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UBS AG (AMUB) SEC Filings, Dec 23-29, 2025

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the SPDR S&P Regional Banking ETF (KRE), the Nasdaq-100 Technology Sector Index and the Russell 2000 Index, maturing around January 5, 2028.

The Notes pay a 10.85% per annum contingent coupon (about $9.0417 per $1,000 monthly) only if on each observation date all three underlying assets close at or above 70% of their initial level. UBS may call the Notes in whole, starting after six months, paying back principal plus any due coupon, with no further payments.

If not called and at maturity all underlyings are at or above 60% downside thresholds, holders receive principal back; if any is below its threshold, repayment is reduced one-for-one with the loss on the worst performer and can fall to zero. The Notes are unsecured obligations of UBS, not principal protected, not listed, and have an estimated initial value of $948.80–$978.80 versus a $1,000 issue price, reflecting fees and UBS’ internal funding rate. Underwriting compensation is up to $10 per Note.

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UBS AG is offering unsecured Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index, maturing around December 9, 2027.

The Notes pay a 10.60% per annum contingent coupon, in monthly installments of $8.8333 per $1,000 Note, only if on each observation date the closing level of every index is at or above its coupon barrier, set at 70.00% of its initial level.

UBS may call the Notes in whole, but not in part, on any monthly observation date beginning after 3 months, paying the $1,000 principal plus any due coupon. If not called and each index finishes at or above its downside threshold (also 70.00% of its initial level), investors receive full principal back; otherwise, repayment is reduced dollar-for-dollar with the negative return of the worst-performing index, and investors could lose their entire investment.

The issue price is $1,000 per Note, with per-Note proceeds to UBS of at least $992.75. The estimated initial value is expected between $954.10 and $984.10, and all payments depend on the creditworthiness of UBS.

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UBS AG is offering $208,000 of Trigger Callable Contingent Yield Notes linked to the worst performer of the Dow Jones Industrial Average, Nasdaq-100 Technology Sector Index and Russell 2000 Index, maturing in November 2027. The Notes pay a 9.00% per annum contingent coupon (about $7.50 per month per $1,000) only if each index is at or above 70% of its initial level on the monthly observation dates. UBS can call the Notes in whole after three months, returning principal plus any due coupon, ending future payments. If the Notes are not called and every index finishes at or above its 70% downside threshold, investors receive principal back at maturity; if any index finishes below its threshold, repayment is reduced one-for-one with that index’s loss, up to a total loss of principal. The estimated initial value is $961.20 per $1,000, and all payments depend on UBS’s creditworthiness.

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UBS AG is offering $662,000 of Trigger Callable Contingent Yield Notes linked to the worst performer among four market references: the Nasdaq-100 Technology Sector Index, the Russell 2000 Index, and the shares of the Energy Select Sector SPDR Fund (XLE) and Technology Select Sector SPDR Fund (XLK). The notes run to December 29, 2028, but UBS can call them in whole, at its discretion, on monthly observation dates starting after three months.

The notes pay a contingent coupon at a 13.75% per annum rate (about $11.4583 per $1,000 per month) only if on an observation date each underlying is at or above its coupon barrier, set at 70% of its initial level. If any underlying is below its barrier, no coupon is paid for that month.

If the notes are not called and, at maturity, every underlying is at or above its downside threshold (also 70% of initial), investors receive their $1,000 principal back. If any underlying finishes below its downside threshold, the payoff is reduced one-for-one with the decline of the worst underlying, and investors can lose all of their investment. All payments depend on UBS’s credit; the notes are unsecured, unsubordinated obligations, not insured deposits, and will not be listed on an exchange.

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UBS AG is offering $2,500,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, maturing on December 29, 2028.

The Notes pay a contingent coupon at a rate of 10.50% per annum ($8.75 per $1,000 Note per month) only if on an observation date the closing level of each index is at or above its coupon barrier, set at 70% of its initial level for each index. UBS may call the Notes in whole, beginning after three months, paying principal plus any due coupon, after which no further payments are made.

If the Notes are not called and on the final valuation date each index is at or above its downside threshold (also 70% of its initial level), investors receive the $1,000 principal per Note. If any index finishes below its downside threshold, repayment is reduced in line with the negative return of the least performing index, and investors can lose some or all of their initial investment.

The Notes are unsecured, unsubordinated obligations of UBS, subject to UBS’ credit risk and potential Swiss regulatory resolution powers, will not be listed on any exchange, and have an estimated initial value of $970.80 per $1,000 Note, below the issue price due to underwriting discounts, hedging and issuance costs.

