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UBS AG (AMUB) SEC Filings, Jan 12, 2026

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport‑McMoRan Inc., maturing around January 14, 2028. These unsecured, unsubordinated notes can pay periodic contingent coupons, but only if the stock closes at or above a preset coupon barrier on each observation date.

If on any observation date before maturity the stock closes at or above its initial level, the notes are automatically called and investors receive their principal plus the applicable contingent coupon, with no further payments. If the notes are not called and the stock level on the final valuation date is at or above a downside threshold, investors receive only the principal back, plus any final contingent coupon if the coupon barrier is met.

If the notes are not called and the final stock level is below the downside threshold, repayment is reduced in line with the stock’s percentage loss from the initial level, and investors can lose all of their investment. Payments depend entirely on UBS’s credit, the notes will not be listed on any exchange, the minimum investment is 100 notes at $10 each, and the estimated initial value per $10 note on the trade date is expected to be between $9.41 and $9.66.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Albemarle Corporation, maturing on January 14, 2028, with a final valuation date of January 12, 2028. Each Note has a $10 principal amount, with a minimum investment of 100 Notes (a $1,000 purchase).

Investors may receive periodic contingent coupons only when Albemarle’s stock closes at or above a specified coupon barrier on an observation date. The Notes are automatically called if the stock closes at or above the initial level on any observation date before maturity, in which case investors receive principal plus any due contingent coupon and no further payments.

If the Notes are not called and the stock finishes below a downside threshold at maturity, investors are exposed to the full downside of the stock and can lose some or all of their principal. The estimated initial value is $9.71 per $10 Note, they are unsecured UBS debt, not listed on any exchange and all payments depend on UBS’s creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Fluor Corporation, maturing on or about January 14, 2028. These unsecured debt notes can pay quarterly contingent coupons, but only when Fluor’s closing share price on an observation date is at or above a preset coupon barrier.

The notes may be called early if Fluor’s stock is at or above the initial level on any observation date beginning after 6 months. In that case, investors receive the principal plus any due coupon, and the product ends. If not called and the final stock level is at or above the downside threshold, investors receive full principal back at maturity. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline and can go to zero.

The notes are issued in $10 denominations, with a minimum of 100 notes. The estimated initial value per note on the trade date is expected between $9.35 and $9.60. All payments depend on the creditworthiness of UBS; a default by UBS could result in loss of the entire investment.

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UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Charter Communications, Inc., maturing on January 14, 2028. These unsecured notes pay a contingent coupon only when the Charter stock closing level on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The notes can be automatically called before maturity if the stock closes at or above its initial level on any observation date, in which case investors receive the $10 principal per note plus the applicable contingent coupon and no further payments. If the notes are not called and the final stock level is at or above the downside threshold, principal is repaid; if it is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, up to a total loss of principal.

The notes are subject to UBS’s credit risk, are not insured by any government agency, will not be listed on an exchange and have an estimated initial value of $9.71 per $10 note, reflecting UBS’s internal pricing and funding costs. An example structure illustrates a contingent coupon rate of 18.28% per annum with a 70% coupon barrier and downside threshold.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation. These unsecured debt notes run from an expected trade date of January 12, 2026 to an expected maturity on January 14, 2027 and pay contingent coupons only when the NVIDIA share price on an observation date is at or above a preset coupon barrier.

The notes can be automatically called early if NVIDIA’s closing level on any observation date before the final valuation date is at or above the initial level, in which case investors receive their principal plus any due contingent coupon, and the notes terminate. If not called and the final level is at or above the downside threshold, principal is repaid at maturity; if the final level is below this threshold, repayment is reduced in line with NVIDIA’s percentage decline and investors can lose their entire investment.

The notes are sold in minimums of 100 notes at $10 per note, with an estimated initial value between $9.44 and $9.69 based on UBS internal models. Payments depend on UBS’s creditworthiness, the notes will not be listed on an exchange, and the documents emphasize that they are significantly riskier than conventional debt securities.

