Welcome to our dedicated page for Associated Banc SEC filings (Ticker: ASB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for Associated Banc-Corp (NYSE: ASB), a Wisconsin-incorporated bank holding company and the largest bank holding company based in Wisconsin. As a registrant with Commission File Number 001-31343, Associated Banc-Corp files periodic and current reports that describe its financial condition, operations and material corporate events.
Investors can review Form 8-K current reports in which the company discloses quarterly earnings announcements, investor presentations and significant agreements. Recent 8-K filings include items reporting results of operations and financial condition, as well as the entry into an Agreement and Plan of Merger with American National Corporation. That merger agreement outlines the planned combination of American National with Associated Banc-Corp and the subsequent merger of American National Bank into Associated Bank, National Association, subject to regulatory approvals and customary closing conditions.
In addition to 8-Ks, Associated Banc-Corp files annual reports on Form 10-K and quarterly reports on Form 10-Q, which provide more detailed information on its commercial banking activities, segment reporting, risk management and capital position. These filings also discuss regulatory matters and risk factors relevant to the company’s operations as a bank holding company.
Users of this page can also monitor disclosures related to preferred stock, subordinated notes and other securities referenced in the company’s filings. Where available on the platform, AI-powered tools can help summarize lengthy documents such as 10-K and 10-Q reports, highlight key sections, and surface important items from 8-K filings, allowing readers to focus on the most material information without reading every page.
For those interested in tracking regulatory developments, capital actions, merger progress and other material events affecting ASB, the SEC filings listed here offer an official record of Associated Banc-Corp’s disclosures to regulators and investors.
Associated Banc-Corp executive Jayne C. Hladio reported an equity grant. On February 1, 2026, she acquired 2,711 shares of Common Stock $0.01 Par Value at a reported price of $27.26 per share. These shares are time-based restricted stock units granted in 2026.
The restricted stock will vest in four equal annual installments beginning on February 8, 2027. After this grant, Hladio beneficially owns 17,344.2313 shares of Associated Banc-Corp common stock, held directly.
Associated Banc-Corp President & CEO Andrew J. Harmening reported an award of 32,327 shares of common stock on February 1, 2026, coded as an acquisition. The shares are structured as time-based restricted stock units granted in 2026.
These TRSUs will vest in four equal annual installments beginning on February 8, 2027, tying value to continued service. Following this grant, Harmening beneficially owns 358,353.01 shares of Associated Banc-Corp common stock directly.
Associated Banc-Corp director Michael J. Haddad reported acquiring 4,585 shares of common stock on February 1, 2026 at $27.26 per share. After this grant, he directly holds 8,640.957 common shares and indirectly holds 5,750 shares through a trust with voting rights.
He also holds 67,431.309 phantom stock units tied to Associated Banc-Corp common stock. These stock units are fully vested and remain in the Director's Deferred Compensation Plan, with distribution based on the insider's elections on file. The restricted stock units from this grant vest on the first anniversary of the February 1, 2026 grant date.
Associated Banc-Corp director Judith P. Greffin reported an award of 4,585 shares of common stock on February 1, 2026 at a value of $27.26 per share. After this grant, she directly holds 17,431 common shares.
The award represents restricted stock units that will fully vest on the first anniversary of the February 1, 2026 grant and are payable in common shares unless she elected to defer delivery until separation. She also holds 46,662.003 phantom stock units, which are fully vested and will be distributed after separation in line with her existing distribution election.
Associated Banc-Corp director R. Jay Gerken received 4,585 shares of common stock on February 1, 2026 at $27.26 per share, bringing his directly held common stock to 44,794 shares. These shares relate to restricted stock units that will fully vest on the first anniversary of the grant.
Gerken also holds 46,662 phantom stock units, which are fully vested and track the value of Associated Banc-Corp common stock. These phantom units will remain in his stock plan account and be distributed after separation according to his existing distribution election.
Associated Banc-Corp executive Randall J. Erickson received a grant of restricted stock. On February 1, 2026, the Executive Vice President was awarded 4,612 shares of Associated Banc-Corp common stock at a reference price of $27.26 per share.
These shares are time-based restricted stock units that will vest in four equal annual installments beginning on February 8, 2027. Following this grant, Erickson beneficially owns 159,839 shares of Associated Banc-Corp common stock held directly.
Associated Banc-Corp Executive Vice President Dennis DeLoye received an equity grant of company stock. On February 1, 2026, he was awarded 2,193 shares of Associated Banc-Corp common stock at a price of $27.26 per share, increasing his directly held stake to 22,028.3 shares.
The award consists of time-based restricted stock units granted in 2026 that will vest in four equal annual installments starting on February 8, 2027, linking a portion of his compensation to the company’s long-term performance and continued service.
A holder of ASB common stock filed a notice of proposed sale under Rule 144. The filing covers a planned sale of 2,325 shares of common stock through Fidelity Brokerage Services LLC on the NYSE around February 3, 2026, with an aggregate market value of $65,204.63. These shares were acquired on February 1, 2026 through restricted stock vesting as compensation from the issuer. By signing, the seller represents they are not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.
Associated Banc-Corp Executive Vice President Bryan Carson received an equity award of 3,128 shares of common stock on February 1, 2026 at a price of $27.26 per share. These shares are time-based restricted stock units that will vest in four equal annual installments beginning on February 8, 2027.
After this grant, Carson beneficially owned 32,789.2431 shares of Associated Banc-Corp common stock in direct form. This filing reflects routine equity compensation that ties part of his pay to the company’s long-term stock performance through gradual vesting.
Associated Banc-Corp Executive Vice President Matthew R. Braeger received an award of 1,484 shares of common stock on February 1, 2026, as time-based restricted stock units. The grant is valued at $27.26 per share and will vest in four equal annual installments beginning on February 8, 2027.
After this grant, Braeger beneficially owns 14,830.0966 shares of Associated Banc-Corp common stock directly, plus 779.5 shares held indirectly through a 401(k) plan.