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UBS AG (AMUB) SEC Filings, Jan 8-9, 2026

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering trigger callable contingent yield notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indices, each in $1,000 denominations and maturing around April 21, 2027. The notes pay a 10.40% per annum contingent coupon only when all three indices close at or above 70% of their initial level on a monthly observation date; otherwise no coupon is paid.

UBS can call the notes in whole, starting after three months, returning principal plus any due coupon, ending further payments. If the notes are not called and any index finishes below its 70% downside threshold at maturity, investors take a loss matching that index’s percentage decline, up to a total loss of principal. Payments depend on UBS’s credit, and the estimated initial value per note is expected between $962.30 and $992.30, below the $1,000 issue price.

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Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, maturing around December 21, 2027 with a term of about 23 months.

The Notes pay a contingent coupon at a rate of 10.80% per annum (about $9.00 per $1,000 Note per month) only if on each monthly observation date every index is at or above 70% of its initial level, which also serves as both the coupon barrier and downside threshold. UBS may call the Notes in whole on any observation date beginning after 6 months, returning principal plus any due coupon. If not called and at least one index finishes below its downside threshold, investors receive $1,000 multiplied by 1 plus the return of the worst-performing index, which can mean a large loss or total loss of principal. The Notes are unsecured obligations of UBS, not listed on any exchange, and their estimated initial value is expected to range from $956.50 to $986.50 per $1,000 issue price.

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Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index, maturing on or about January 26, 2029. The Notes pay a contingent monthly coupon at a rate of 9.20% per annum only if, on an observation date, the closing level of each index is at or above its coupon barrier, set at 60% of its initial level. If any index is below its coupon barrier on an observation date, no coupon is paid for that period.

UBS may call the Notes in whole, but not in part, on any monthly observation date starting after six months, paying the $1,000 principal per Note plus any due coupon, after which no further payments are made. If the Notes are not called and, at maturity, each index is at or above its downside threshold (also 60% of its initial level), investors receive full principal back. If any index finishes below its downside threshold, the maturity payment is reduced one-for-one with the negative return of the worst-performing index, and investors can lose all of their initial investment. The Notes are unsecured debt of UBS, will not be listed, and have an estimated initial value between $960.10 and $990.10 per $1,000 issue price, reflecting fees, hedging and UBS’ internal funding rate.

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Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the worst performer of three major equity indexes: the Dow Jones Industrial Average, the Nasdaq-100 Technology Sector Index and the Russell 2000 Index. The Notes have a term of about three years and pay a quarterly contingent coupon at an annual rate of 11.55% only if, on each observation date, the closing level of every index is at or above 70% of its initial level. UBS can call the Notes in whole, starting after six months, on any observation date; if called, investors receive principal plus any due coupon, and the investment ends early.

If the Notes are not called and, at maturity, any index finishes below its 70% downside threshold, the repayment of principal is reduced one-for-one with the worst index’s loss, and investors can lose all of their initial investment. The Notes are unsecured obligations of UBS, are not insured, will not be listed on an exchange, and their estimated initial value is expected to be between $962.90 and $992.90 per $1,000 face amount, reflecting fees, hedging and funding costs.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, with maturity expected on or about December 21, 2027.

The Notes pay a contingent coupon at a rate of 11.55% per annum (about $9.625 per $1,000 per month) only if, on each monthly observation date, all three indices close at or above their coupon barriers, set at 70% of their initial levels. UBS may call the Notes in whole, beginning after three months, on any observation date; if called, investors receive $1,000 per Note plus any due coupon and no further payments.

If the Notes are not called and, on the final valuation date, any index finishes below its downside threshold (also 70% of its initial level), the maturity payment is reduced 1:1 with the worst-performing index, and investors can lose all principal. The Notes are unsecured obligations of UBS, carry significant market, credit and liquidity risk, are not listed, and have an estimated initial value between $957.70 and $987.70 per $1,000 issue price, reflecting fees and UBS’ internal funding rate.

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UBS AG is offering approximately three-year Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Russell 2000 Index and S&P 500 Index. Each Note has a $1,000 principal amount and pays a contingent coupon of $9.2083 per month (11.05% per annum) only when all three indexes close at or above 85% of their initial levels on an observation date.

