AppFolio insider Duca sells 14,707 shares

APPFOLIO INC reporting person Maurice J. Duca, a ten percent owner, reported 30 open-market sales of Class A Common Stock on August 12–13, 2026, totaling 14,707 shares.

Rhea-AI Filing Summary

APPFOLIO INC reporting person Maurice J. Duca, a ten percent owner, reported 30 open-market sales of Class A Common Stock on August 12–13, 2026, totaling 14,707 shares. Sales were executed at prices generally between $193.95 and $206.52 per share pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2026. Some shares were sold directly, with additional shares sold indirectly through a family trust and a pension trust; the pension trust sales involve shares over which he has voting and dispositive power but no pecuniary interest.

Insider Trade Summary 10b5-1

Net Seller: 14,707 shares

Net Sell 30 txns

Insider DUCA MAURICE J

Role 10% Owner

Sold 14,707 shs ($2.90M)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock F1, F8	578	$194.54	$112K
Sale	Class A Common Stock F1, F9	540	$195.62	$106K
Sale	Class A Common Stock F1, F10	675	$196.28	$132K
Sale	Class A Common Stock F1, F11	360	$197.29	$71K
Sale	Class A Common Stock F1, F12	295	$198.36	$59K
Sale	Class A Common Stock F1	33	$199.81	$7K
Sale	Class A Common Stock F1, F13	132	$201.82	$27K
Sale	Class A Common Stock F1, F14	197	$204.07	$40K
Sale	Class A Common Stock F1, F15	327	$204.88	$67K
Sale	Class A Common Stock F16	363	$206.10	$75K
Sale	Class A Common Stock F1, F8	261	$194.54	$51K
Sale	Class A Common Stock F1, F9	246	$195.62	$48K
Sale	Class A Common Stock F1, F2	467	$195.41	$91K
Sale	Class A Common Stock F1, F3	1,453	$196.56	$286K
Sale	Class A Common Stock F1, F4	1,229	$197.33	$243K
Sale	Class A Common Stock F1, F5	220	$198.24	$44K
Sale	Class A Common Stock F1, F6	98	$200.19	$20K
Sale	Class A Common Stock F1	33	$201.04	$7K
Sale	Class A Common Stock F1, F2	210	$195.42	$41K
Sale	Class A Common Stock F1, F3	669	$196.56	$131K
Sale	Class A Common Stock F1, F4	561	$197.33	$111K
Sale	Class A Common Stock F1, F5	100	$198.24	$20K
Sale	Class A Common Stock F1, F6	45	$200.20	$9K
Sale	Class A Common Stock F1	15	$201.04	$3K
Sale	Class A Common Stock F1, F2, F7	747	$195.41	$146K
Sale	Class A Common Stock F1, F3, F7	2,328	$196.56	$458K
Sale	Class A Common Stock F1, F4, F7	1,964	$197.33	$388K
Sale	Class A Common Stock F1, F5, F7	352	$198.24	$70K
Sale	Class A Common Stock F1, F6, F7	157	$200.20	$31K
Sale	Class A Common Stock F1, F7	52	$201.04	$10K

Holdings After Transaction: Class A Common Stock — 67,532 shares (Indirect, By Pension Trust); Class A Common Stock — 38,662 shares (Direct); Class A Common Stock — 17,317 shares (Indirect, By Family Trust)

Footnotes (16)

1. F1. Sales made pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person on March 13, 2026.
2. F2. This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $194.89 to $195.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
3. F3. This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $195.92 to $196.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
4. F4. This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $196.95 to $197.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
5. F5. This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $198.025 to $198.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
6. F6. This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $199.69 to $200.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
7. F7. These shares of Class A Common Stock ("Class A Shares") are held by a pension trust of which the Reporting Person is the sole trustee and who, in that capacity, possesses sole voting and sole dispositive power over these Class A Shares. However, the Reporting Person does not possess any pecuniary interest in these Class A Shares.
8. F8. This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $193.95 to $194.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
9. F9. This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $194.95 to $195.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
10. F10. This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $195.95 to $196.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
11. F11. This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $197.02 to $197.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
12. F12. This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $198.05 to $198.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
13. F13. This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $201.25 to $202.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
14. F14. This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $203.50 to $204.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
15. F15. This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $204.61 to $205.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
16. F16. This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $205.61 to $206.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Key Figures

