Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of United Airlines Holdings, Inc., maturing on or about December 20, 2027. These unsecured, unsubordinated notes pay a contingent coupon only if the stock closes at or above a specified coupon barrier on quarterly observation dates; otherwise no coupon is paid for that period.
The notes can be automatically called after 12 months if the stock closes at or above the initial level on an observation date, in which case investors receive the principal plus any due coupon and no further payments. If the notes are not called and the final stock level is at or above a downside threshold, investors receive full principal at maturity; if it is below that threshold, repayment is reduced in line with the stock’s decline and can result in a total loss of principal. The notes are issued at $10 per Note, with an estimated initial value between $9.42 and $9.67, and all payments depend on the creditworthiness of UBS.
UBS AG is offering $130,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Advance Auto Parts, Inc., maturing on December 19, 2028. These unsecured debt notes pay a contingent coupon only if the stock closes at or above a preset coupon barrier on each observation date; otherwise no coupon is paid for that period. The notes are automatically called early if the stock closes at or above the initial level on any observation date before maturity, returning principal plus the applicable coupon and ending further payments.
If the notes are not called and the final stock level on December 15, 2028 is at or above the downside threshold, investors receive only their principal back, plus any final contingent coupon if the coupon barrier is also met. If the final level is below the downside threshold, the maturity payment is reduced in line with the stock’s decline, and investors can lose all of their investment. The notes are issued in $10 denominations, have a minimum investment of 100 notes, are not listed on any exchange, and have an estimated initial value of $9.51 per $10 note, subject to UBS’s credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advance Auto Parts, Inc., maturing on or about December 19, 2028. These unsecured, unsubordinated debt obligations can pay a contingent coupon on each observation date only if the stock closes at or above a preset coupon barrier.
The notes are automatically called early if the stock closes at or above its initial level on any observation date before maturity, in which case investors receive the $10 principal per Note plus the applicable contingent coupon and no further payments. If the notes are not called and the final stock level is at or above the downside threshold, principal is repaid at maturity; if it is below the downside threshold, repayment is reduced in line with the stock’s negative return and can fall to zero.
The minimum investment is 100 Notes at $10 each. The estimated initial value per Note on the trade date is expected to be between $9.18 and $9.43, based on UBS internal pricing models. All payments depend on UBS’s creditworthiness, and the notes will not be listed on any securities exchange.
UBS AG is offering $3,890,000 of Conversion Yield Notes linked to a 20-year U.S. Treasury bond maturing on November 15, 2045. Each $1,000 Note is issued by UBS AG London Branch, pays a fixed 7.60% per annum coupon and has a term of about six months, from a December 16, 2025 trade date to a June 19, 2026 maturity date. Investors receive a single coupon payment of $38.00 per Note at maturity regardless of bond performance.
If the underlying Treasury’s clean price on the final valuation date is at or above the initial clean price of 98.0938%, UBS repays the full $1,000 principal in cash. If the final clean price is lower, UBS delivers a physical amount of the bond equal to 10.1488 units per Note (with cash for any fraction), based on a conversion price of $98.5337, so the value will be less than principal and is expected to result in a loss.
The Notes are unsubordinated, unsecured obligations of UBS, not bank deposits, not FDIC insured, and depend entirely on UBS’s credit. They will not be listed, may have little or no secondary market, and may be redeemed early after specified underlying asset acceleration events. The estimated initial value is $989.80 per Note, below the $1,000 issue price, reflecting fees, hedging and UBS’s internal funding rate. The U.S. tax treatment is complex, with UBS treating the Notes as a combination of a debt instrument and a written put option.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector IndexSM and the Russell 2000® Index, maturing on or about June 28, 2027. Each Note has a $1,000 principal amount and pays a 10.45% per annum contingent coupon (about $8.7083 monthly) only if, on an observation date, both indices close at or above their coupon barriers set at 70% of their initial levels.
UBS may call the Notes in whole, but not in part, on any monthly observation date beginning after six months, paying principal plus any due coupon. If the Notes are not called and, at maturity, either index is below its downside threshold (also 70% of initial level), investors receive $1,000 multiplied by one plus the return of the worst-performing index, which can result in losing some or all principal. Payments depend on UBS’s credit; the estimated initial value is $958.40–$988.40 per Note, and underwriting compensation can be up to $7.25 per Note.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, Nasdaq-100® Technology Sector IndexSM and Russell 2000® Index, maturing on or about December 31, 2030. The Notes pay a 10.65% per annum contingent coupon (about $8.875 per $1,000 monthly) only if on each observation date the level of every index is at or above its coupon barrier, set at 75% of its initial level.
