Every 8-K that Arrive AI Inc. (ARAI) has filed with the SEC in the last 24 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A 8-K covers material events a company has to report between its quarterly reports, so if you follow ARAI and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full ARAI filings page.
Arrive AI Inc. reported that Stephano Slack LLC resigned as its independent registered public accounting firm effective October 13, 2026, and that Arrive AI engaged M&K effective that date. The Audit Committee approved the change. M&K was engaged to review interim financial statements for the quarter ending September 30, 2026, and audit financial statements for the fiscal year ending December 31, 2026. Stephano Slack’s report for the fiscal year ended December 31, 2025 included an explanatory paragraph regarding substantial doubt about Arrive AI’s ability to continue as a going concern. Arrive AI and Stephano Slack described the separation as amicable and said they intend to cooperate in an orderly transition.
Arrive AI Inc. (ARAI) formed Arrive AI Defense to focus on adapting and advancing its patented autonomous delivery infrastructure and logistics technologies for potential defense, military, diplomatic and national security applications. Chief Strategy Officer Neerav Shah will lead the division.
The division intends to evaluate government funding opportunities, including Small Business Innovation Research and Small Business Technology Transfer programs where eligible, along with research and development awards and prototype agreements. No government funding awards or defense contracts have been announced in connection with the division’s formation, and the company says there is no assurance it will qualify for or receive funding.
Arrive AI Inc. completed a private investment in public equity (PIPE) on October 5, 2026, selling 384,615 common shares and a warrant to buy 384,615 shares for an aggregate purchase price of $250,000, or $0.65 per share and accompanying warrant. It received $250,000 gross before a $5,000 reimbursement of the purchaser’s legal and other offering expenses; net proceeds are intended for general working capital.
The warrant is immediately exercisable at $0.70 per share and expires October 5, 2031; cashless exercise yields a number of shares equal to the otherwise issuable number multiplied by 3.33. Exercise is generally subject to a 4.99% beneficial-ownership cap, adjustable up to 9.99%; an increase takes effect 61 days after notice. Arrive AI agreed to file a resale registration statement within 20 days after closing.
Arrive AI clarified that the shares and warrant were unregistered when issued in an exempt PIPE, correcting the press release’s “registered direct offering” description. The investor expressed interest in evaluating up to $10 million in additional financing, subject to market conditions, registration capacity, regulatory requirements, definitive documentation and company approval; there is no assurance it will be completed.
Arrive AI Inc. (ARAI) said Mark Hamm, its Chief Operating Officer and a member of its Board of Directors, notified the company on September 24, 2026, that he is resigning from both roles effective October 2, 2026. The company stated that his resignation was not the result of any disagreement concerning its operations, policies or practices.
Arrive AI Inc. (ARAI) furnished an investor presentation under Regulation FD, stating that on September 8, 2026 the Company posted an updated investor deck on its website at https://investors.arriveai.com/ and attached it as Exhibit 99.1.
The Company specifies that the presentation and related disclosure are being furnished, not filed, so they are not subject to liability under Section 18 of the Exchange Act, are not deemed subject to amended Item 10 of Regulation S-K, and are not automatically incorporated by reference into other Securities Act or Exchange Act filings.
Arrive AI Inc. (ARAI) entered into a new financing arrangement, Pre-Paid Purchase No. 5, with Streeterville Capital under an existing Securities Purchase Agreement. Streeterville paid $100,000 for an unsecured promissory note with an original principal of $108,000, reflecting an $8,000 original issue discount. The note bears 8% annual interest, compounded daily, and amounts outstanding may be applied to purchase common shares at the lesser of the Fixed Price or 90% of the lowest 10‑day VWAP, but not below $0.10 per share, which reduces the prior floor price from $0.25. This floor-price reduction also applies to outstanding Pre-Paid Purchases No. 2 and 3, which had triggered $962,500 in mandatory monthly cash repayments plus interest.
The company may prepay at 115% of principal with notice, and certain trigger events require monthly cash repayments of $13,750 plus interest, while default interest increases to 15%. A 9.99% beneficial ownership limitation governs share issuances. Arrive AI and Streeterville also agreed to a waiver allowing purchases under Pre-Paid Purchase No. 5 during an existing standstill period. Separately, Arrive AI implemented a 20% workforce reduction, targeting annualized cost savings of about $1,524,000, and approximately 450,000 unvested RSUs were forfeited and returned to the company.
Arrive AI Inc. reported that its common stock’s volume weighted average price fell below a $0.25 Floor Price for at least five trading days within seven, creating a “Floor Price Trigger” under two outstanding Pre-Paid Purchase agreements with Streeterville Capital, LLC. This obligates Arrive AI to begin mandatory monthly cash repayments starting on the third trading day after August 6, 2026, continuing monthly until the balances are paid or obligations otherwise cease under the agreements.
The aggregate mandatory monthly payment is $962,500 plus accrued and unpaid interest, including $550,000 under Pre-Paid Purchase #2 and $412,500 under Pre-Paid Purchase #3. Pre-Paid Purchase #1 and #4 were fully converted into common stock before the trigger date and are not part of this repayment duty. The company’s obligation to make future monthly payments will cease for any payment not yet due if its VWAP exceeds 120% of the Floor Price ($0.30 per share) for five consecutive trading days, unless a later Floor Price Trigger or Exchange Cap Trigger occurs. Arrive AI states it is in discussions with Streeterville regarding potential remediation, with no assurance of any agreement.
