Every Form 4 that Sphere 3D Corp. (ANY) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow ANY and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full ANY filings page.
Sphere 3D Corp. (ANY) director Timothy P. Hanley reported acquiring Common Shares and Warrants in connection with a private placement. On September 8, 2026, he agreed to purchase 33,333 Common Shares at $3.00 per share together with an accompanying Warrant to purchase one Common Share at an exercise price of $3.50.
The transaction is documented in a securities purchase agreement with Sphere 3D Corp. and is expected to close on September 11, 2026, and is described as exempt from Section 16(b) under Rule 16b-3(d)(1). After this award, Hanley holds 115,934 Common Shares directly, including unvested restricted stock units, and 33,333 Warrants to purchase Common Shares.
Sphere 3D Corp. (ANY) director Nicholas Ray Gates entered into a securities purchase agreement on September 8, 2026 to acquire 133,333 Common Shares at $3.00 per share and 133,333 Warrants to purchase Common Shares at an exercise price of $3.50, in a private placement expected to close on September 11, 2026 and described as exempt from Section 16(b) under Rule 16b-3(d)(1). Following these grants, he holds 189,888 Common Shares directly, including unvested restricted stock units, and 133,333 Warrants directly.
Sphere 3D Corp. (ANY) reported that Chief Executive Officer and director Joel M. Block agreed on September 8, 2026 to acquire 166,666 Common Shares and 166,666 Warrants of the company in a private placement exempt from Section 16(b) under Rule 16b-3(d)(1). The private placement is expected to close on September 11, 2026, at a price of $3.00 per Common Share and accompanying Warrant, with each Warrant exercisable at $3.50 per Common Share until September 11, 2031.
After this award, Block holds 1,029,476 Common Shares directly, which the company states includes unvested restricted stock units.
Sphere 3D Corp. (ANY) reports that its Chief Financial Officer and director, Kurt L. Kalbfleisch, exercised 17,188 Restricted Stock Units on September 2, 2026, receiving an equal number of common shares at a stated exercise price of $0.00 per share. The vested RSUs relate to tranches that vested on June 30, 2026 and September 1, 2026, with settlement and delivery occurring on September 2, 2026. Following this settlement, he holds 443,003 common shares directly and 43,749 RSUs that remain outstanding with scheduled vesting through June 1, 2027, plus indirect holdings of 215 common shares each held by his daughter and son. No Rule 10b5-1 trading plan is reported.
Reppas Tiah Norton reported acquisition or exercise transactions in this Form 4 filing.
Sphere 3D Corp.'s Chief Accounting Officer, Reppas Tiah Norton, received an equity grant tied to the company’s common shares. The award covers 30,000 restricted stock units (RSUs), each representing a contingent right to receive one common share, granted on June 8, 2026 under the company’s equity plan.
The RSUs vest in four equal installments on December 1, 2026, June 1, 2027, December 1, 2027 and June 1, 2028, with full acceleration possible upon a defined Vesting Event such as a qualifying change in control or dissolution. After this grant, Norton holds 78,236 common shares directly.
Kalbfleisch Kurt L. reported acquisition or exercise transactions in this Form 4 filing.
Sphere 3D Corp. reported that Chief Financial Officer Kurt L. Kalbfleisch received a grant of 250,000 restricted stock units, each representing one common share. These RSUs were granted under the company’s equity plan and will vest in four equal installments from December 1, 2026 through June 1, 2028, with full acceleration possible upon a defined Vesting Event. Following this award, he holds 425,815 common shares directly, and Form 4 also notes indirect holdings of 215 common shares held by a son and 215 common shares held by a daughter.
Hanley Timothy P. reported acquisition or exercise transactions in this Form 4 filing.
Sphere 3D Corp. director Timothy P. Hanley received an equity grant of 50,000 restricted stock units (RSUs). Each RSU represents a contingent right to receive one common share under the company’s equity plan. The RSUs were granted on June 8, 2026 and will vest in full on June 1, 2027.
The award is subject to full acceleration upon a defined Vesting Event, which includes certain change in control situations or a dissolution, liquidation, or wind-up of Sphere 3D Corp. Following this grant, Hanley’s reported direct holdings are 82,601 common shares.
Gates Nicholas Ray reported acquisition or exercise transactions in this Form 4 filing.
Sphere 3D Corp. director Nicholas Ray Gates received a grant of 50,000 restricted stock units (RSUs). Each RSU represents the right to receive one common share. The grant was made on June 8, 2026 under the company’s equity plan and is compensation, not an open-market purchase.
