Welcome to our dedicated page for Associated Banc SEC filings (Ticker: ASB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Associated Banc-Corp SEC filings document the disclosures of a bank holding company with common stock listed on the NYSE and a capital structure that includes preferred stock series and subordinated debt. Its recent 8-K filings report earnings releases, investor presentations, Regulation FD information, material events, capital-structure matters and updates tied to operating and financial results.
Associated’s proxy materials cover shareholder voting matters, board governance, executive compensation and annual meeting disclosures. The filing record also includes material-agreement, risk-factor and governance disclosures relevant to a regulated banking organization that provides lending, deposit, wealth, specialty finance and community banking services through its banking subsidiary.
ASSOCIATED BANC-CORP executive Steven S. Zandpour reported an employee stock purchase. On April 15, 2026, he completed an "other" transaction involving 87.8238 shares of common stock at $27.4930 per share, made through the issuer's Employee Stock Purchase Plan. Following this plan purchase, he holds 18,300.8452 common shares directly.
ASSOCIATED BANC-CORP Chief Information Officer Terry Lynn Williams made a small routine share purchase through the company’s Employee Stock Purchase Plan. The transaction involved 83.3885 shares of common stock at a price of $27.4930 per share. Following this plan-based purchase, Williams directly holds 24,028.0877 shares of Associated Banc-Corp common stock, indicating that the transaction is minor relative to her overall position and appears to be a standard employee ownership activity rather than a significant directional trade.
ASSOCIATED BANC-CORP Executive Vice President John A. Utz increased his ownership through the company’s employee stock plan. On April 15, 2026, he acquired 49.0139 shares of common stock at $27.4930 per share under the Employee Stock Purchase Plan.
Following this transaction, Utz holds 123,107.1494 shares directly. He also has 15,758.9500 shares held indirectly through a 401(k) Plan, reflecting additional retirement-plan exposure to Associated Banc-Corp stock.
ASSOCIATED BANC-CORP executive Julio Manso increased his stake through an employee plan. On this Form 4, the EVP and CHRO acquired 22.5057 shares of common stock at $27.493 per share via the issuer’s Employee Stock Purchase Plan and now directly holds 16,158.9149 shares. This is a small, routine, compensation-related purchase rather than an open-market trade.
ASSOCIATED BANC-CORP Executive Vice President Nicole M. Kitowski increased her holdings through the company’s Employee Stock Purchase Plan. On the transaction date, she acquired 27.4746 shares of common stock at a price of $27.493 per share under this plan.
Following the transaction, Kitowski directly holds 52,912.0441 shares of common stock. She also has an additional 3,244.5500 shares held indirectly through a 401(k) Plan, reflecting retirement-related ownership separate from her direct position.
ASSOCIATED BANC-CORP executive Jayne C. Hladio reported a small share purchase through an employee plan. On April 15, 2026, she acquired 14.0807 shares of common stock at $27.4930 per share under the company’s Employee Stock Purchase Plan.
Following this transaction, Hladio directly holds a total of 16,593.7645 shares of Associated Banc-Corp common stock. The filing reflects a routine, compensation-related purchase rather than an open-market trade.
Associated Banc-Corp reports that Dianne S. Lozier and the ANC Stock Holding Trust jointly beneficially own 11,830,042 shares of Common Stock, representing 6.28% of the outstanding shares as of April 1, 2026. The filing states Ms. Lozier is trustee of the Trust and holds shared voting and dispositive power over these shares.
Kotouc family entities disclosed a 5.65% stake in Associated Banc-Corp following its merger with American National Corporation. They beneficially own 10,648,000 shares of common stock out of 188,429,093 shares outstanding as of April 1, 2026. The stake was received as stock consideration in the merger, using an exchange ratio of 36.250 Associated shares for each American National voting or non-voting share. The investors state they hold the shares for investment, but may buy more or sell in the future, subject to a Transfer, Voting and Registration Rights Agreement with the company that includes lock-up restrictions and board-recommendation voting commitments.
Kotouc Wende L reported acquisition or exercise transactions in this Form 4 filing.
ASSOCIATED BANC-CORP director Wende L. Kotouc received an equity grant as part of board compensation. The filing shows an award of 3,582 shares of common stock at a reference value of $26.17 per share, structured as a Restricted Stock Unit grant.
The RSU award represents the 2026 equity portion of compensation for serving as a director and will become fully vested on February 1, 2027. It is payable solely in shares of common stock upon vesting and is not eligible for deferral. After this grant, Kotouc holds 1,776,714 shares directly, plus additional indirect holdings attributed to a child and spouse.
ASSOCIATED BANC-CORP director Wende L. Kotouc reports initial share ownership following a merger with American National Corporation. The filing shows direct ownership of 1,773,132 shares of common stock and indirect ownership of 8,321,731 shares held by a spouse and 616 shares held by a child.
According to the merger agreement, each share of American National common stock converted into the right to receive 36.250 shares of Associated Banc-Corp common stock, with cash paid instead of any fractional share. This Form 3 simply records the equity stake created by that share conversion.