The Board also appointed Piyush Phadke as Chief Financial Officer, effective August 17, 2026, under an employment agreement dated August 10, 2026. He will receive a $300,000 annual base salary and a grant of 1,100,000 restricted stock units, of which 1,000,000 vest over four years and 100,000 vest immediately, with full acceleration of unvested RSUs upon a change of control, subject to continued employment.
Arrive AI Inc. reported leadership changes involving its finance function and board. Chief Financial Officer Todd Pepmeier notified the company on July 27, 2026 that he is resigning as CFO, with his resignation scheduled to become effective on August 10, 2026.
The company also reported that director Laurie Tucker resigned from the board on July 29, 2026. Her resignation is stated to be not the result of any disagreement with the company concerning its operations, policies or practices.
Arrive AI Inc. reported that Nasdaq notified the company on July 21, 2026 that it is not in compliance with the Nasdaq Global Select Market’s minimum Market Value of Publicly Held Shares requirement of $15,000,000 under Listing Rule 5450(b)(2)(C).
The company’s market value of publicly held shares was below this threshold for 32 consecutive business days from June 3, 2026 to July 20, 2026. Arrive AI has 180 calendar days, until January 19, 2027, to have MVPHS of at least $15,000,000 for a minimum of 10 consecutive business days or its securities may become subject to delisting. The company may also consider applying to transfer its listing to the Nasdaq Capital Market and states it will monitor MVPHS and evaluate available options.
Arrive AI Inc. entered into an Equity Distribution Agreement with Maxim Group LLC on June 11, 2026, establishing an “at the market” stock offering program. The company may sell shares of common stock with an aggregate offering price of up to $14,967,247 from time to time through Maxim as sales agent.
Sales will be made under the company’s effective shelf registration statement on Form S-3, with a related prospectus supplement dated June 12, 2026. Arrive AI will pay Maxim a 2.5% commission on gross sales, is not required to sell any shares, and can suspend or terminate the program under specified notice terms.
Arrive AI Inc. reported that Nasdaq sent a deficiency letter on June 2, 2026 because its common stock failed to meet the $1.00 minimum bid price requirement for 30 consecutive business days under Nasdaq Listing Rule 5450(a)(1).
The company has 180 calendar days, until November 30, 2026, to regain compliance by maintaining a closing bid of at least $1.00 for ten consecutive business days. If it still falls short, Arrive AI may qualify for a second 180‑day period if other Nasdaq Global Market initial listing standards are met, or face potential delisting with the right to appeal.
Arrive AI Inc. entered into a Standstill Agreement with Streeterville Capital LLC related to prior pre-paid purchase financing. The investor agreed not to deliver new purchase notices under any outstanding pre-paid purchases from May 14, 2026 through December 31, 2026, unless Arrive AI’s common stock trades at least 15% above the Nasdaq Minimum Price on a given trading day. The standstill ends if Arrive AI materially breaches the agreement or an event of default occurs under any transaction document, after which the investor may resume submitting purchase notices. No additional cash or property consideration was exchanged for this standstill.
Arrive AI Inc. reported that it has regained compliance with Nasdaq’s continued listing rules. The company previously received a notice on March 31, 2026, because its market value of publicly held shares had stayed below $15,000,000 for 30 consecutive business days.
Nasdaq’s staff determined that from April 10, 2026 to April 23, 2026, Arrive AI’s market value of publicly held shares was at least $15,000,000 for 10 straight business days. As a result, Nasdaq considers the company back in compliance with Listing Rule 5450(b)(2)(C), and the matter is now closed.
Arrive AI Inc. reported it will restate certain prior quarterly financial statements after finding a non-cash accounting error tied to the conversion feature of a convertible note with Streeterville Capital, LLC, which should have been treated as an embedded derivative under ASC 815-40.
The company determined that financial statements in its Form 10-Qs for the quarters ended June 30, 2025 and September 30, 2025 should no longer be relied upon and plans to amend those reports. The error affects reported net income, balance sheet presentation and footnote disclosures, and a third-party valuation firm and the company’s auditors are involved in reassessing fair value.
Arrive AI states that the error has been remediated in its Form 10-K for the year ended December 31, 2025. Separately, the board appointed T-Mobile executive Michael Fitz as a new director, effective April 16, 2026, with a $40,000 annual cash retainer and $150,000 in annual RSU-based equity compensation.
Arrive AI Inc. disclosed that Nasdaq notified the company it is out of compliance with two listing standards tied to market value. The company’s Market Value of Publicly Held Shares has stayed below the required $15,000,000 for 30 consecutive business days, triggering a deficiency notice.
Separately, Nasdaq determined that Arrive AI no longer meets the $50,000,000 minimum Market Value of Listed Securities standard, also after 30 consecutive business days below that level. Arrive AI has until September 28, 2026 to regain both thresholds for at least 10 consecutive business days or face potential delisting, though it may seek a transfer to the Nasdaq Capital Market.
Arrive AI Inc. entered into a new prepaid financing with Streeterville Capital, receiving $10,000,000 in cash for an unsecured promissory note with an original principal of $10,800,000, reflecting an $800,000 original issue discount and an interest rate of 8% per year, compounded daily.
Streeterville can apply the outstanding balance to buy common shares at the lower of the Nasdaq listing reference price or 90% of the lowest ten-day VWAP, with a $0.25 per-share floor and a 9.99% ownership cap. Certain price and ownership triggers require monthly cash repayments of $1,375,000 plus interest, and events of default can increase the rate to 15% and make the balance immediately due.
The company agreed in a side letter to file a Form S-1 to register at least 10,000,000 shares linked to this structure by February 9, 2026, and Maxim Group will receive a 4% cash fee on the gross proceeds for acting as placement agent.