STOCK TITAN

Highbridge Capital (ANVS) discloses 6.1% Annovis Bio stake tied to 2.78M warrant shares

(Moderate)
(Neutral)
Form Type
SCHEDULE 13G

Rhea-AI Filing Summary

Highbridge Capital Management, LLC, as investment adviser to certain funds, reports beneficial ownership of 2,775,578 shares of Annovis Bio, Inc. common stock issuable upon exercise of warrants. This position represents 6.1% of the class, based on 42,541,868 shares of common stock outstanding after a referenced offering and assuming warrant exercise.

Highbridge has sole voting and dispositive power over these warrant shares. The Highbridge Funds, including Highbridge Tactical Credit Master Fund, L.P., have the right to receive dividends and sale proceeds from the shares. Highbridge states that filing this report does not constitute an admission of beneficial ownership for all purposes.

Positive

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Negative

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Beneficial ownership shares 2,775,578 shares Shares of common stock issuable upon exercise of warrants reported by Highbridge
Ownership percentage 6.1% Percent of Annovis Bio common stock class beneficially owned by Highbridge
Shares outstanding baseline 42,541,868 shares Aggregate common shares after completion of an offering, assuming warrant exercise
Sole voting power 2,775,578 shares Shares over which Highbridge has sole power to vote or direct the vote
Sole dispositive power 2,775,578 shares Shares over which Highbridge has sole power to dispose or direct disposition
beneficial owner regulatory
"should not be construed as an admission that any of the foregoing persons or the Reporting Person is, for the purposes of Section 13, the beneficial owner"
A beneficial owner is the person who ultimately owns or controls a financial asset or property, even if their name isn't directly on official documents. Think of it like someone who secretly holds the keys to a safe deposit box—others may appear to have access, but the true owner is the one who benefits from what's inside. Identifying beneficial owners helps ensure transparency and prevent illegal activities like money laundering or fraud.
Sole Voting Power financial
"Sole Voting Power 2,775,578.00 6 | Shared Voting Power 0.00"
Sole voting power is the exclusive right to cast votes attached to a shareholder’s stock without needing approval from anyone else. Like holding the only remote control for a TV, it lets that holder decide corporate matters such as board members, mergers, and policy changes, making it important to investors because it concentrates control and can strongly influence a company’s strategy and the value of its shares.
Sole Dispositive Power financial
"Sole Dispositive Power 2,775,578.00 8 | Shared Dispositive Power 0.00"
Sole dispositive power is the exclusive legal authority to decide what happens to a security — for example, whether to sell, transfer, or retain shares — without needing anyone else’s permission. Investors care because it signals who truly controls the economic outcome of an investment: like holding the only key to a safe, the holder can realize gains or losses and may trigger regulatory reporting, insider rules, or influence over corporate ownership.
investment adviser financial
"the investment adviser to certain funds and accounts (the "Highbridge Funds")"
An investment adviser is a person or firm that professionally manages money and gives recommendations about buying, selling, or holding investments. Like a financial coach or guide, they have a legal duty to act in a client's best financial interest, so their advice, fees and potential conflicts can directly affect returns and risk — making their role important for investors who want informed, accountable help with portfolios.
warrants financial
"issuable upon exercise of warrants directly held by the Highbridge Funds"
Warrants are special documents that give you the right to buy a company's stock at a set price before a certain date. They are often used as a way for companies to attract investors or raise money, and their value can increase if the company's stock price goes up.

FAQ

What percentage of Annovis Bio (ANVS) does Highbridge Capital report owning?

Highbridge Capital Management reports beneficial ownership of 6.1% of Annovis Bio’s common stock, based on 42,541,868 shares outstanding after a referenced offering and assuming exercise of its warrants into 2,775,578 shares.

How many Annovis Bio (ANVS) shares are tied to Highbridge’s warrants?

Highbridge’s position relates to 2,775,578 shares of Annovis Bio common stock issuable upon exercise of warrants held by Highbridge-managed funds, over which Highbridge has sole voting and dispositive power.

What share count did Highbridge use to calculate its 6.1% stake in ANVS?

The 6.1% stake is calculated using 42,541,868 shares of Annovis Bio common stock, as reported after completion of an offering and assuming exercise of the warrants held by the Highbridge Funds.

Who actually receives dividends and sale proceeds from Highbridge’s ANVS position?

The Highbridge Funds, including Highbridge Tactical Credit Master Fund, L.P., have the right to receive or direct the receipt of dividends and proceeds from the sale of the Annovis Bio shares reported.

Does Highbridge have sole or shared voting power over its Annovis Bio (ANVS) position?

Highbridge reports sole voting power and sole dispositive power over 2,775,578 Annovis Bio shares issuable upon warrant exercise, with no shared voting or dispositive power disclosed.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates





03615A108

(CUSIP Number)
06/30/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G




Comment for Type of Reporting Person: Reflects shares of Common Stock (as defined in Item 2(a)) issuable upon exercise of warrants.


SCHEDULE 13G



Highbridge Capital Management, LLC
Signature:/s/ Kirk Rule
Name/Title:By: Kirk Rule, Executive Director
Date:08/14/2026