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UBS AG (AMUB) SEC Filings, Jan 12, 2026

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Humana Inc., maturing on January 14, 2028. These unsecured debt notes may pay quarterly contingent coupons only when Humana’s closing share price on an observation date is at or above a preset coupon barrier; if the stock is below that level, no coupon is paid for that period.

The notes can be called early each quarter beginning about six months after issuance if Humana’s share price is at or above the initial level, in which case investors receive the $10 principal per Note plus any due coupon and the product terminates. If the notes are not called and Humana’s final level is at or above the downside threshold at maturity, investors receive full principal back; if it is below the downside threshold, repayment is reduced in line with the stock’s decline and can fall to zero.

All payments depend on UBS’s credit. The minimum investment is 100 Notes at $10 each, and the estimated initial value is $9.66 per Note, reflecting UBS’s internal pricing and funding considerations.

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UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Centene Corporation, maturing on January 14, 2028. These unsecured debt notes pay a contingent coupon only if Centene’s closing share price on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The notes are automatically called before maturity if Centene’s share price on any observation date (before the final one) is at or above the initial level, in which case investors receive the principal plus any due coupon and no further payments. If the notes are not called and the final share price is at or above the downside threshold, investors receive their principal back; if it is below the threshold, repayment is reduced in line with the share’s decline and can fall to zero.

The notes involve significant market and credit risk. Investors may lose a large portion or all of their investment and may receive no coupons. Payments depend on UBS’s ability to meet its obligations. The minimum investment is 100 notes at $10 each, and the estimated initial value is $9.70 per $10 note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of American Eagle Outfitters, Inc., maturing on or about January 14, 2028. These unsecured debt securities pay a contingent coupon only if the stock closes at or above a coupon barrier, set in the examples at 65% of the initial level; otherwise no coupon is paid for that period.

The Notes can be automatically called before maturity if the stock closes at or above its initial level on an observation date, in which case investors receive principal plus any due coupon and the product ends. If not called and the final stock level is at or above the downside threshold (also illustrated at 65% of the initial level), investors receive back principal, plus any final coupon if the barrier is met. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors could lose their entire investment.

The Notes are issued at $10 per Note with a minimum investment of 100 Notes, and the estimated initial value is expected to be between $9.34 and $9.59 per Note. All payments depend on the creditworthiness of UBS, the Notes are not bank deposits, are not insured by the FDIC or any government agency, and will not be listed on any securities exchange.

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UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation, maturing on January 14, 2028. These unsecured debt notes pay contingent coupons only if the stock closes at or above a preset coupon barrier on each observation date; otherwise no coupon is paid for that period. The notes can be called early if the stock closes at or above its initial level on an observation date, in which case investors receive principal plus any due coupon and no further payments. If the notes are not called and the final stock level is at or above a downside threshold, investors receive full principal at maturity; if the final level is below that threshold, repayment is reduced in line with the stock’s decline, and the entire principal can be lost. All payments depend on UBS’s credit, and the estimated initial value is $9.72 per $10 note, reflecting internal pricing and costs.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc., maturing around January 14, 2028. These are unsecured, unsubordinated debt securities.

Investors may receive contingent coupons only if Marvell’s share price on each observation date is at or above a preset coupon barrier. The notes can be automatically called early if the share price is at or above the initial level, in which case UBS repays the $10 principal per Note plus any due coupon and the product terminates.

If the notes are not called and the final share price is at or above the downside threshold, investors receive full principal back at maturity, plus any final coupon if the barrier is met. If the final share price is below the downside threshold, repayment is reduced in line with the stock’s decline and all principal can be lost. All payments depend on UBS’s credit, and the notes will not be listed on an exchange. The estimated initial value per Note is expected to be between $9.42 and $9.67.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Humana Inc., maturing on or about January 14, 2028. These unsecured debt notes may pay a contingent quarterly coupon only when Humana’s closing stock price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The notes are automatically called early if Humana’s stock closes at or above the initial level on any observation date (after an initial period), in which case investors receive the principal plus any due coupon and the product terminates. If not called and Humana’s final stock level on the January 12, 2028 valuation date is at or above a downside threshold, investors receive full principal back; if it is below that threshold, repayment is reduced in line with the stock’s percentage decline and investors can lose all of their investment.

All payments depend on the creditworthiness of UBS AG. The estimated initial value per $10 note on the trade date is expected to be between $9.36 and $9.61, reflecting UBS’s internal pricing models and funding costs. The notes will not be listed on any securities exchange and are described as significantly riskier than conventional debt instruments.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Starbucks Corporation. These unsecured debt notes can pay periodic contingent coupons, but only if the stock closes at or above a preset coupon barrier on each observation date.

The notes may be automatically called early if the stock closes at or above its initial level on any observation date before maturity, in which case investors receive principal plus the applicable contingent coupon and no further payments. If the notes are not called and the stock finishes at or above a downside threshold at maturity, investors receive their principal back; if it finishes below that threshold, repayment is reduced in line with the stock’s decline and losses can reach 100% of the investment.

All payments depend on the creditworthiness of UBS. The notes are not listed on any exchange, require a minimum investment of 100 notes at $10 per note, and have an estimated initial value expected to range between $9.43 and $9.68 per note.

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UBS AG is offering trigger autocallable contingent yield notes linked to the common stock of Centene Corporation. These unsecured debt securities can pay periodic contingent coupons, but only if Centene’s share price on each observation date is at or above a preset coupon barrier.

The notes are automatically called early if Centene’s share price on any observation date before maturity is at or above the initial level, in which case investors receive their principal plus the applicable contingent coupon and no further payments. If the notes are not called and Centene’s final share price is at or above a downside threshold, investors receive their full principal at maturity. If the final share price is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose their entire investment.

The notes are subject to UBS credit risk, are not bank deposits, are not FDIC insured, and will not be listed on any exchange. The minimum investment is 100 notes at $10 per note, and the estimated initial value per note on the trade date is expected to be between $9.41 and $9.66.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation, maturing on or about January 14, 2028. Each Note has a principal amount of $10, with a minimum investment of 100 Notes (a $1,000 purchase).

Investors receive contingent coupons only if Constellation Energy’s share price on an observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period. The Notes are automatically called early if the share price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and no further payments.

If the Notes are not called and the final share price is at or above the downside threshold, UBS repays principal at maturity. If the final share price is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their initial investment. The estimated initial value per Note on the trade date is expected to be between $9.42 and $9.67, and all payments are subject to the creditworthiness of UBS.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of Fortinet, Microsoft and ServiceNow common stock, maturing on January 14, 2030. Each Note has a $1,000 principal amount and pays a 12.70% per annum contingent coupon (about $10.5833 per month) only if, on a monthly observation date, the closing level of each stock is at or above its coupon barrier, set at 70% of its initial level.

The Notes can be automatically called after 18 months if all three stocks are at or above their call threshold, set at 100% of their initial levels. If called, investors receive principal plus due and previously unpaid coupons. If not called and each stock finishes at or above its downside threshold (55% of its initial level), investors receive full principal at maturity; if any stock ends below its downside threshold, repayment is reduced one-for-one with the loss on the worst-performing stock, and investors can lose all principal. All payments depend on the creditworthiness of UBS.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 12, 2026.