Welcome to our dedicated page for Associated Banc SEC filings (Ticker: ASB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Associated Banc-Corp SEC filings document the disclosures of a bank holding company with common stock listed on the NYSE and a capital structure that includes preferred stock series and subordinated debt. Its recent 8-K filings report earnings releases, investor presentations, Regulation FD information, material events, capital-structure matters and updates tied to operating and financial results.
Associated’s proxy materials cover shareholder voting matters, board governance, executive compensation and annual meeting disclosures. The filing record also includes material-agreement, risk-factor and governance disclosures relevant to a regulated banking organization that provides lending, deposit, wealth, specialty finance and community banking services through its banking subsidiary.
ASSOCIATED BANC-CORP director Michael J. Haddad reported small equity-related transactions in company stock. On March 16, 2026, he had an "other" transaction involving 39.585 shares of common stock at $24.5909 per share, with a footnote stating the shares were purchased through reinvested dividends in his brokerage account.
On the same date, he also acquired 44 shares of common stock at $24.5900 per share as a grant or award linked to dividend equivalent units that vest on the first anniversary of the related restricted stock units. Following these transactions, he held 8,724.542 shares directly and an additional 5,750 shares indirectly through a trust with voting rights.
Greffin Judith P reported acquisition or exercise transactions in this Form 4 filing.
ASSOCIATED BANC-CORP director Judith P. Greffin reported routine equity compensation rather than an open‑market trade. She was granted 44 shares and 123 shares of common stock on the same date at $24.5900 per share, increasing her direct holdings to 17,598 shares.
The filing notes these awards relate to dividend equivalent units tied to restricted stock units. Some units vest on the first anniversary of the related restricted stock unit grant and are payable solely in common shares, while fully vested dividend equivalents are payable in shares after she ceases serving as a director.
ASSOCIATED BANC-CORP director R. Jay Gerken received stock-based compensation rather than making open-market trades. On March 16, 2026, he acquired 44 shares and 340 shares of common stock at $24.59 per share through awards classified as grants or other acquisitions, not purchases.
These awards include dividend equivalent units tied to existing restricted stock units, which vest and are payable solely in shares of common stock under the company’s plans. After these transactions, Gerken directly holds 45,178 shares of Associated Banc-Corp common stock.
Associated Banc-Corp has issued its 2026 definitive proxy statement for a fully virtual annual meeting on April 28, 2026, asking shareholders to elect 10 directors, approve on an advisory basis named executive officer pay, and ratify KPMG LLP as auditor for 2026.
The company highlights record 2025 net income available to common equity of $463 million, total loan growth of 4.7%, total commercial and industrial loan growth of 11.6%, total deposit growth of 2.6%, core customer deposit growth of 3.5%, and net interest income growth of 14.7% with a 25-basis-point net interest margin expansion versus 2024.
Executive pay remains heavily performance-based: the CEO’s 2025 target direct compensation of $5.6 million is 80% variable, and other named executives average 64% at-risk. The 2025 annual incentive plan funded at 128% of target based on net income after tax, revenue before long-term credit charge, and operating leverage. The proxy also details robust stock ownership guidelines, an anti-hedging policy, an independent majority board with a separate chair and CEO, and an announced acquisition of American National Corporation intended to support strategic growth.
Associated Banc-Corp announced it has received all required regulatory approvals to complete its previously announced acquisition of American National Corporation and its banking subsidiary, American National Bank. Approvals came from the Office of the Comptroller of the Currency and the Federal Reserve.
The merger is expected to close on April 1, 2026, subject to customary closing conditions, with system and branch conversion planned for the third quarter of 2026. Associated, which has total assets of $45 billion, gains entry into the Omaha market and strengthens its presence in the Twin Cities.
American National has total assets of over $5 billion and operates 33 full-service offices across Nebraska, Iowa and Minnesota. The companies highlight a complementary partnership and ongoing integration planning, while noting typical transaction risks, including integration challenges and dilution from Associated’s issuance of additional shares in connection with the merger.
ASSOCIATED BANC-CORP Chief Information Officer Terry Lynn Williams received a stock award of 12,002 common shares, then had 3,841 shares withheld for taxes. The award represents vested Performance Shares from a 2023 long-term incentive plan that cliff-vested in 2026. The tax withholding was done by delivering shares rather than paying cash, which is a standard mechanism for covering tax obligations on equity compensation. After these transactions, Williams directly holds 23,852.6934 common shares, indicating this was primarily a routine compensation-related event rather than an open-market trade.
ASSOCIATED BANC-CORP Executive Vice President John A. Utz reported routine equity compensation activity in company stock. On March 9, 2026, he acquired 18,380 shares of common stock at $25.08 per share as vested Performance Shares from a 2023 long‑term incentive award that cliff‑vested in 2026. To cover related tax withholding obligations from this vesting, 8,639 shares were withheld, also at $25.08 per share, rather than sold on the open market. After these transactions, he directly holds 122,485.0565 shares, and indirectly holds 15,624.53 shares through a 401(k) plan.
ASSOCIATED BANC-CORP EVP and CFO Derek S. Meyer received multiple stock-based awards of common stock on March 9, 2026, all recorded at $25.08 per share. The awards reflect vested performance shares from a 2023 long-term incentive plan, including amounts the executive elected to defer.
A portion of the vested shares, totaling 4,320, was withheld to cover tax obligations rather than sold in the market. After these compensation-related grants, deferrals, and tax withholdings, Meyer holds 71,484.379 shares of common stock directly.
ASSOCIATED BANC-CORP Executive Vice President Nicole M. Kitowski reported equity compensation activity in company stock. On March 9, 2026, she acquired 11,477 shares of common stock at $25.08 per share as a vested long-term incentive performance share award granted in 2023 and subject to 3-year cliff vesting in 2026.
On the same date, 5,395 shares were disposed of to cover tax withholding obligations tied to this vesting, also at $25.08 per share, rather than through an open-market sale. After these transactions, she directly held 52,854.2557 common shares and indirectly held 3,216.8700 shares through a 401(k) plan.