Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering $1,250,000 of Step Down Trigger Autocallable Notes, issued in $1,000 denominations and linked to the Solactive U.S. Large Cap Volatility Navigator 40 Index. The notes can be automatically called monthly after 12 months if the index closes at or above a declining call threshold, paying principal plus a call return based on a 13.00% per annum rate; the longer the notes remain outstanding, the higher the call price, up to 65.00% total at the final observation.
If the notes are never called and the index finishes below the 50.00% downside threshold (137.64 versus an initial level of 275.27), repayment at maturity equals $1,000 times (1 + index return), so investors lose one‑for‑one with the index and could lose their entire principal. The notes do not pay coupons or dividends, have no upside participation beyond the call return, are not exchange‑listed, and carry full credit risk of UBS. The estimated initial value is $964.00 per note, below the $1,000 issue price, reflecting fees, hedging costs and UBS’s internal funding rate.
UBS AG is offering Capped Buffer Contingent Absolute Return Securities linked to the S&P 500 Index, with a total issue of $2,100,000 in $1,000 denominations maturing on December 17, 2026. The notes provide upside exposure to the index up to a maximum gain of 15.00%, for a maximum payment of $1,150 per Security if the index rises sufficiently.
If the index return is zero or negative but the final level stays at or above the downside threshold of 6,060.70 (90% of the 6,734.11 initial level), investors receive a contingent positive return equal to the absolute value of the index loss multiplied by the 0.50 downside participation rate, effectively capped at a 5.00% gain, or $1,050. Below the downside threshold, principal is reduced one-for-one beyond the 10% buffer, and investors can lose almost all of their investment.
The Securities pay no interest, do not provide dividends, are not listed on any exchange and may have limited or no secondary market. All payments depend on the creditworthiness of UBS; the estimated initial value is $994.40 per $1,000, reflecting underwriting discounts, hedging and issuance costs.
UBS AG is offering preliminary Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of Petróleo Brasileiro S.A. The unsecured Notes pay contingent coupons only when the Petrobras ADR closes at or above a specified coupon barrier on an observation date, and they can be called early if the ADR closes at or above the initial level, returning principal plus any due coupon.
If the Notes are not called and the final ADR level is at or above the downside threshold, investors receive the $10 principal amount per Note at maturity; if it is below the downside threshold, repayment is reduced in line with the ADR’s decline and can result in a total loss. The Notes are offered in minimums of 100 Notes at $10 each, are not listed on any exchange, and carry UBS credit risk. The estimated initial value on the trade date is expected to be between $9.15 and $9.40 per $10 Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of UnitedHealth Group Incorporated, maturing on or about February 22, 2027. Each Note has a $10 principal amount, with a minimum investment of 100 Notes ($1,000).
Investors receive a contingent coupon on each observation date only if the underlying stock closes at or above a specified coupon barrier; otherwise no coupon is paid for that period. The Notes are automatically called early if the stock closes at or above its initial level on any observation date before maturity, returning principal plus the applicable contingent coupon, with no further payments.
If the Notes are not called and the final stock level is at or above the downside threshold, investors receive back only the principal at maturity. If the final level is below that threshold, repayment of principal is reduced in line with the negative stock return, and investors can lose their entire investment. Any payment depends on the creditworthiness of UBS, the Notes will not be listed on an exchange, and the estimated initial value is expected to be between $9.48 and $9.73 per $10 Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation, maturing on or about November 20, 2028. These unsecured debt obligations pay a contingent coupon only if Intel’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The Notes are automatically called if, on any monthly observation date starting after three months, Intel’s share price is at or above the initial level, in which case investors receive the principal plus any due contingent coupon and the Notes terminate. If the Notes are not called and Intel’s final share price is at or above the downside threshold at maturity, investors receive their full principal back, plus a final contingent coupon if the coupon barrier is also met.
If the Notes are not called and Intel’s final share price is below the downside threshold, repayment is reduced dollar-for-dollar with Intel’s decline, and investors can lose some or all of their initial investment. All payments, including any contingent coupons and principal repayment, depend on the creditworthiness of UBS. The Notes are offered in minimum denominations of 100 Notes at $10 each, and the estimated initial value is expected to be between $9.48 and $9.73 per Note.
UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of UnitedHealth Group Incorporated, maturing on or about November 20, 2028. The Notes pay a contingent coupon only if the stock closes at or above a preset coupon barrier on each observation date; if it is below the barrier, no coupon is paid for that period.
The Notes are automatically called early if, on any quarterly observation date beginning after 6 months, the stock closes at or above its initial level. In that case, investors receive the principal amount plus any due contingent coupon, and the Notes terminate. If the Notes are not called and the final stock level is at or above a downside threshold, investors receive only the principal at maturity; if it is below the threshold, repayment is reduced in line with the stock’s decline, and the entire investment can be lost.
Each Note has a $10 denomination with a minimum investment of 100 Notes, and the estimated initial value per Note on the trade date is expected to be between $9.39 and $9.64. Payments depend entirely on the creditworthiness of UBS, the Notes are not insured by any government agency, and they will not be listed on any securities exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., maturing on November 20, 2028. Each Note has a principal amount of $10 and pays a contingent coupon on scheduled dates only if AMD’s stock closes at or above a preset coupon barrier on the relevant observation date.
The Notes are automatically called early if AMD’s stock closes at or above the initial level on a quarterly observation date after an initial period, in which case investors receive principal plus any due contingent coupon, and the Notes terminate. If the Notes are not called and AMD’s final stock level is at or above the downside threshold, investors receive full principal at maturity; if it is below, repayment is reduced in line with AMD’s decline and can fall to zero.
Any payment on the Notes depends on UBS’s ability to meet its obligations. The estimated initial value is $9.67 per $10 Note, and the Notes are not listed on any exchange, so liquidity may be limited.
UBS AG is offering $140,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Applied Materials, Inc., maturing on November 22, 2027. These are unsecured, unsubordinated debt obligations of UBS.
Investors receive a contingent coupon only on dates when the Applied Materials share price is at or above a preset coupon barrier; if it is below that level, no coupon is paid for that period. The notes are automatically called early if the stock closes at or above its initial level on any observation date before maturity, in which case UBS repays the principal plus any due coupon and the notes terminate.
If the notes are not called and the stock is at or above a downside threshold at maturity, UBS repays the full principal. If the stock is below that threshold, repayment is reduced in line with the stock’s percentage decline, and all principal can be lost. Any payment depends on UBS’s credit. The notes are not listed, have a minimum investment of 100 notes at $10 each, and an estimated initial value of $9.73 per $10 note.
UBS AG is offering $368,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on November 22, 2027. Each Note has a $10 principal amount, with a minimum investment of 100 Notes.
Investors receive a contingent coupon on each observation date only if NVIDIA’s closing level is at or above a specified coupon barrier; otherwise no coupon is paid for that period. The Notes are automatically called early if NVIDIA’s level on any observation date before maturity is at or above the initial level, in which case investors receive principal plus any due coupon and no further payments.
If the Notes are not called and NVIDIA’s final level on the November 18, 2027 final valuation date is at or above a downside threshold, investors receive full principal at maturity; if it is below that threshold, repayment is reduced in line with the stock’s percentage decline and could fall to zero. All payments depend on UBS’s credit, and the estimated initial value is $9.81 per $10 Note.
UBS AG is offering $180,000 of Trigger Autocallable Contingent Yield Notes linked to Intel Corporation common stock, maturing on November 22, 2027. These $10-denomination notes can pay periodic contingent coupons only when Intel’s stock closes at or above a specified coupon barrier on each observation date.
The notes are automatically called early if Intel’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive the $10 principal plus any due coupon and no further payments. If the notes are not called and Intel’s final stock level is at or above the downside threshold, investors receive full principal at maturity, with any final coupon if the barrier is met.
If the notes are not called and Intel’s final level is below the downside threshold, the maturity payment is reduced in line with the stock’s percentage decline, and investors can lose all of their initial investment. All payments, including any repayment of principal, depend on the creditworthiness of UBS. The estimated initial value is $9.78 per $10 note.