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UBS (AMUB) SEC Filings, Jan 14, 2026

AMUB NYSE
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UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to Vertiv Holdings common stock, maturing on January 18, 2028.

The Notes pay a contingent coupon, illustrated at 17.21% per annum ($0.8605 per $10 Note per period), only when Vertiv’s share price on an observation date is at or above a coupon barrier set at 50% of the initial level. The Notes are automatically called early if Vertiv’s stock closes at or above the initial level on any observation date before final valuation, returning principal plus the due coupon.

If not called and the final stock level is at or above the downside threshold (also 50% of the initial level), investors receive principal back at maturity. If the final level is below the downside threshold, repayment is reduced one-for-one with Vertiv’s decline, and the entire investment can be lost. The Notes are unsecured UBS debt, not FDIC insured, not exchange-listed, have a $10 issue price with a minimum 100-Note ($1,000) investment, and an estimated initial value of $9.75 per Note, highlighting embedded costs and risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Vertiv Holdings Co, with a scheduled maturity on or about January 18, 2028. The Notes pay a contingent coupon only if Vertiv’s share price on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period. The Notes may be automatically called before maturity if Vertiv’s stock closes at or above the initial level on any observation date, in which case investors receive the $10 principal per Note plus any due coupon and no further payments.

If the Notes are not called and Vertiv’s final share price is at or above a downside threshold, investors receive back the $10 principal per Note at maturity; if it is below that threshold, repayment is reduced in line with the stock’s decline and can fall to zero. The offering size is in integral multiples of $10, with a minimum of 100 Notes, and the estimated initial value per $10 Note is expected to be between $9.45 and $9.70, reflecting UBS’s internal pricing and funding. All payments depend on UBS’s credit, and the Notes will not be listed on any exchange.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Carnival Corporation common stock, maturing January 16, 2029. These unsecured, unsubordinated debt securities pay a contingent coupon only if Carnival’s share price on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid.

The notes are automatically called early if Carnival’s stock closes at or above the initial level on any observation date before the final valuation date, in which case investors receive the $10 principal per note plus the due coupon and no further payments. If the notes are not called and the final stock level is at or above a downside threshold, investors receive principal back at maturity.

If the notes are not called and the final stock level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose all of their investment. The product is not listed, has an estimated initial value of $9.64 per $10 note, requires a minimum $1,000 purchase, and all payments depend on UBS’s creditworthiness.

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UBS AG is offering trigger autocallable contingent yield notes linked to the common stock of Carnival Corporation, maturing on or about January 16, 2029. These are unsecured, unsubordinated debt obligations of UBS.

Holders receive a contingent coupon on each coupon payment date only if the Carnival share price on the related observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period. The notes are automatically called early if Carnival’s closing level on any observation date before maturity is at or above the initial level, in which case UBS repays principal plus the applicable coupon and the notes terminate.

If the notes are not called and Carnival’s final level is at or above a downside threshold at maturity, UBS repays the $10 principal per note. If the final level is below the downside threshold, repayment is reduced in line with Carnival’s decline, and the entire investment can be lost. The minimum investment is 100 notes ($1,000), and the estimated initial value is expected between $9.30 and $9.55 per note. All payments depend on UBS’s creditworthiness.

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UBS AG is offering $290,000 of Trigger Autocallable Contingent Yield Notes linked to Netflix, Inc. common stock, with returns tied to stock performance and UBS’s credit. These unsecured notes can pay periodic contingent coupons only when Netflix’s closing price on an observation date is at or above a preset coupon barrier, and they may be automatically called early if the stock closes at or above the initial level on any observation date before maturity.

If the notes are not called and Netflix’s closing price on the final valuation date is at or above the downside threshold, investors receive the $10 principal per note, possibly plus a final contingent coupon. If the final price is below the downside threshold, repayment is reduced in line with the stock’s decline and can fall to zero, meaning total loss of principal. The notes are expected to settle on January 16, 2026 and mature on January 16, 2029, with an estimated initial value of $9.74 per $10 note and a minimum investment of 100 notes.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Netflix, Inc., maturing on or about January 16, 2029. These unsecured debt obligations pay a contingent coupon only when Netflix’s closing share price on an observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period.

