical terms illustrate an 18.96% annual contingent coupon, with both the coupon barrier and downside threshold at 75% of the initial level, and an estimated initial value between $9.44 and $9.69 per $10 Note, all subject to UBS’s credit risk.

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UBS AG is offering $325,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Moderna, Inc., maturing on January 20, 2027. Each Note has a $10 principal amount and can pay contingent coupons if Moderna’s share price on an observation date is at or above a specified coupon barrier.

The Notes may be automatically called before maturity if the share price on any observation date (other than the final one) is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and the Notes terminate. If the Notes are not called and Moderna’s stock on the final valuation date is at or above a downside threshold, investors receive their principal back, plus any final contingent coupon.

If the Notes are not called and the final stock price is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose most or all of their initial investment. All payments depend on the creditworthiness of UBS, and the Notes will not be listed on any exchange.

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UBS AG is offering trigger autocallable contingent yield notes linked to the common stock of Albemarle Corporation, maturing on January 20, 2027. These notes pay a contingent coupon only if Albemarle’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period. The notes can be called early if Albemarle’s share price on any observation date before maturity is at or above the initial level, in which case investors receive their principal plus the applicable contingent coupon and the product terminates.

If the notes are not called and Albemarle’s final share price is at or above the downside threshold, UBS repays the $10 principal per note. If the final price is below the downside threshold, repayment is reduced in line with the stock’s negative performance and investors can lose all of their investment. An example uses a 28.32% per annum contingent coupon rate, with both the coupon barrier and downside threshold at $65.00, or 65% of the initial level. The notes are unsecured obligations of UBS, not insured, not listed on any exchange, and have an estimated initial value of $9.83 per $10 issue price.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Moderna, Inc., maturing on or about January 20, 2027. These unsecured debt notes pay a contingent coupon only if the Moderna share price on an observation date is at or above the coupon barrier; otherwise no coupon is paid for that period. The notes are automatically called early if the share price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and the notes terminate.

If the notes are not called and the final share level is at or above the downside threshold, investors receive their $10 principal per note at maturity, with a contingent coupon if the barrier is also met. If the final level is below the downside threshold, repayment is reduced in line with the share’s decline and investors can lose all of their initial investment. Payments depend on UBS’s credit, the notes are not listed, the minimum investment is 100 notes at $10 each, and the estimated initial value per note is expected between $9.42 and $9.67.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Fluor Corporation, with a scheduled maturity on or about January 20, 2027. These unsecured debt securities pay contingent coupons only when Fluor’s share price on an observation date is at or above a preset coupon barrier; if the share price is below that level, no coupon is paid for that period.

The notes can be automatically called early if Fluor’s share price on any observation date before the final valuation date is at or above the initial level, in which case holders receive the principal plus any due coupon and the product terminates. If the notes are not called and Fluor’s final share price is at or above a downside threshold, investors receive only the principal back at maturity. If the final price is below the downside threshold, repayment is reduced in line with Fluor’s decline and can fall to zero, resulting in a total loss of principal. Any payment depends on the creditworthiness of UBS, the notes will not be listed on an exchange, the minimum investment is 100 notes at $10 each, and the estimated initial value is expected to be between $9.44 and $9.69 per $10 note.

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UBS AG is offering trigger autocallable contingent yield notes linked to the common stock of Albemarle Corporation, maturing on or about January 20, 2027. These unsecured debt obligations pay a contingent coupon only if Albemarle’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The notes can be called early if Albemarle’s stock closes at or above the initial level on any observation date before the final valuation date, in which case holders receive principal plus the applicable contingent coupon and the notes terminate. If the notes are not called and the final stock level is at or above the downside threshold, principal is repaid at maturity. If the final level is below the downside threshold, repayment is reduced in line with Albemarle’s negative return, and all principal can be lost. The notes are unsecured obligations of UBS, are not insured, will not be listed on an exchange, require a minimum $1,000 investment, and have an estimated initial value between $9.47 and $9.72 per $10 note.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 16, 2026.