The RSUs will vest in full on June 1, 2027, with full acceleration if a defined Vesting Event occurs, such as certain change in control situations or a dissolution, liquidation, or wind-up of the company. After this award, Gates is reported as holding 56,555 common shares.
Sphere 3D Corp. director Marcus E. Dent reported an award of 50,000 restricted stock units (RSUs), each representing a contingent right to receive one common share. The grant, made on June 8, 2026 under the company’s equity plan, is a compensation-related acquisition rather than an open-market purchase.
The RSUs will vest in full on June 1, 2027, with potential full acceleration if a defined Vesting Event occurs, such as a qualifying change in control or a dissolution, liquidation or wind-up of the company. Following this grant, Dent’s reported direct holdings are 60,210 common shares.
Block Joel M reported acquisition or exercise transactions in this Form 4 filing.
Sphere 3D Corp. director and Chief Executive Officer Joel M. Block reported an equity compensation grant. He received 500,000 restricted stock units, each representing a contingent right to receive one common share, at a stated price of $0.00 per unit.
The RSUs vest in four equal installments on December 1, 2026, June 1, 2027, December 1, 2027 and June 1, 2028 under the company’s equity plan. Vesting is subject to continued service, with full acceleration if a defined Vesting Event occurs, such as certain change in control events or a dissolution, liquidation or wind-up of the company.
Following this award, Block directly holds 862,810 common shares. Because the grant is a stock-based award rather than an open-market purchase or sale, it functions as compensation and does not, by itself, signal a change in market sentiment.
Sphere 3D Corp. CFO and director Kurt L. Kalbfleisch reported compensation-related share activity on June 1, 2026. He exercised 159,375 Restricted Stock Units (RSUs), receiving the same number of common shares.
To cover exercise price and tax obligations, 7,000 shares were delivered at $4.1473 per share and 50,000 shares at $3.0599 per share, both coded as tax-withholding dispositions rather than open-market sales. One entry shows his direct common share holdings at 175,815 shares following a tax-withholding transaction. Separate holding entries list 215 common shares held indirectly through his son and 215 common shares held indirectly through his daughter.
Sphere 3D Corp.’s Chief Accounting Officer, Reppas Tiah Norton, reported compensation-related equity activity involving restricted stock units (RSUs) and associated tax withholding.
Norton exercised 56,250 RSUs into common shares at a stated price of $0.00 per share. Separate entries show dispositions totaling 20,398 common shares delivered to satisfy the issuer’s tax withholding obligations tied to vested RSUs, rather than open‑market sales.
After the vesting event, Norton continues to hold RSU awards covering 33,750 restricted stock units, with 1,250 units vesting quarterly from September 1, 2026 through March 1, 2027, and 5,000 units vesting quarterly from September 1, 2026 through December 1, 2027.
Sphere 3D Corp. director Duncan J. McEwan exercised restricted stock units into common shares. On 2026-06-01, he converted 74,074 Restricted Stock Units (RSUs) into 74,074 Common Shares, with no open-market buying or selling reported in this filing.
Following the transaction, his reported direct ownership is 74,074 Common Shares, and there are no remaining RSU derivative positions shown in this filing. The RSUs represented a contingent right to receive one common share each, so this is a compensation-related exercise rather than a cash purchase or sale.
Sphere 3D Corp. director Sue Harnett exercised restricted stock units into common shares. On June 1, 2026, she converted 74,074 RSUs, each representing one common share of Sphere 3D Corp., into the same number of common shares at a stated price of $0.00 per share.
Following this derivative exercise, Harnett directly holds 106,675 common shares of the company. The RSU position reported in this filing was fully converted, with no remaining RSUs shown after the transaction. This is a compensation-related equity conversion rather than an open-market purchase or sale.
Sphere 3D Corp. director Timothy P. Hanley exercised derivative awards into common stock. On May 29, 2026, he exercised 12,630 Restricted Stock Units, each converting into one share of Sphere 3D common stock at a conversion price of $0.00 per share.
Following the transaction, Hanley directly owns 32,601 shares of common stock and 74,074 Restricted Stock Units, which represent rights to receive the same number of shares in the future. The filing shows an exercise of awards rather than an open-market purchase or sale.
Sphere 3D Corp. director Sue Harnett exercised restricted stock units into common shares. On May 29, 2026, she acquired 12,630 shares of Common Stock at an exercise price of $0.00 per share through the conversion of RSUs, and held 32,601 common shares directly after the transaction.
