STOCK TITAN

UBS AG (AMUB) SEC Filings, Jan 12, 2026

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the Solactive U.S. Large Cap Volatility Navigator Index, maturing on or about January 22, 2032. Each Note has a $1,000 principal amount and pays a contingent coupon at a rate of 18.10% per annum (about $15.0833 per month) if, on a monthly observation date, the index closes at or above the coupon barrier, set at 70% of the initial level.

Beginning after six months, the Notes are automatically callable if the index is at or above the call threshold, set at 100% of the initial level. On a call, investors receive principal plus any due coupon, and the Notes terminate early.

If not called, and on the final valuation date the index is at or above the downside threshold of 50% of the initial level, investors receive full principal (and a final coupon if the barrier is met). If the final level is below the downside threshold, the maturity payment is $1,000 × (1 + underlying return), creating a loss matching the index decline and potentially a total loss of principal. The Notes are unsecured, unsubordinated obligations of UBS, not FDIC insured, will not be listed, and have an estimated initial value between $933.90 and $963.90 per $1,000 issue price.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of three underlyings: the SPDR S&P Regional Banking ETF (KRE), the Nasdaq-100 Technology Sector Index (NDXT) and the Utilities Select Sector SPDR Fund (XLU), maturing around July 20, 2028. The Notes pay a contingent coupon at a rate of 11.25% per annum (monthly coupons of $9.375 per $1,000 note) only if, on each monthly observation date, the level of every underlying is at or above 60% of its initial level (the coupon barrier). UBS can call the Notes in whole on any observation date starting after three months, returning principal plus any due coupon, with no further payments.

If the Notes are not called and, at maturity, every underlying is at or above its 60% downside threshold, investors receive the $1,000 principal per Note. If any underlying finishes below its downside threshold, the maturity payment is reduced in line with the negative return of the worst-performing underlying, and investors could lose their entire principal. The Notes are unsecured obligations of UBS, are not listed on an exchange and carry both market risk tied to the underlyings and the credit risk of UBS.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering $3,241,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector IndexSM, the Russell 2000® Index and the S&P 500® Index, maturing on January 12, 2029. The Notes pay a 10.25% per annum contingent coupon (about $8.5417 per $1,000 per month) only if, on each monthly observation date, every index closes at or above its coupon barrier, set at 70% of its initial level for each index. UBS can call the Notes in whole on any observation date after six months, returning principal plus any due coupon, with no further payments.

If the Notes are not called and, at maturity, all three indices are at or above their respective downside thresholds (also 70% of initial levels), investors receive back the full $1,000 principal per Note. If any index finishes below its downside threshold, the maturity payment is reduced dollar-for-dollar with the percentage loss of the worst-performing index, and the entire principal can be lost. The Notes are unsecured debt of UBS, not insured deposits, and all payments depend on UBS’s credit. The estimated initial value is $963.80 per $1,000 Note, reflecting internal pricing and costs.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Filing
Rhea-AI Summary

UBS AG London Branch is offering capped leveraged buffered medium-term notes linked to an unequally weighted basket of five global equity indices. The notes have a $1,000 face amount, pay no interest, and are expected to mature in about 22–25 months.

At maturity, investors receive $1,000 plus 230.00% of any positive basket return, but payouts are capped by a maximum settlement amount expected between $1,217.12 and $1,255.30 per $1,000. A 15.00% buffer protects against moderate losses, but if the basket falls more than 15%, investors lose about 1.1765% of face value for each additional 1% decline and could lose their entire investment. The basket weights are EURO STOXX 50® 38.00%, TOPIX 26.00%, FTSE® 100 17.00%, Swiss Market Index 11.00%, and S&P/ASX 200 8.00%. The estimated initial value is expected between $967.50 and $997.50 per $1,000, reflecting fees, hedging costs and the issuer’s funding rate. The notes are unsecured obligations of UBS, are not FDIC insured, and are not expected to be listed, so liquidity may be limited.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is issuing $1,474,000 of Trigger Callable Contingent Yield Notes maturing in January 2029, linked to the worst performer among the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index. The Notes pay a 10.75% per annum contingent coupon (about $8.9583 per $1,000 monthly) only when all three indices close at or above 70% of their initial levels on an observation date. UBS may call the Notes after three months, returning principal plus any due coupon, ending future payments. If the Notes are not called and any index finishes below its 70% downside threshold at maturity, investors lose principal in line with the worst index and could lose their entire investment. Payments depend on UBS’s credit, the Notes are unsecured, and the estimated initial value is $966.90 per $1,000, below issue price.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG, through its London branch, is offering Phoenix Autocallable Buffer Notes with Memory Interest linked to the common stock of Wells Fargo & Company. Each $1,000 Note can pay a fixed contingent interest of $31.80 per quarter if Wells Fargo’s closing price on an observation date is at or above the interest barrier of $81.56, equal to 85% of the $95.95 initial price, with missed coupons potentially paid later under the “memory” feature.

