STOCK TITAN

UBS (AMUB) SEC Filings, Jan 8-9, 2026

AMUB NYSE
Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the worst performer of three major equity indexes: the Dow Jones Industrial Average, the Nasdaq-100 Technology Sector Index and the Russell 2000 Index. The Notes have a term of about three years and pay a quarterly contingent coupon at an annual rate of 11.55% only if, on each observation date, the closing level of every index is at or above 70% of its initial level. UBS can call the Notes in whole, starting after six months, on any observation date; if called, investors receive principal plus any due coupon, and the investment ends early.

If the Notes are not called and, at maturity, any index finishes below its 70% downside threshold, the repayment of principal is reduced one-for-one with the worst index’s loss, and investors can lose all of their initial investment. The Notes are unsecured obligations of UBS, are not insured, will not be listed on an exchange, and their estimated initial value is expected to be between $962.90 and $992.90 per $1,000 face amount, reflecting fees, hedging and funding costs.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
0.94%
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, with maturity expected on or about December 21, 2027.

The Notes pay a contingent coupon at a rate of 11.55% per annum (about $9.625 per $1,000 per month) only if, on each monthly observation date, all three indices close at or above their coupon barriers, set at 70% of their initial levels. UBS may call the Notes in whole, beginning after three months, on any observation date; if called, investors receive $1,000 per Note plus any due coupon and no further payments.

If the Notes are not called and, on the final valuation date, any index finishes below its downside threshold (also 70% of its initial level), the maturity payment is reduced 1:1 with the worst-performing index, and investors can lose all principal. The Notes are unsecured obligations of UBS, carry significant market, credit and liquidity risk, are not listed, and have an estimated initial value between $957.70 and $987.70 per $1,000 issue price, reflecting fees and UBS’ internal funding rate.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
0.94%
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering approximately three-year Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Russell 2000 Index and S&P 500 Index. Each Note has a $1,000 principal amount and pays a contingent coupon of $9.2083 per month (11.05% per annum) only when all three indexes close at or above 85% of their initial levels on an observation date.

UBS may, at its discretion, call the Notes in whole on any monthly observation date beginning after six months, paying back principal plus any due coupon, after which no further payments are made. If the Notes are not called and, at maturity, each index is at or above 70% of its initial level, investors receive full principal back (and possibly a final coupon). If any index finishes below its 70% downside threshold, the maturity payment is reduced one-for-one with the worst index’s loss, up to a complete loss of principal. The Notes are unsecured obligations of UBS, not bank deposits, not insured, and will not be listed. The estimated initial value per Note is between $956.80 and $986.80, below the $1,000 issue price.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
0.94%
Tags
prospectus
Rhea-AI Summary

UBS AG is offering $11,075,500 of Trigger Callable Yield Notes linked to the least performing of the Russell 2000 Index and the S&P 500 Index. The notes are issued at $10 each by UBS AG London Branch and pay a fixed coupon at a rate of 7.50% per annum ($0.0625 per month) on every coupon payment date unless the notes are called earlier.

UBS may, at its discretion, call the notes in whole on monthly call dates beginning after 3 months, paying back $10 per note plus the due coupon, after which no further payments are made. If the notes are not called and, on the final valuation date, each index is at or above its downside threshold (70.00% of its initial level, or 1,802.797 for the Russell 2000 and 4,844.65 for the S&P 500), investors receive $10 per note at maturity plus the final coupon. If any index finishes below its downside threshold, the maturity payment per note is $10 multiplied by 1 plus the return of the worst-performing index, so investors bear the full downside of that index and can lose all of their principal.

The notes are unsecured, unsubordinated obligations of UBS, are not FDIC insured, and will not be listed on any exchange, which may limit liquidity. The estimated initial value is $9.817 per note, below the $10 issue price, reflecting underwriting discounts, hedging and issuance costs. Net proceeds to UBS are $10,964,745 before its own hedging and other costs.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
0.94%
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, with a scheduled maturity on January 12, 2027. Each Note has a $10 principal amount and is an unsubordinated, unsecured debt obligation of UBS.

Investors receive a contingent coupon only on observation dates when Oracle’s closing level is at or above a preset coupon barrier. The Notes are automatically called if, on any quarterly observation date starting after six months, Oracle’s closing level is at or above the initial level; in that case UBS repays principal plus the applicable coupon and the Note terminates.