Sphere 3D Corp. CEO and CFO Kurt L. Kalbfleisch reported the vesting and conversion of 8,985 Restricted Stock Units (RSUs) into an equal number of common shares at a price of $0.00 per share. Following this derivative exercise, he directly holds 73,440 common shares.
The filing also shows 220,312 RSUs outstanding across three awards, with portions scheduled to vest on June 1, June 30, September 30 and December 31, 2026. In addition, 215 common shares are reported as indirectly held through his son and 215 common shares through his daughter.
Sphere 3D Corp. Chief Accounting Officer Reppas Tiah Norton reported routine equity compensation activity. On March 11, 2026, 16,250 restricted stock units converted into the same number of common shares at a $0.00 exercise price. On March 12, 2026, 6,250 of those shares were sold at $1.61 per share to satisfy the company’s tax withholding obligations tied to the RSU vesting, rather than as a discretionary open-market sale. After these transactions, the officer directly held 12,384 common shares and 90,000 RSUs with scheduled vesting through 2027, with all balances reflecting a prior 1-for-10 reverse stock split.
Sphere 3D Corp. CEO and CFO Kurt L. Kalbfleisch reported routine equity compensation activity. On March 12, 2026, he exercised 18,358 Restricted Stock Units (RSUs), receiving the same number of common shares at a conversion price of $0.00 per share, increasing his direct common holdings to 74,255 shares. On March 13, 2026, he sold 9,800 common shares at $1.59 per share; a footnote explains this sale was made to satisfy the company’s tax withholding obligations related to the RSU vesting, indicating it was not a discretionary open‑market liquidation. After these transactions, he directly held 64,455 common shares and 229,297 RSUs with scheduled vesting through 2027. The filing also notes small indirect holdings of 215 common shares each held by his daughter and son.
Hanley Timothy P. reported acquisition or exercise transactions in this Form 4 filing.
Sphere 3D Corp. director Timothy P. Hanley reported receiving a grant of 74,074 restricted stock units (RSUs) on March 4, 2026. Each RSU represents a contingent right to receive one share of Sphere 3D common stock at no purchase price.
After this award, Hanley directly holds 86,704 RSUs in total. This includes 12,630 RSUs that are scheduled to vest in full on May 29, 2026. The previously granted RSUs have been adjusted to reflect Sphere 3D’s 1-for-10 reverse stock split that became effective on February 9, 2026.
Sphere 3D Corp. director Duncan J. McEwan received a grant of 74,074 restricted stock units (RSUs). The award was recorded on the insider report as an acquisition with no cash price per unit. Each RSU represents a contingent right to receive one share of Sphere 3D common stock.
Harnett Sue reported acquisition or exercise transactions in this Form 4 filing.
Sphere 3D Corp. director Sue Harnett received a new equity award in the form of restricted stock units. On March 4, 2026, she was granted 74,074 RSUs, each representing a contingent right to receive one share of Sphere 3D common stock. After this award, she directly holds 86,704 RSUs, which also include a prior RSU grant for 12,630 shares that vests in full on May 29, 2026. The earlier RSU grant has been adjusted to reflect the company’s 1-for-10 reverse stock split effective February 9, 2026.
Kalbfleisch Kurt L. reported acquisition or exercise transactions in this Form 4 filing.
Sphere 3D Corp. reported that CEO and CFO Kurt L. Kalbfleisch received a grant of 150,000 Restricted Stock Units (RSUs) on March 4, 2026. Each RSU represents a contingent right to receive one share of Sphere 3D common stock.
After this award, Kalbfleisch holds 247,655 RSUs, which include three earlier grants with specified vesting schedules: 2,343 shares with remaining vesting on March 31, 2026; 39,062 shares vesting quarterly until December 31, 2026; and 56,250 shares vesting quarterly until June 1, 2027.
The RSU amounts have been adjusted to reflect Sphere 3D’s 1-for-10 reverse stock split that became effective on February 9, 2026.
Reppas Tiah Norton reported acquisition or exercise transactions in this Form 4 filing.
Sphere 3D Corp. reported that its Chief Accounting Officer, Tiah Norton Reppas, received a grant of 50,000 Restricted Stock Units (RSUs) on March 4, 2026. Each RSU represents a contingent right to receive one share of Sphere 3D common stock.
After this award, the officer directly holds 106,250 RSUs, reflecting this and prior grants. Footnote disclosure explains that earlier RSU awards totaling 6,250 and 50,000 underlying shares vest in quarterly installments into 2027 and were adjusted for a 1-for-10 reverse stock split effective February 9, 2026.