STOCK TITAN

UBS AG (AMUB) SEC Filings, Jan 14, 2026

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Bearish Barrier Early Redeemable Market Linked Notes tied to the S&P 500® Index, each with a $1,000 principal amount and maturing on or about May 5, 2027. The notes pay no interest and are unsecured obligations of UBS.

The notes auto-redeem early at par if, on any trading day, the index closes below a “lower barrier” set at 20.00% below the initial level. In that case, investors just receive principal back with no positive return. If no barrier event occurs and the final index level is at or above the initial level, investors receive principal plus a fixed digital return of 3.00%. If no barrier event occurs and the final level is below the initial level, investors receive principal plus the absolute value of the index loss, capped at 20.00%.

The notes are not listed, carry UBS credit risk, and are intended for investors who can forgo dividends and tolerate limited upside. UBS estimates the initial value between $955.60 and $985.60 per $1,000 note, reflecting fees, hedging and funding costs.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering $500,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to Fortinet, Microsoft and ServiceNow common stock. Each Note has a $1,000 principal amount, an approximate 4‑year term to January 14, 2030, and pays a 12.70% per annum contingent coupon ($10.5833 per month) only if all three stocks close at or above their coupon barriers, set at 70.00% of their respective initial levels.

The Notes can be automatically called after 18 months if each stock is at or above its call threshold level, equal to 100.00% of its initial level. If called, investors receive principal plus the current and any previously unpaid coupons via the memory interest feature. If not called, and at maturity every stock is at or above its downside threshold (55.00% of initial level), investors receive full principal back, plus any due coupons.

If the Notes are not called and any stock finishes below its downside threshold, the payout is reduced in line with the negative return of the worst performer, and investors can lose up to all of their investment. The Notes are unsecured obligations of UBS, not insured or listed, and their estimated initial value is $969.90 per $1,000 issue price, reflecting fees, hedging costs and UBS’ internal funding rate.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Broadcom Inc. common stock, maturing around February 2, 2029. These unsecured notes may pay a high contingent coupon of 14.50% to 15.50% per annum, but only for quarters when Broadcom’s closing share price is at or above a coupon barrier set at 60.00% of the initial level. If on any quarterly observation date before maturity the share price is at or above a call threshold of 100.00% of the initial level, the notes are automatically called and investors receive the $1,000 principal plus the applicable coupon, with no further payments.

If the notes are not called and Broadcom’s final level on the valuation date is at or above the downside threshold (also 60.00% of the initial level), investors get their $1,000 principal. If the final level is below the downside threshold, investors receive a “share delivery amount” of Broadcom stock equal to $1,000 divided by the initial level, exposing them to full downside below that point and potentially a near-total loss of principal. The notes will not be listed, carry UBS credit risk, and have an estimated initial value between $933.40 and $963.40 per $1,000 note, reflecting fees and hedging costs, including a $27.50 underwriting discount per note.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the worst performer of the Russell 2000 Index and the S&P 500 Index, maturing in about three years. Each Note has a $1,000 principal amount.

The Notes pay a 7.00% per annum contingent coupon ($35 semiannually) only if on an observation date the closing level of each index is at or above its coupon barrier, set at 70% of its initial level. If both indices are at or above 100% of their initial levels on any observation date (other than the final one), the Notes are automatically called and pay back principal plus due and previously unpaid coupons.

If the Notes are not called and, at maturity, any index finishes below its 70% downside threshold, repayment is reduced dollar-for-dollar with the negative return of the worst index, and investors can lose all principal. The Notes are unsecured obligations of UBS, not listed on an exchange, and have an estimated initial value between $945.20 and $975.20 per $1,000, reflecting fees, hedging and UBS’ internal funding rate.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index, maturing around January 25, 2029. The Notes pay a contingent coupon at a rate of 9.15% per annum, or $7.625 per $1,000 Note per period, but only if on each monthly observation date the closing level of every index is at or above its coupon barrier, set at 65% of its initial level.

UBS may call the Notes in whole on any observation date beginning after three months; if called, holders receive the $1,000 principal plus any due contingent coupon, and the Notes terminate. If the Notes are not called and at maturity each index is at or above its downside threshold of 60% of its initial level, investors receive full principal back, plus any final contingent coupon if all indices are also above the coupon barrier.