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UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc., maturing on January 14, 2028. These unsecured senior notes can pay a contingent coupon on each observation date only if Palantir’s share price is at or above a preset coupon barrier.

The notes are automatically called early if Palantir’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the $10 principal per note plus the applicable coupon and no further payments. If the notes are not called and the final share price is at or above the downside threshold, investors receive full principal back; if it is below the threshold, repayment is reduced in line with Palantir’s percentage decline, up to a total loss of principal.

The minimum investment is 100 notes at $10 each. The pricing example uses a contingent coupon rate of 24.48% per year, with a coupon barrier and downside threshold at 70% of the initial level, and an estimated initial value of $9.72 per $10 note. All payments depend on UBS’s ability to meet its obligations, and the notes will not be listed on any exchange.

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UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of American Eagle Outfitters, Inc., maturing on January 14, 2028. These unsecured debt notes pay a contingent coupon only if the stock on each observation date is at or above a specified coupon barrier; otherwise no coupon is paid for that period.

The notes are automatically called early if on any observation date before maturity the stock closes at or above the initial level, in which case investors receive the $10 principal per Note plus the applicable coupon and no further payments. If not called, and at maturity the stock is at or above a downside threshold, investors receive full principal back; if it is below that threshold, repayment is reduced in line with the stock’s decline and principal can be completely lost.

The notes are subject to UBS credit risk, are not FDIC insured, will not be listed on any exchange, and have an estimated initial value of $9.64 per $10 Note. The minimum investment is 100 Notes, or $1,000.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Albemarle Corporation, maturing on or about January 14, 2028. These unsecured debt notes pay a contingent coupon only on dates when Albemarle’s closing stock price is at or above a preset coupon barrier.

The notes are automatically called early if Albemarle’s stock closes at or above the initial level on any observation date before final valuation, returning the $10 principal per Note plus any due coupon, with no further payments. If not called, investors receive full principal at maturity only if the final stock level is at or above a downside threshold. Below that threshold, repayment is reduced in line with the stock’s percentage decline, and all principal can be lost.

The notes are subject to UBS credit risk, will not be listed on any exchange, and are offered in minimums of 100 Notes at $10 each. The estimated initial value per $10 Note on the trade date is expected to be between $9.41 and $9.66, based on UBS internal pricing models.

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UBS AG is offering $520,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Starbucks Corporation, maturing on January 14, 2027. These unsecured debt securities pay contingent coupons only when the Starbucks share price on an observation date is at or above a preset coupon barrier; if it is below, no coupon is paid for that period.

The notes can be automatically called early if Starbucks stock closes at or above the initial level on any observation date before maturity, in which case investors receive the $10 principal per Note plus any due coupon and the product ends. If the notes are not called and the final stock level is at or above a downside threshold, investors receive principal back at maturity; if it is below, repayment is reduced in line with the stock’s decline and losses can reach 100% of the investment. Payments depend on UBS’s credit, the notes are not insured, will not be listed on an exchange, and their estimated initial value is $9.80 per $10 Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Charter Communications, Inc., maturing on or about January 14, 2028. Each Note has a principal amount of $10, with a minimum investment of 100 Notes. Investors can receive periodic contingent coupons only if the Charter share price on an observation date is at or above a preset coupon barrier; no coupon is paid when it is below that level.

The Notes may be automatically called before maturity if Charter’s share price on any observation date (other than the final valuation date) is at or above the initial level. In that case, investors receive the $10 principal plus any due contingent coupon, and no further payments. If the Notes are not called and the final share price is at or above the downside threshold, investors receive the $10 principal at maturity, potentially with a final coupon.

If the Notes are not called and the final share price is below the downside threshold, repayment of principal is reduced in line with Charter’s percentage decline, and investors can lose all of their initial investment. All payments depend on the creditworthiness of UBS, and the Notes will not be listed on any securities exchange.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 12, 2026.