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UBS AG is offering $1,575,000 of Trigger Callable Contingent Yield Notes, issued at $1,000 per Note and maturing on December 29, 2028. The Notes are linked to the least performing of the Dow Jones Industrial Average®, Nasdaq-100® Technology Sector IndexSM and Russell 2000® Index.

Holders may receive a 10.20% per annum contingent coupon (paid monthly as $8.50 per Note) only when the closing level of each index is at or above its coupon barrier, set at 70% of the initial level. Principal is protected at maturity only if UBS does not call the Notes and each index finishes at or above its downside threshold, set at 60% of the initial level. Otherwise, repayment is reduced one-for-one with the loss of the worst-performing index, and all principal can be lost.

UBS may call the Notes on any monthly observation date beginning after three months, repaying principal plus any due coupon, ending future payments. The estimated initial value is $973.20 per Note, below the issue price, and UBS expects net proceeds of $1,563,975 after a $7 per Note underwriting discount. Payments depend on UBS’s credit, and the Notes will not be listed on an exchange.

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UBS AG is offering $304,000 of Trigger Callable Contingent Yield Notes linked to the worst performer among the Nasdaq-100 Technology Sector Index, the Russell 2000 Index, the Energy Select Sector SPDR Fund (XLE) and the Technology Select Sector SPDR Fund (XLK), maturing on December 29, 2028.

The Notes pay a 12.10% per annum contingent coupon (about $10.0833 per $1,000 monthly) only when each underlying is at or above its coupon barrier set at 70% of its initial level. UBS may call the Notes in whole, beginning after three months, paying back principal plus any due coupon, ending all future payments.

If the Notes are not called and any underlying finishes below its downside threshold at 60% of its initial level, repayment of principal is reduced one-for-one with the loss on the worst-performing underlying and can fall to zero. The estimated initial value is $981.10 per $1,000, and investors face both market risk on all four underlyings and UBS credit risk, with no exchange listing or dividend participation.

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UBS AG is offering $1,953,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 Index, maturing June 28, 2027. Investors can receive monthly contingent coupons at an annual rate of 8.05% if on each observation date all three indexes close at or above 70% of their initial levels. UBS may call the notes in whole, starting after three months, paying back principal plus any due coupon, ending all future payments.

If the notes are not called and any index finishes below its 70% downside threshold, the repayment is reduced one-for-one with the loss of the worst-performing index and can fall to zero, meaning a total loss of principal. The notes are unsecured obligations of UBS, have an estimated initial value of $962.30 per $1,000 note, will not be listed on an exchange, and expose holders to both market risk of the indexes and UBS credit risk.

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UBS AG, through its London Branch, is issuing $2,064,000 of Trigger Callable Contingent Yield Notes due December 29, 2028, linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indices. Each $1,000 note pays a contingent coupon at 8.55% per annum (monthly coupons of $7.125) only if on an observation date all three indices are at or above their coupon barriers, set at 75% of initial levels.

UBS may call the notes in whole on any monthly observation date starting after six months, paying principal plus any due coupon, after which no further payments are made. If the notes are not called and at maturity all indices are at or above their downside thresholds (set at 70% of initial levels), investors receive principal back; if any index is below its threshold, repayment is reduced in line with the worst index’s loss, up to a total loss of principal.

The notes are unsecured, unsubordinated obligations of UBS, are not insured, and will not be listed on an exchange. The estimated initial value is $945.60 per note, below the $1,000 issue price, reflecting underwriting discounts, hedging and funding costs. The product involves significant market, credit, liquidity and tax risks, and investors may receive few or no coupons and may lose a significant portion or all of their investment.

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UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing on or about December 27, 2027. These notes pay a contingent coupon only if Broadcom’s closing level on each observation date is at or above a specified coupon barrier; otherwise no coupon is paid for that period. The notes may be automatically called early if Broadcom’s level on any observation date (before the final valuation date) is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and the notes terminate.

If the notes are not called and Broadcom’s final level is at or above the downside threshold, UBS repays principal at maturity (and a final contingent coupon if the coupon barrier is also met). If the final level is below the downside threshold, repayment is reduced in line with Broadcom’s decline, and investors can lose all of their initial investment. The minimum investment is 100 notes at $10 per note, and the estimated initial value is expected to be between $9.43 and $9.68, reflecting UBS’s internal pricing models. All payments are subject to the creditworthiness of UBS.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on December 29, 2025.