Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.
UBS AG is offering $331,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc. The Notes are unsecured debt of UBS, scheduled to trade on December 26, 2025, settle on December 30, 2025, and mature on January 2, 2029, subject to possible early automatic call.
Investors may receive quarterly contingent coupons only when Palantir’s closing share price on an observation date is at or above a coupon barrier set at 60% of the initial level. The hypothetical examples use a contingent coupon rate of 20.23% per annum, or $0.5058 per $10 Note per quarter. UBS may automatically call the Notes, beginning after six months, if the share price is at or above the initial level, paying back principal plus any due coupon.
If the Notes are not called and Palantir’s final share price is at or above the downside threshold (also 60% of the initial level), investors receive only their $10 principal per Note plus any final coupon. If it is below the downside threshold, repayment is reduced in line with the share price decline, and investors can lose some or all of their investment. All payments depend on UBS’s credit; the estimated initial value is $9.72 per $10 Note. The minimum investment is 100 Notes, or $1,000.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc., maturing on or about January 2, 2029. Each Note has a $10 principal amount, with a minimum investment of 100 Notes. These unsecured debt obligations pay contingent quarterly coupons only when Palantir’s share price on an observation date is at or above a specified coupon barrier.
The Notes can be automatically called early if, on certain observation dates, Palantir’s share price is at or above the initial level. In that case, investors receive the principal plus any due coupon, and the Notes terminate. If the Notes are not called and, on the final valuation date, Palantir’s share price is at or above the downside threshold, investors receive only the principal back.
If the Notes are not called and the final share price is below the downside threshold, repayment is reduced in line with the share price decline, and investors can lose all of their initial investment. The Notes are not listed on any exchange, are subject to UBS’s credit risk, and have an estimated initial value between $9.35 and $9.60 per $10 Note, based on UBS internal pricing models.
UBS AG is offering $3,333,000 of trigger callable contingent yield notes linked to the least performing of the Dow Jones Industrial Average, Russell 2000 Index and S&P 500 Index, maturing on December 29, 2027.
The notes pay a contingent coupon at a rate of 9.30% per annum ($7.75 per month per $1,000 note) only if, on each monthly observation date, every index closes at or above its coupon barrier, set at 70% of its initial level for each index. UBS may call the notes in whole on any observation date beginning after six months; if called, investors receive the $1,000 principal plus any due coupon, and no further payments.
If the notes are not called and each index finishes at or above its downside threshold (also 70% of its initial level), investors receive full principal back at maturity. If any index finishes below its downside threshold, repayment is reduced one-for-one with the negative return of the worst-performing index, and investors can lose up to 100% of principal. Payments depend on UBS’s credit; the notes are unsecured, not FDIC insured, and are expected to have limited or no secondary market. The estimated initial value is $977.20 per $1,000 note, below the issue price.
UBS AG is offering $2,545,000 of Trigger Callable Contingent Yield Notes linked to the Dow Jones Industrial Average®, Nasdaq-100® Technology Sector IndexSM and Russell 2000® Index, maturing June 27, 2030. These unsecured debt notes pay a 9.35% per annum contingent coupon only if, on each monthly observation date, all three indices close at or above their coupon barriers, set at 70% of their initial levels. UBS can call the notes in whole on any observation date after six months, returning principal plus any due coupon, after which no further payments are made.
If the notes are not called and, at maturity, any index finishes below its downside threshold (60% of its initial level), investors receive $1,000 multiplied by one plus the return of the worst-performing index, which can result in a substantial or total loss of principal. The notes do not participate in any index upside beyond coupons, pay no dividends, are not listed on an exchange, and all payments depend on UBS’s credit. The estimated initial value is $961.70 per $1,000 note, reflecting internal pricing, costs and fees.
UBS AG is offering $880,000 of Capped Buffer GEARS notes linked to the Russell 2000® Index, maturing on June 28, 2027. Each $1,000 Security provides 1.50x leveraged exposure to any positive index return, but gains are capped at a maximum 19.15%, for a maximum payment of $1,191.50 per Security.
If the index return is zero or negative and the final level is at or above 85% of the initial level (a 15% buffer), investors receive back the $1,000 principal. If the final level falls below this downside threshold, repayment is reduced, with losses matching the index decline beyond the 15% buffer, and investors could lose almost all of their investment.
