Aptevo Therapeutics Inc. filings document the regulatory record of a clinical-stage biotechnology company developing immune-oncology candidates based on ADAPTIR and ADAPTIR-FLEX platforms. Its 8-K reports record clinical updates for mipletamig in acute myeloid leukemia, annual financial results, material agreements, executive and board changes, and other public-company events.
The company’s proxy and registration filings disclose shareholder voting matters, proposed charter and administrative amendments, Nasdaq share-issuance approvals, common-stock financing arrangements, and capital-structure information related to its standby equity purchase agreement. These filings also provide formal context for governance, securities issuance mechanics, and the funding disclosures associated with Aptevo’s oncology pipeline.
Aptevo Therapeutics Inc. (APVO) filed a prospectus covering up to 8,250,825 shares reserved for issuance to YA II PN, Ltd. under a Standby Equity Purchase Agreement that commits YA to purchase up to $25.0 million of common stock over a up-to-36-month Commitment Period ending June 16, 2028 (or earlier if fully drawn). YA will purchase Advance Shares at a price equal to 96% of the lowest of three daily VWAPs in the applicable pricing period. The company paid a $25,000 structuring fee and agreed to a 2.00% commitment fee on the $25.0 million Commitment Amount, payable in five quarterly installments.
As of June 30, 2025, 3,224,156 shares were outstanding; if all 8,250,825 shares were issued they would represent approximately 72% of outstanding shares as of July 25, 2025. The Purchase Agreement contains an Ownership Limitation (9.99% beneficial ownership) and previously included an Exchange Cap (151,755 shares) that was removed following stockholder approval on July 24, 2025. The prospectus discloses Nasdaq listing risks, the company’s 1-for-20 reverse split effective May 23, 2025, recent net losses reported for 2024, and an auditor explanatory paragraph regarding going concern uncertainty.