Sphere 3D Corp. (ANY) director awarded 74,074 restricted stock units

Rhea-AI Filing Summary

Sphere 3D Corp. director Duncan J. McEwan received a grant of 74,074 restricted stock units (RSUs). The award was recorded on the insider report as an acquisition with no cash price per unit. Each RSU represents a contingent right to receive one share of Sphere 3D common stock.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

McEwan Duncan J

(Last) (First) (Middle)

C/O SPHERE 3D CORP.

243 TRESSER BLVD., 17TH FLOOR

(Street)

STAMFORD CT 06901

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Sphere 3D Corp. [ ANY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/04/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit (RSU)	(1)	03/04/2026		A		74,074		03/04/2027	03/04/2027	Common Stock	74,074	(1)	74,074	D

Explanation of Responses:

1. Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

	Denise Garrett For: Duncan McEwan	03/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Sphere 3D (ANY) report for Duncan J. McEwan?

Sphere 3D reported that director Duncan J. McEwan acquired 74,074 restricted stock units. These RSUs were granted as equity compensation and recorded with a transaction code for grant or award, rather than as an open-market stock purchase or sale.

How many RSUs did Duncan J. McEwan receive from Sphere 3D (ANY)?

Duncan J. McEwan received 74,074 restricted stock units. The filing shows these RSUs as derivative securities, with 74,074 units both acquired in the transaction and held directly following the grant as part of his equity compensation.

What does each Sphere 3D (ANY) RSU granted to Duncan J. McEwan represent?

Each RSU granted to Duncan J. McEwan represents a contingent right to receive one share of Sphere 3D Corp. common stock. This means the units convert into shares subject to the company’s vesting and settlement conditions described in its compensation arrangements.

Was there a purchase price for the RSUs granted to Duncan J. McEwan at Sphere 3D (ANY)?

The RSUs granted to Duncan J. McEwan had a reported transaction price per unit of 0.0000. This indicates the award was provided as stock-based compensation, not acquired through a cash purchase on the open market at a stated share price.

How is Duncan J. McEwan’s ownership of Sphere 3D (ANY) RSUs classified after the grant?

After the grant, Duncan J. McEwan is shown as directly owning 74,074 RSUs. The filing classifies his ownership type and code as direct, reflecting that these restricted stock units are held in his own name rather than through an indirect entity.

What transaction code was used for Duncan J. McEwan’s RSU grant at Sphere 3D (ANY)?

The RSU grant to Duncan J. McEwan used transaction code “A,” described as a grant, award, or other acquisition. This code signals that the units were issued as part of compensation, rather than through a conventional buy or sell transaction in the market.