The notes pay no interest, do not provide dividends on the index constituents, and may have limited or no secondary market. Any payment depends entirely on the creditworthiness of UBS. The estimated initial value is $990.30 per Security, below the $1,000 issue price due to underwriting, hedging and issuance costs.
UBS AG is offering $3,107,000 of Trigger Callable Contingent Yield Securities linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 indices. Each $1,000 security pays a 9.50% per annum contingent coupon ($23.75 quarterly) only when all three indices close at or above 70% of their initial levels on the relevant observation date.
UBS can call the notes in whole on any coupon date before maturity, paying back principal plus any due coupon. If not called and each index finishes at or above its 70% trigger level at maturity, investors receive full principal plus any final coupon. If any index finishes below its trigger, repayment is reduced in line with the worst index’s loss, and investors can lose most or all of their principal. The notes are unsecured UBS obligations, not listed on an exchange, and their estimated initial value of $966.50 per $1,000 is below the issue price.
UBS AG is offering $8.33 million of Capped Leveraged Buffered Basket-Linked Medium-Term Notes due February 18, 2028, linked to an unequally weighted basket of five equity indices: EURO STOXX 50 (38%), TOPIX (26%), FTSE 100 (17%), Swiss Market Index (11%) and S&P/ASX 200 (8%).
The notes pay no interest. At maturity, investors receive $1,000 plus 250% of any positive basket return, capped at a maximum of $1,270 per $1,000, corresponding to a cap level of 110.80% of the initial basket level. If the basket falls up to 15% (down to the 85.00 buffer level), principal is returned. Below this buffer, losses are magnified: investors lose approximately 1.1765% of face amount for every 1% drop beyond the buffer and could lose their entire investment.
The estimated initial value is $997 per $1,000 based on UBS’ internal models. The notes are unsecured obligations of UBS AG, will not be listed on any exchange, offer no dividend exposure and may have limited or no secondary market liquidity.
UBS AG is offering $609,000 of Trigger Callable Contingent Yield Notes, each with a $1,000 principal amount, linked to the least performing of the Nasdaq-100® Technology Sector IndexSM and the Russell 2000® Index and maturing on June 28, 2027. The Notes pay a contingent coupon at a rate of 10.45% per annum only if, on each monthly observation date, both indices close at or above their coupon barriers, set at 70% of their initial levels. UBS can call the Notes in whole on any observation date after six months, paying principal plus any due coupon. If the Notes are not called and either index finishes below its downside threshold (also 70% of its initial level), investors receive less than principal, matching the negative return of the worst-performing index and potentially losing their entire investment. The Notes are unsecured obligations of UBS, and all payments depend on UBS’s credit. The estimated initial value is $981.20 per $1,000 Note.
UBS AG is offering $272,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing common stock of AbbVie Inc., Quest Diagnostics Incorporated and Altria Group, Inc., maturing on December 27, 2030.
The Notes pay a monthly contingent coupon of $7.3333 per $1,000 principal (an annual rate of 8.80% per annum) if on each coupon observation date all three stocks close at or above their coupon barriers, set at 50.00% of their initial levels. Quarterly, beginning after 6 months, the Notes are automatically called if all stocks are at or above their call threshold levels, set at 100.00% of initial, returning principal plus any due and previously unpaid coupons. If not called, principal is repaid at maturity only if each final stock level is at or above its downside threshold (also 50.00% of initial); otherwise, investors incur a loss matching the negative return of the worst-performing stock and could lose their entire investment. The Notes are unsecured obligations of UBS AG, not listed on any exchange, and have an estimated initial value of $955.70 per $1,000 Note.
UBS AG is offering $4,205,160 of Trigger Autocallable GEARS, unsecured notes linked to an equally weighted basket of 18 equities, at $10 per Security with a minimum $1,000 investment.
The notes can be automatically called on December 30, 2026 if the basket level is at or above the autocall barrier of 100% of the initial basket level, paying $11.10 per Security based on an 11.00% call return rate. If not called and held to December 27, 2030, investors receive enhanced upside equal to the positive basket return multiplied by 1.475 upside gearing, return of principal if the final basket level is at or above the 75% downside threshold, or a loss matching the negative basket return if it falls below that level, up to total loss of principal.
The Securities pay no interest, do not provide dividends on the underlying stocks, may have limited or no secondary market, and all payments depend on the creditworthiness of UBS. The estimated initial value is $9.542 per Security, lower than the $10 issue price due to fees, hedging and funding costs.