UBS may, at its discretion, call the Notes in whole on any monthly observation date beginning after six months, paying back principal plus any due coupon, after which no further payments are made. If the Notes are not called and, at maturity, each index is at or above 70% of its initial level, investors receive full principal back (and possibly a final coupon). If any index finishes below its 70% downside threshold, the maturity payment is reduced one-for-one with the worst index’s loss, up to a complete loss of principal. The Notes are unsecured obligations of UBS, not bank deposits, not insured, and will not be listed. The estimated initial value per Note is between $956.80 and $986.80, below the $1,000 issue price.

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UBS AG is offering $11,075,500 of Trigger Callable Yield Notes linked to the least performing of the Russell 2000 Index and the S&P 500 Index. The notes are issued at $10 each by UBS AG London Branch and pay a fixed coupon at a rate of 7.50% per annum ($0.0625 per month) on every coupon payment date unless the notes are called earlier.

UBS may, at its discretion, call the notes in whole on monthly call dates beginning after 3 months, paying back $10 per note plus the due coupon, after which no further payments are made. If the notes are not called and, on the final valuation date, each index is at or above its downside threshold (70.00% of its initial level, or 1,802.797 for the Russell 2000 and 4,844.65 for the S&P 500), investors receive $10 per note at maturity plus the final coupon. If any index finishes below its downside threshold, the maturity payment per note is $10 multiplied by 1 plus the return of the worst-performing index, so investors bear the full downside of that index and can lose all of their principal.

The notes are unsecured, unsubordinated obligations of UBS, are not FDIC insured, and will not be listed on any exchange, which may limit liquidity. The estimated initial value is $9.817 per note, below the $10 issue price, reflecting underwriting discounts, hedging and issuance costs. Net proceeds to UBS are $10,964,745 before its own hedging and other costs.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, with a scheduled maturity on January 12, 2027. Each Note has a $10 principal amount and is an unsubordinated, unsecured debt obligation of UBS.

Investors receive a contingent coupon only on observation dates when Oracle’s closing level is at or above a preset coupon barrier. The Notes are automatically called if, on any quarterly observation date starting after six months, Oracle’s closing level is at or above the initial level; in that case UBS repays principal plus the applicable coupon and the Note terminates.

If the Notes are not called and Oracle’s final level is at or above the downside threshold at maturity, UBS repays the $10 principal. If the final level is below the downside threshold, repayment is reduced one-for-one with Oracle’s decline, and investors can lose their entire investment. Payments depend on UBS’s credit, the Notes are not insured or exchange-listed, and the estimated initial value is $9.77 per $10 Note.

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UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Citigroup Inc., maturing on January 12, 2028. These are unsecured, unsubordinated debt obligations of UBS.

Investors can receive periodic contingent coupons only when Citigroup’s closing share price on an observation date is at or above a preset coupon barrier. The notes are automatically called early if Citigroup’s share price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and no further payments.

If the notes are not called and Citigroup’s final share price is at or above a downside threshold, investors receive back their principal at maturity. If the final share price is below that threshold, repayment is reduced in line with the share price decline, and all principal can be lost. Any payment depends on UBS’s credit; a UBS default could result in a total loss. The minimum investment is 100 notes at $10 each, and the estimated initial value per note is $9.69. The notes are not listed on any exchange and are not FDIC insured.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on or about January 12, 2027. These unsecured debt notes pay a contingent coupon only if Oracle’s closing price on each quarterly observation date is at or above a specified coupon barrier; otherwise no coupon is paid for that period.

The notes are automatically called early if Oracle’s closing level on any observation date (beginning after 6 months) is at or above the initial level, in which case holders receive the $10 principal per Note plus any due coupon, with no further payments. If not called, and Oracle’s final level on January 8, 2027 is at or above a downside threshold, principal is repaid; if it is below that threshold, repayment is reduced in line with Oracle’s decline, up to a total loss of principal.

The minimum investment is 100 Notes at $10 each. The estimated initial value per Note on the trade date is expected to be between $9.41 and $9.66. All payments depend on the creditworthiness of UBS, and the Notes will not be listed on any exchange.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 9, 2026.