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Alpha Pro Tech Insider James Buchan Disposes of 9,413 APT Shares

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Alpha Pro Tech (APT) director James Buchan reported two open-market sales on 09/09/2025. He sold 3,013 shares at $4.81 and 6,400 shares at $4.88, reducing his direct holdings to 4,740 shares after the transactions. The Form 4 was signed on 09/11/2025 and does not report any derivative transactions or other filings.

Positive

  • None.

Negative

  • Director sold 9,413 shares in two transactions on 09/09/2025, reducing direct holdings to 4,740 shares
  • No Rule 10b5-1 box checked to indicate the sales were part of a pre-established trading plan

Insights

TL;DR: Director executed routine open-market sales totaling 9,413 shares; impact appears limited based on disclosed post-sale holdings.

The filing documents two sales by a company director on a single date at prices of $4.81 and $4.88. Combined proceeds can be approximated by multiplying quantities by prices, but the form does not disclose gross proceeds or pre-sale holdings. No options or other derivative activity are reported. For investors, this is a disclosure of insider liquidity rather than a reported change in control or compensation-related transaction.

TL;DR: Insider sale by a director is disclosed properly; filing shows compliance with Section 16 reporting.

The Form 4 is signed and dated, lists the filer as a director, and reports the sales with transaction codes. There is no indication of a Rule 10b5-1 plan checked on the form. The disclosure is standard for insider trades and does not reveal related-party transfers or indemnities. From a governance perspective, the filing meets reporting requirements but provides limited context for the motivation behind the sales.

Insider Buchan James
Role Director
Sold 9,413 shs ($46K)
Type Security Shares Price Value
Sale Common Stock 3,013 $4.81 $14K
Sale Common Stock 6,400 $4.88 $31K
Holdings After Transaction: Common Stock — 11,140 shares (Direct)
Footnotes (1)
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Buchan James
(Last) (First) (Middle)
53 WELLINGTON STREET EAST
(Street)
AURORA A6 L4G 1H6
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ALPHA PRO TECH LTD [ APT ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/09/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/09/2025 S 3,013 D $4.81 11,140 D
Common Stock 09/09/2025 S 6,400 D $4.88 4,740 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ James Buchan 09/11/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What transactions did James Buchan report on APT Form 4?

He reported two sales on 09/09/2025: 3,013 shares at $4.81 and 6,400 shares at $4.88.

How many APT shares does James Buchan own after the reported sales?

He reported beneficial ownership of 4,740 shares following the transactions.

Did the Form 4 report any derivative transactions for APT?

No derivative securities were reported on Table II of the Form 4.

When was the Form 4 signed and filed for the APT insider sale?

The reporting person signed the Form 4 on 09/11/2025.

Is there an indication these sales were made under a 10b5-1 plan?

No. The section to indicate a 10b5-1 plan is not checked on the form.