If the Notes are not called and Oracle’s final level is at or above the downside threshold at maturity, UBS repays the $10 principal. If the final level is below the downside threshold, repayment is reduced one-for-one with Oracle’s decline, and investors can lose their entire investment. Payments depend on UBS’s credit, the Notes are not insured or exchange-listed, and the estimated initial value is $9.77 per $10 Note.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
0.94%
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Citigroup Inc., maturing on January 12, 2028. These are unsecured, unsubordinated debt obligations of UBS.

Investors can receive periodic contingent coupons only when Citigroup’s closing share price on an observation date is at or above a preset coupon barrier. The notes are automatically called early if Citigroup’s share price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and no further payments.

If the notes are not called and Citigroup’s final share price is at or above a downside threshold, investors receive back their principal at maturity. If the final share price is below that threshold, repayment is reduced in line with the share price decline, and all principal can be lost. Any payment depends on UBS’s credit; a UBS default could result in a total loss. The minimum investment is 100 notes at $10 each, and the estimated initial value per note is $9.69. The notes are not listed on any exchange and are not FDIC insured.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
0.94%
Tags
prospectus
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on or about January 12, 2027. These unsecured debt notes pay a contingent coupon only if Oracle’s closing price on each quarterly observation date is at or above a specified coupon barrier; otherwise no coupon is paid for that period.

The notes are automatically called early if Oracle’s closing level on any observation date (beginning after 6 months) is at or above the initial level, in which case holders receive the $10 principal per Note plus any due coupon, with no further payments. If not called, and Oracle’s final level on January 8, 2027 is at or above a downside threshold, principal is repaid; if it is below that threshold, repayment is reduced in line with Oracle’s decline, up to a total loss of principal.

The minimum investment is 100 Notes at $10 each. The estimated initial value per Note on the trade date is expected to be between $9.41 and $9.66. All payments depend on the creditworthiness of UBS, and the Notes will not be listed on any exchange.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
0.94%
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Citigroup Inc., maturing on or about January 12, 2028. These unsecured debt obligations pay a contingent coupon only when Citigroup’s share price on an observation date is at or above a specified coupon barrier; if the stock is below that level, no coupon is paid for that period.

The Notes can be automatically called early if Citigroup’s share price on any observation date before maturity is at or above the initial level. In that case, holders receive the principal plus any coupon due, and the Notes terminate. If the Notes are not called and Citigroup’s final share price is at or above the downside threshold, principal is repaid at maturity. If the final share price is below the downside threshold, repayment is reduced in line with the stock’s decline, and holders can lose all of their investment.

The Notes are subject to the credit risk of UBS, will not be listed on an exchange, and are intended for investors who understand equity-linked, non-principal-protected structures. The minimum investment is 100 Notes at $10 each. The estimated initial value per Note on the trade date is expected to be between $9.39 and $9.64.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
0.94%
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering $1,991,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on January 12, 2029. Each Note has a $10 principal amount and pays a contingent coupon only when Oracle’s closing share price on a quarterly observation date is at or above a preset coupon barrier.

The Notes can be called early by UBS if Oracle’s share price on an observation date is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and the Notes terminate. If the Notes are not called and Oracle’s final level on the valuation date is at or above the downside threshold, investors receive full principal back; if it is below, repayment is reduced one-for-one with Oracle’s decline and can fall to zero.

The example terms use a 13.96% per annum contingent coupon rate with a downside threshold and coupon barrier at 50% of the initial level$9.77 per $10 Note, and all payments depend on the creditworthiness of UBS, so both market risk in Oracle and UBS credit risk can lead to a total loss of principal.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
0.94%
Tags
prospectus
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Wayfair Inc., scheduled to mature on January 12, 2028. These are unsecured, unsubordinated debt obligations of UBS and are not principal protected.

Investors receive a contingent coupon only if, on an observation date, Wayfair’s share price is at or above a preset coupon barrier. UBS will automatically call the notes early if Wayfair’s share price on any observation date before maturity is at or above the initial level, paying back the $10 principal per Note plus any due coupon, with no further payments.

If the notes are not called and Wayfair’s final share price is at or above a downside threshold, UBS repays the principal at maturity. If the final price is below that threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their initial investment. Payments depend on UBS’s credit, the notes are not FDIC-insured, are not exchange-listed, require a minimum investment of 100 Notes at $10 each, and have an estimated initial value of $9.68 per Note.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
0.94%
Tags
prospectus

FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8013 SEC filings for UBS (AMUB), including 20-F annual reports and 6-K reports. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 9, 2026.