Shares sold: 14,707 shares Number of sale transactions: 30 Price range of sales: $193.95–$206.52 per share +3 more

6 metrics

Shares sold 14,707 shares Total Class A Common Stock sold across 30 transactions on August 12–13, 2026

Number of sale transactions 30 Open-market or private sale transactions reported in this Form 4

Price range of sales $193.95–$206.52 per share Lowest and highest sale price ranges described in transaction footnotes

Net buy/sell direction Net sell of 14,707 shares Transaction summary shows net-sell activity with no purchases

10b5-1 plan adoption date March 13, 2026 Rule 10b5-1 trading plan under which the reported sales were made

Pension trust sales context No pecuniary interest Pension trust shares sold where Duca has voting/dispositive power but no pecuniary interest

Key Terms

Rule 10b5-1 trading plan, weighted average price, pecuniary interest, Class A Common Stock, +1 more

5 terms

Rule 10b5-1 trading plan financial

"Sales made pursuant to a 10b5-1 trading plan previously adopted"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

weighted average price financial

"This price reflects the weighted average price at which these shares"

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

pecuniary interest financial

"However, the Reporting Person does not possess any pecuniary interest"

Class A Common Stock financial

"These shares of Class A Common Stock ("Class A Shares") are held"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

ten percent owner financial

"Reporting Person is indicated as a ten percent owner of the issuer"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider activity did APPF (AppFolio Inc) report for Maurice J. Duca?

APPF reported that Maurice J. Duca, a ten percent owner, executed 30 open-market sales of Class A Common Stock on August 12–13, 2026, involving a total of 14,707 shares sold directly and through related trusts.

How many APPF shares did Maurice J. Duca sell and over what dates?

Across all reported transactions, entities associated with Maurice J. Duca sold 14,707 APPF shares. These 30 sales occurred over two consecutive trading days, August 12 and 13, 2026, in multiple small blocks at varying prices.

What price range did Maurice J. Duca’s APPF share sales occur at?

The reported transactions indicate sale prices generally between $193.95 and $206.52 per share. Individual line items use weighted average prices, with detailed breakdowns available for each price range upon request as described in the footnotes.

Were Maurice J. Duca’s APPF sales under a Rule 10b5-1 trading plan?

Yes. A footnote states the sales were made pursuant to a Rule 10b5-1 trading plan that Maurice J. Duca adopted on March 13, 2026, indicating the trades were pre-arranged under that plan.

Did trusts participate in the reported APPF share sales by Maurice J. Duca?

Yes. Some sales were reported as indirect, made by a family trust and by a pension trust. For the pension trust, Duca has sole voting and dispositive power but no pecuniary interest in those Class A shares, according to the footnotes.

Does the Form 4 show any APPF share purchases by Maurice J. Duca?

No. The transaction summary shows 0 purchases and 30 sales, with a net change of 14,707 shares sold. All reported transactions are coded as open-market or private sale transactions in Class A Common Stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 08/14/2026 - 06:53 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

DUCA MAURICE J

(Last) (First) (Middle)

C/O IGSB, INC.