The notes are automatically called early if Netflix’s share price on any observation date before the final valuation date is at or above the initial level, in which case investors receive the principal plus any due coupon and the product terminates. If the notes are not called and Netflix’s final level is at or above a downside threshold, investors receive their principal at maturity; if it is below that threshold, repayment is reduced in line with the stock’s decline, and the entire investment can be lost.

The minimum investment is 100 notes at $10 per note, and the estimated initial value per note on the trade date is expected to be between $9.38 and $9.63. All payments depend on the creditworthiness of UBS, and the notes will not be listed on any exchange.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Freeport-McMoRan Inc. stock, maturing on January 18, 2028. These unsecured debt notes pay a contingent coupon only when the stock closes at or above a preset coupon barrier on quarterly observation dates. If the stock ever closes at or above the initial level on an observation date (starting after about 6 months), the notes are automatically called, and investors receive the $10 principal per note plus the applicable coupon, with no further payments.

If the notes are not called and, on the final valuation date, the stock is at or above a downside threshold, investors receive full principal back, plus any final contingent coupon if the coupon barrier is met. If the final stock level is below the downside threshold, repayment is reduced in line with the stock’s percentage loss, and the entire investment can be lost. Hypothetical terms include a 17.00% per annum contingent coupon rate, a downside threshold and coupon barrier at 70.00% of the initial level, and an estimated initial value of $9.75 per $10 note. All payments depend on UBS’s creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport-McMoRan Inc., maturing on or about January 18, 2028. Each Note has a $10 principal amount and pays a contingent coupon only if the stock closes at or above a preset coupon barrier on quarterly observation dates. The Notes are automatically called before maturity if the stock closes at or above the initial level on an observation date, in which case investors receive $10 per Note plus any due coupon.

If the Notes are not called and the final stock level is at or above the downside threshold, UBS repays the $10 principal; if it is below the threshold, repayment is reduced in line with the stock’s percentage decline and can fall to zero. The document shows a hypothetical contingent coupon rate of 15.05% per annum and a downside threshold and coupon barrier at 70% of the initial level. The estimated initial value on the trade date is expected between $9.46 and $9.71 per Note. The Notes are unsecured obligations of UBS, not FDIC insured, not exchange-listed, and involve a significant risk of loss of principal.

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UBS AG, through its London branch, is issuing $1,892,000 of Trigger Autocallable Contingent Yield Notes due July 16, 2027, in $1,000 denominations. The notes are linked to the least performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index.

Investors can receive a 7.85% per annum contingent coupon (about $6.5417 per month per $1,000 note) only if, on a monthly observation date, each index is at or above its coupon barrier, set at 80% of its initial level. The notes are automatically called after three months if, on any observation date, all three indices are at or above their call thresholds, set at 100% of initial levels, in which case investors receive principal plus the applicable coupon.

If the notes are not called and at maturity all indices are at or above their downside thresholds, set at 70% of initial levels, principal is repaid. If any index finishes below its downside threshold, the maturity payment is reduced one-for-one with the worst index’s loss, up to a total loss of principal. The notes are unsecured, unsubordinated obligations of UBS, not insured or exchange-listed, and their estimated initial value is $961.80 per $1,000 due to embedded fees and UBS’ internal funding rate.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the Solactive U.S. Large Cap Volatility Navigator 40 Index, maturing around January 27, 2031. Each $1,000 Note can pay a contingent coupon at an annual rate of 18.60% (about $15.50 per month) if, on each monthly observation date, the index closes at or above a coupon barrier set at 70% of its initial level.

The Notes may be automatically called after six months if the index closes at or above a call threshold equal to 100% of the initial level, in which case investors receive principal plus the applicable coupon and the Note terminates. If not called, and at maturity the index is at or above a downside threshold of 50% of the initial level, investors receive full principal (plus a final coupon if the barrier is met). If the final index level is below the downside threshold, repayment is reduced one-for-one with the index loss, and investors can lose all of their investment.

The Notes are unsecured, unsubordinated obligations of UBS, are not bank deposits, carry UBS credit risk and will not be listed on any exchange. The estimated initial value is expected between $917.90 and $947.90 per $1,000 Note, reflecting underwriting discounts, hedging and issuance costs.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8013 SEC filings for UBS (AMUB), including 20-F annual reports and 6-K reports. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 14, 2026.