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Associated Banc Corp SEC Filings

ASB NYSE

Welcome to our dedicated page for Associated Banc SEC filings (Ticker: ASB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

This page provides access to U.S. Securities and Exchange Commission filings for Associated Banc-Corp (NYSE: ASB), a Wisconsin-incorporated bank holding company and the largest bank holding company based in Wisconsin. As a registrant with Commission File Number 001-31343, Associated Banc-Corp files periodic and current reports that describe its financial condition, operations and material corporate events.

Investors can review Form 8-K current reports in which the company discloses quarterly earnings announcements, investor presentations and significant agreements. Recent 8-K filings include items reporting results of operations and financial condition, as well as the entry into an Agreement and Plan of Merger with American National Corporation. That merger agreement outlines the planned combination of American National with Associated Banc-Corp and the subsequent merger of American National Bank into Associated Bank, National Association, subject to regulatory approvals and customary closing conditions.

In addition to 8-Ks, Associated Banc-Corp files annual reports on Form 10-K and quarterly reports on Form 10-Q, which provide more detailed information on its commercial banking activities, segment reporting, risk management and capital position. These filings also discuss regulatory matters and risk factors relevant to the company’s operations as a bank holding company.

Users of this page can also monitor disclosures related to preferred stock, subordinated notes and other securities referenced in the company’s filings. Where available on the platform, AI-powered tools can help summarize lengthy documents such as 10-K and 10-Q reports, highlight key sections, and surface important items from 8-K filings, allowing readers to focus on the most material information without reading every page.

For those interested in tracking regulatory developments, capital actions, merger progress and other material events affecting ASB, the SEC filings listed here offer an official record of Associated Banc-Corp’s disclosures to regulators and investors.

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Gale E. Klappa, a director of Associated Banc-Corp (ticker: ASBA), reported two acquisitions of common stock on 09/15/2025 related to dividend-equivalent units tied to restricted stock units. The filings show 45 shares acquired at $25.92 per share, bringing beneficial ownership to 25,651 shares, and 180 shares acquired at $25.92 per share, bringing beneficial ownership to 25,831 shares. The report was signed by an attorney-in-fact on 09/17/2025. The filing explains these units vest or are payable in shares under the company’s restricted stock arrangements.

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Associated Banc-Corp director Eileen A. Kamerick reported insider acquisitions on 09/15/2025. The filings show two non-derivative transactions: 45 shares acquired at $25.92 and 372 shares acquired at $25.92, both described as dividend equivalent units payable in common stock upon vesting. After these transactions the reported beneficial ownership totals are listed as 50,485 and 50,857 shares respectively. The form is signed by an attorney-in-fact and notes that fully vested dividend equivalents are payable in shares following cessation of board service.

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Associated Banc-Corp insider filing: The Form 4 reports that director Rodney Jones-Tyson (via attorney-in-fact) acquired 45 shares of Associated Banc-Corp common stock on 09/15/2025 at a price of $25.92 per share. After the transaction he beneficially owns 9,192 shares. The filing notes that the grant includes dividend equivalent units that vest on the first anniversary of the related restricted stock units and are payable in shares when vested. The form is signed by an attorney-in-fact on 09/17/2025.

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Robert A. Jeffe, a director of Associated Banc‑Corp (ASBA), reported acquiring dividend equivalent units tied to restricted stock units that convert to common stock. On 09/15/2025 he received 45 and 372 dividend equivalent units at an indicated per‑share value of $25.92, which are payable solely in shares upon vesting. The reported transactions increased his direct beneficial ownership to 47,903 shares following the grants.

The filing clarifies that one set of dividend equivalents vests on the first anniversary of the related restricted stock units and another represents fully vested dividend equivalents payable in shares after he ceases serving as a director. The form is signed by an attorney‑in‑fact for the reporting person.

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Michael J. Haddad, a director of Associated Banc-Corp (ticker shown as ASB), reported purchases of Common Stock on 09/15/2025. The filing shows 34.95 shares acquired via dividend reinvestment at a price of $26.2269 and 45 shares recorded as dividend equivalent units payable in shares at $25.92, bringing his direct beneficial ownership to 9,138.287 shares. He also holds 5,750 shares indirectly through a trust with voting rights. The Form 4 was signed by an attorney-in-fact on 09/17/2025. These entries reflect routine insider activity from dividend reinvestment and restricted stock unit-related dividend equivalents rather than open-market purchases or sales.

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Judith P. Greffin, a director of Associated Banc-Corp (ASB), reported two non-derivative acquisitions on 09/15/2025. The Form 4 shows purchases of 45 shares and 110 shares of common stock at $25.92 per share, resulting in beneficial ownership totals reported as 17,743 and 17,853 shares after each transaction. The filing includes explanations that the transactions relate to dividend equivalent units tied to restricted stock units, which are payable solely in shares upon vesting or termination as described. The Form 4 was signed by an attorney-in-fact on 09/17/2025.

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R. Jay Gerken, a director of Associated Banc-Corp (ticker shown as ASB), reported two non-derivative acquisitions on 09/15/2025. The filings show receipt of 45 common shares at a price of $25.92 and receipt of 303 common shares at $25.92, for a total of 348 shares recorded as dividend equivalent units. The reported beneficial ownership following the transactions is shown as 44,717 shares after the first entry and 45,020 shares after the second entry. The form explains these were dividend equivalent units tied to restricted stock units: one set vests on the first anniversary of the RSU grant and pays in shares upon vesting, and another reflects fully vested dividend equivalents payable in shares following cessation of directorship. The form is signed on behalf of Mr. Gerken by an attorney-in-fact.

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This Form 144 notice reports a proposed sale of 3,342 common shares of Associated Banc-Corp (ASB) with an aggregate market value of $87,727.50 to be sold on or about 09/11/2025 on the NYSE. The filer acquired the reported shares as stock awards between 2016 and 2022, with individual award lots shown and payment recorded as compensation. No sales by the filer in the past three months are reported and the filer certifies no undisclosed material adverse information.

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Matthew R. Braeger, Executive Vice President and director of Associated Banc-Corp (ASB), reported a sale of 2,000 shares of Common Stock on 09/09/2025 at a reported price of $26.34 per share. After the sale he beneficially owned 13,346.0966 shares directly and an additional 766.69 shares indirectly through a 401(k) plan. The Form 4 was signed by an attorney-in-fact on 09/10/2025.

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Form 144 notice for Associated Banc-Corp (ASB): An individual intends to sell 2,000 common shares through Fidelity Brokerage Services on the NYSE with an aggregate market value of $52,680.00. The filing lists the securities as previously acquired through restricted stock vesting in 2021 and 2022 (819, 721, and 460 shares respectively) and shows 165,848,030 shares outstanding for the issuer. The proposed approximate sale date is 09/09/2025. The filer certifies no undisclosed material adverse information and that no sales were reported in the past three months.

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FAQ

What is the current stock price of Associated Banc (ASB)?

The current stock price of Associated Banc (ASB) is $27.26 as of January 30, 2026.

What is the market cap of Associated Banc (ASB)?

The market cap of Associated Banc (ASB) is approximately 4.5B.
Associated Banc Corp

NYSE:ASB

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3.67%
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