UBS may call the Notes in whole, starting after six months, paying back principal plus any due coupon, after which no further payments are made. If the Notes are not called and each index finishes at or above its 60% downside threshold, investors receive full principal at maturity. If any index ends below its downside threshold, repayment is reduced one-for-one with the loss of the worst index, and all principal can be lost.
The Notes are unsecured UBS debt, not insured deposits, and all payments depend on UBS’s credit. They will not be listed, may have limited liquidity, and their estimated initial value is expected between $953.50 and $983.50 per $1,000 issue price, reflecting fees, hedging and UBS’s internal funding rate.
UBS AG is offering $2,000,000 of Buffer In‑Digital Securities, issued at $1,000 per Security and linked to the S&P 500® Index, maturing on January 21, 2027. If, on the final valuation date, the index level is at or above the digital barrier/downside threshold of 5,794.03 (85.00% of the 6,816.51 initial level), investors receive $1,000 plus a fixed 7.70% digital return, regardless of how much the index has risen.
If the final index level is below the downside threshold, the maturity payment is $1,000 × (1 + underlying return + 15.00% buffer), so losses begin once the index has fallen more than 15% from the initial level and can reach almost all of the principal. The Securities pay no interest, do not provide dividends or voting rights, and are unsecured, unsubordinated obligations of UBS AG, fully exposed to its credit risk.
The notes are not listed on an exchange and there may be little or no secondary market. The estimated initial value is $995.50 per Security, below the $1,000 issue price, reflecting underwriting discount, hedging and issuance costs. UBS receives proceeds of $997.80 per Security after a $2.20 underwriting discount.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the common stock of Alcoa Corporation. The Notes have a 2-year term, a principal amount of $1,000 per Note, and pay a contingent coupon of 14.90% per annum (paid quarterly as $37.25) only when Alcoa’s share price is at or above a coupon barrier set at 50% of the initial level on each observation date.
UBS may call the Notes after 6 months on any quarterly observation date, paying back principal plus any due coupon; no further payments would then be made. If the Notes are not called and Alcoa’s final share price is at or above the downside threshold, also 50% of the initial level, investors receive back the $1,000 principal in cash. If the final level is below the downside threshold, investors receive a share delivery amount of Alcoa stock instead of cash, expected to be significantly below principal, leading to large losses.
The estimated initial value is expected to range from $951.70 to $981.70 per Note, below the $1,000 issue price. UBS Securities LLC receives an $11.00 underwriting discount per Note, with net proceeds of $989.00 to UBS. Payments depend entirely on UBS’ creditworthiness, and the Notes will not be listed on any exchange.
UBS AG plans to issue unsubordinated, unsecured Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the VanEck® Semiconductor ETF. The Notes have a term of approximately five years, with an expected maturity on or about January 6, 2031.
Investors may receive a contingent coupon of 15.15% per annum, paid monthly, but only if on each observation date all three underlying assets are at or above 75% of their initial level. UBS can call the Notes quarterly after six months, paying back principal plus any due coupon, ending all future payments.
If the Notes are not called and, at maturity, all underlyings are at or above 60% of their initial level, UBS repays the $1,000 principal per Note (and possibly a final coupon). If any underlying finishes below its downside threshold, repayment is reduced in line with the worst performer, up to a total loss of principal. The Notes will not be listed, carry UBS credit risk, and have an estimated initial value between $952.90 and $982.90 versus the $1,000 issue price.
UBS AG is offering Trigger Callable Contingent Yield Notes, unsecured debt linked to the least performing of the Dow Jones Industrial Average®, Nasdaq-100® Technology Sector IndexSM and Russell 2000® Index. The Notes pay a 10.65% per annum contingent coupon, with monthly observation dates, but only when each index closes at or above its coupon barrier, set at 75% of its initial level.
The Notes are callable by UBS after six months; if called, investors receive the $1,000 principal per Note plus any due coupon, and the product terminates. If not called and each index finishes at or above its downside threshold of 60% of its initial level, investors receive full principal at maturity in December 2030. If any index finishes below its downside threshold, repayment is reduced one-for-one with the loss on the worst-performing index, and investors can lose their entire investment. The estimated initial value is expected between $953.50 and $983.50 per $1,000 issue price, and all payments depend on UBS’s credit.