The Notes may be autocalled quarterly if Wells Fargo’s price is at or above the initial price, returning principal plus due and previously unpaid coupons. If not called, and the final price on January 22, 2027 is at or above the downside threshold of $81.56, investors receive full principal at the January 27, 2027 maturity plus any due and unpaid coupons. If the final price is below the downside threshold, repayment is in a cash equivalent tied to a share delivery amount ($1,000 divided by the downside threshold), exposing investors to potentially large losses up to a full loss of principal.

The total offering size is $2,735,000, with a minimum investment of $10,000. The estimated initial value is $983.60 per $1,000 Note, reflecting underwriting discounts, hedging and issuance costs. The Notes are unsecured, unsubordinated obligations of UBS, are not listed on any exchange, and all payments depend on UBS’s credit; a UBS default could result in loss of the entire investment.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering $8,649,000 of Digital S&P 500® Index-Linked Medium-Term Notes due August 4, 2027. These notes pay no interest and your payoff depends entirely on the S&P 500® Index level on the August 2, 2027 determination date.

Each note has a $1,000 face amount. If the final index level is at or above the buffer level of 87.50% of the initial level of 6,921.46, you receive a fixed maximum settlement amount of $1,127.50 per $1,000, regardless of how high the index rises above the 112.75% cap level. If the index falls more than 12.50% below the initial level, your principal is exposed to losses at about 1.1429% for every 1% decline below the buffer; you could lose your entire investment.

The notes are unsecured obligations of UBS AG London Branch, are not FDIC insured, and will not be listed on an exchange. The estimated initial value is $997.50 per $1,000, reflecting internal funding and hedging costs, and secondary market liquidity, if any, may be limited and at prices below what you paid.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Filing
Rhea-AI Summary

UBS AG is offering $1,618,000 of Trigger Callable Contingent Yield Notes linked to the least performing of three underlying assets: shares of the SPDR® Gold Trust (GLD), the Nasdaq-100® Technology Sector IndexSM (NDXT) and the Russell 2000® Index (RTY). Each Note has a $1,000 principal amount, trades at an issue price of $1,000 and matures on January 14, 2031, unless called earlier by UBS.

The Notes pay an 11.00% per annum contingent coupon (about $9.1667 per month per $1,000) only if, on each monthly observation date, the closing level of every underlying asset is at or above its coupon barrier, set at 70% of its initial level. If any asset is below its barrier, no coupon is paid for that month.

UBS may call the Notes in whole, but not in part, on any monthly observation date beginning after three months. If called, investors receive the $1,000 principal plus any due coupon, and the Notes terminate. If not called, and on the final valuation date every asset is at or above its downside threshold (set at 60% of its initial level), investors receive full principal. If any asset finishes below its downside threshold, repayment is reduced dollar-for-dollar with the negative return of the worst performer, and investors can lose up to 100% of their investment. All payments depend on UBS’s credit; if UBS defaults, investors may receive nothing.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Buffer Autocallable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index® and the S&P 500® Index, with a scheduled maturity on or about February 25, 2027. Each Note has a $1,000 principal amount and pays a contingent coupon at 6.80% per annum only if, on a monthly observation date, both indices close at or above their coupon barriers, set at 85.00% of their respective initial levels.

The Notes can be automatically called after six months if, on an observation date, both indices are at or above 100.00% of their initial levels; in that case, investors receive $1,000 plus the applicable contingent coupon and the Notes terminate. If the Notes are not called and, at maturity, both indices are at or above their downside thresholds (85.00% of initial level), investors receive full principal back. If any index finishes below its downside threshold, principal is reduced based on the loss of the worst-performing index beyond a 15.00% buffer, and investors could lose almost all of their investment.

The Notes are unsecured, unsubordinated obligations of UBS AG, with an estimated initial value between $954.20 and $984.20 per $1,000 Note, and will not be listed on any exchange. All payments depend on UBS’s credit, and investors may receive few or no contingent coupons and face limited liquidity and significant market and tax risks.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the S&P 500® Index, maturing on or about January 19, 2029. Each Note has a $1,000 principal amount and pays a 7.00% per annum contingent coupon when the index closes at or above a coupon barrier set at 70.00% of the initial level on monthly observation dates.

UBS may call the Notes in whole, beginning after 3 months, paying back principal plus any due coupon, after which no further payments are made. If the Notes are not called and the final S&P 500® level is at or above a downside threshold of 65.00% of the initial level, investors receive full principal at maturity; if it is below that threshold, repayment is reduced one‑for‑one with the index decline, and the entire principal can be lost. Payments depend on the creditworthiness of UBS, and the estimated initial value is expected between $959.50 and $989.50 per Note.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus

FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 12, 2026.