If the Notes are not called and any index finishes below its downside threshold, repayment is reduced based on the worst performing index, using $1,000 × (1 + underlying return of the least performing index), and principal losses can reach 100%. The estimated initial value is expected between $955 and $985 per $1,000 Note, and all payments are subject to UBS’s credit risk.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering three-year Trigger Callable Contingent Yield Notes linked to the worst performer of the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, maturing on or about January 26, 2029. The Notes pay a contingent coupon of 9.50% per annum, in monthly installments of $7.9167 per $1,000, but only if each index is at or above its coupon barrier on the observation date.

UBS can call the Notes after 12 months on any observation date, returning principal plus any due coupon, ending all future payments. If the Notes are not called and each index finishes at or above its downside threshold, investors receive full principal at maturity. If any index finishes below its 70.00% downside threshold, repayment is reduced in line with the worst index’s loss, and all principal can be lost.

The Notes are unsecured UBS obligations, not deposits, and are not FDIC-insured. They will not be listed on any exchange, and secondary liquidity may be limited. The estimated initial value is expected between $952.60 and $982.60 per $1,000, below the issue price, reflecting fees, hedging and UBS’ internal funding rate.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to three equity indexes: the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index. The notes run for about three years, to on or about January 25, 2029, and pay a 10.90% per annum contingent coupon only when, on a monthly observation date, each index closes at or above 70% of its initial level.

UBS can redeem the notes early, in whole, on any observation date starting after three months, paying principal plus any due coupon, after which no further payments are made. If the notes are not called and, at maturity, each index is at or above its 70% downside threshold, investors receive full principal. If any index finishes below its threshold, the maturity payment is reduced one-for-one with the worst-performing index, and investors can lose all of their investment. All payments depend on UBS’s credit; the notes are unsecured, unsubordinated obligations and are not insured or exchange‑listed.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG, through its London branch, is offering trigger callable contingent yield notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indexes, maturing around January 26, 2029. The notes target a 9.60% per annum contingent coupon, paid monthly only when each index closes at or above 70% of its initial level on the observation date.

UBS can call the notes in whole on any monthly observation date after six months, repaying principal plus any due coupon, ending all future payments. If the notes are not called and each index finishes at or above its downside threshold (70% of initial), investors receive back the $1,000 principal per note at maturity; otherwise, repayment is reduced in line with the worst index’s decline, up to a total loss of principal.

The notes are unsecured obligations of UBS, are not insured deposits, will not be listed on an exchange, and have an estimated initial value between $957.80 and $987.80 per $1,000, reflecting embedded fees, hedging and funding costs. The product carries significant market, liquidity, credit and tax complexity risks.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes that are unsecured debt linked to the worst performer among the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index. The notes run for about 23 months and pay a 9.60% per annum contingent coupon (about $8 per $1,000 note per month) only when each index closes at or above 70% of its initial level on a monthly observation date.

UBS can call the notes in whole on any monthly observation date starting after three months, returning principal plus any due coupon, after which no further payments are made. If the notes are not called and every index finishes at or above 60% of its initial level, investors receive full principal at maturity. If any index ends below 60%, the payoff is reduced in line with the worst index’s loss, and principal can be entirely lost.

The notes are not listed, involve UBS credit risk and are not FDIC insured. The estimated initial value per $1,000 note is expected between $957.40 and $987.40, reflecting fees, hedging and internal funding costs that can weigh on secondary market prices.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering $660,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, maturing on July 16, 2027. The Notes pay a 9.85% per annum contingent coupon (about $8.2083 per $1,000 per month) only when, on an observation date, each index closes at or above 70% of its initial level. UBS may call the Notes in whole on any monthly observation date beginning after three months, returning principal plus any due coupon.

If the Notes are not called and, on the final valuation date, each index is at or above its 70% downside threshold, investors receive back the $1,000 principal per Note (plus any final coupon). If any index finishes below its downside threshold, the maturity payment is reduced one-for-one with the worst index’s negative return, and investors can lose up to their entire investment. The Notes are unsecured debt of UBS, not insured deposits, are not listed on an exchange, and their payments depend on UBS’s credit. The estimated initial value is $974.70 per $1,000 Note, below the issue price.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus

FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 14, 2026.