1485 E. VALLEY ROAD, SUITE H

(Street)

SANTA BARBARA CALIFORNIA 93108

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
APPFOLIO INC [ APPF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/12/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	08/12/2026		S(1)		467	D	$195.41(2)	45,195	D
Class A Common Stock	08/12/2026		S(1)		1,453	D	$196.56(3)	43,742	D
Class A Common Stock	08/12/2026		S(1)		1,229	D	$197.33(4)	42,513	D
Class A Common Stock	08/12/2026		S(1)		220	D	$198.24(5)	42,293	D
Class A Common Stock	08/12/2026		S(1)		98	D	$200.19(6)	42,195	D
Class A Common Stock	08/12/2026		S(1)		33	D	$201.04	42,162	D
Class A Common Stock	08/12/2026		S(1)		210	D	$195.42(2)	19,214	I	By Family Trust
Class A Common Stock	08/12/2026		S(1)		669	D	$196.56(3)	18,545	I	By Family Trust
Class A Common Stock	08/12/2026		S(1)		561	D	$197.33(4)	17,984	I	By Family Trust
Class A Common Stock	08/12/2026		S(1)		100	D	$198.24(5)	17,884	I	By Family Trust
Class A Common Stock	08/12/2026		S(1)		45	D	$200.2(6)	17,839	I	By Family Trust
Class A Common Stock	08/12/2026		S(1)		15	D	$201.04	17,824	I	By Family Trust
Class A Common Stock	08/12/2026		S(1)		747	D	$195.41(2)	72,385	I	By Pension Trust(7)
Class A Common Stock	08/12/2026		S(1)		2,328	D	$196.56(3)	70,057	I	By Pension Trust(7)
Class A Common Stock	08/12/2026		S(1)		1,964	D	$197.33(4)	68,093	I	By Pension Trust(7)
Class A Common Stock	08/12/2026		S(1)		352	D	$198.24(5)	67,741	I	By Pension Trust(7)
Class A Common Stock	08/12/2026		S(1)		157	D	$200.2(6)	67,584	I	By Pension Trust(7)
Class A Common Stock	08/12/2026		S(1)		52	D	$201.04	67,532	I	By Pension Trust(7)
Class A Common Stock	08/13/2026		S(1)		578	D	$194.54(8)	41,584	D
Class A Common Stock	08/13/2026		S(1)		540	D	$195.62(9)	41,044	D
Class A Common Stock	08/13/2026		S(1)		675	D	$196.28(10)	40,369	D
Class A Common Stock	08/13/2026		S(1)		360	D	$197.29(11)	40,009	D
Class A Common Stock	08/13/2026		S(1)		295	D	$198.36(12)	39,714	D
Class A Common Stock	08/13/2026		S(1)		33	D	$199.81	39,681	D
Class A Common Stock	08/13/2026		S(1)		132	D	$201.82(13)	39,549	D
Class A Common Stock	08/13/2026		S(1)		197	D	$204.07(14)	39,352	D
Class A Common Stock	08/13/2026		S(1)		327	D	$204.88(15)	39,025	D
Class A Common Stock	08/13/2026		S		363	D	$206.1(16)	38,662	D
Class A Common Stock	08/13/2026		S(1)		261	D	$194.54(8)	17,563	I	By Family Trust
Class A Common Stock	08/13/2026		S(1)		246	D	$195.62(9)	17,317	I	By Family Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Sales made pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person on March 13, 2026.

2. This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $194.89 to $195.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

3. This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $195.92 to $196.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

4. This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $196.95 to $197.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

5. This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $198.025 to $198.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

6. This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $199.69 to $200.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

7. These shares of Class A Common Stock ("Class A Shares") are held by a pension trust of which the Reporting Person is the sole trustee and who, in that capacity, possesses sole voting and sole dispositive power over these Class A Shares. However, the Reporting Person does not possess any pecuniary interest in these Class A Shares.

8. This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $193.95 to $194.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

9. This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $194.95 to $195.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

10. This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $195.95 to $196.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

11. This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $197.02 to $197.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

12. This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $198.05 to $198.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

13. This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $201.25 to $202.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

14. This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $203.50 to $204.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

15. This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $204.61 to $205.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

16. This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $205.61 to $206.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Remarks:

Due to a 30 line-item limitation in Table I, this is the first of two Forms 4 filed by the Reporting Person on August 14, 2026.

	/s/ Kimberly Shea, Attorney-in-Fact for Maurice J. Duca	08/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)