Welcome to our dedicated page for Associated Banc SEC filings (Ticker: ASB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Associated Banc-Corp SEC filings document the disclosures of a bank holding company with common stock listed on the NYSE and a capital structure that includes preferred stock series and subordinated debt. Its recent 8-K filings report earnings releases, investor presentations, Regulation FD information, material events, capital-structure matters and updates tied to operating and financial results.
Associated’s proxy materials cover shareholder voting matters, board governance, executive compensation and annual meeting disclosures. The filing record also includes material-agreement, risk-factor and governance disclosures relevant to a regulated banking organization that provides lending, deposit, wealth, specialty finance and community banking services through its banking subsidiary.
Associated Banc-Corp completed its acquisition of American National Corporation on April 1, 2026 under a previously signed Agreement and Plan of Merger. American National merged into Associated, and American National Bank merged into Associated Bank, N.A., with both Associated entities surviving.
Shares of American National common stock outstanding immediately before the merger were converted into the right to receive an aggregate 22,975,382 shares of Associated common stock as consideration in an issuance exempt from Securities Act registration. The companies expect American National systems, branches and customers to be converted to Associated in the third quarter of 2026, after which branches will be rebranded as Associated Bank locations.
Following closing, Associated expanded its board from 13 to 14 directors and appointed Wende Kotouc, former Executive Co‑Chairperson and CEO of American National Bank, as a non‑employee director. In a separate consulting agreement tied to the merger, John F. Kotouc will provide services to Associated for two years for an annual retainer of $400,000.
Associated Banc-Corp ownership disclosure amended: The Vanguard Group reports 0 shares beneficially owned of Common Stock, representing 0% of the class, following an internal realignment. The filing states certain Vanguard subsidiaries now report holdings separately per SEC Release No. 34-39538.
ASSOCIATED BANC-CORP executive Julio Manso reported two small, routine equity transactions in company stock. On March 16, 2026, he recorded 6.2520 shares acquired through a dividend reinvestment transaction and 16.5543 shares purchased within the company’s Employee Stock Purchase Plan. After these transactions, one line in the report shows direct ownership of 16,130.1572 shares of common stock, indicating that these moves are minor compared with his overall holdings and reflect ongoing participation in company share programs rather than open-market trading.
ASSOCIATED BANC-CORP executive Steven S. Zandpour increased his holdings through the company’s employee stock purchase plan. On March 16, he acquired 96.8994 shares of common stock at $24.9180 per share under the plan. Following this routine compensation-related transaction, he directly owns 18,213.0214 common shares.
ASSOCIATED BANC-CORP Chief Information Officer Terry Lynn Williams reported a small share increase through an employee program. On March 16, 2026, Williams acquired 92.0058 shares of common stock at $24.918 per share under the company’s Employee Stock Purchase Plan, bringing direct holdings to 23,944.6992 shares.
ASSOCIATED BANC-CORP executive Nicole M. Kitowski increased her shareholdings through the company’s employee stock plan. On March 16, 2026, she acquired 30.3138 shares of common stock at $24.9180 per share through the Issuer's Employee Stock Purchase Plan, a routine, plan-based transaction rather than an open-market trade.
After this transaction, she directly owns 52,884.5695 shares of common stock. She also has indirect ownership of 3,216.8700 shares held in a 401(k) Plan, reflecting retirement-related holdings separate from her direct position.
ASSOCIATED BANC-CORP executive Jayne C. Hladio increased her holdings through the company’s Employee Stock Purchase Plan. On March 16, 2026, she acquired 15.5358 shares of common stock at $24.918 per share under the plan, bringing her direct ownership to 16,579.6838 shares.
ASSOCIATED BANC-CORP President & CEO Andrew J. Harmening reported an internal share adjustment tied to dividend reinvestment. On this Form 4, 2,574.552 shares of common stock were credited at an average price of $24.5909 per share through a dividend reinvestment transaction.
Following this activity, Harmening now holds 393,938.562 shares of Associated Banc-Corp common stock directly. The filing reflects a routine, non-market transaction rather than an open-market purchase or sale.
ASSOCIATED BANC-CORP Executive Vice President John A. Utz reported routine equity-related transactions in company stock. On March 16, 2026, he acquired common shares through compensation and benefit arrangements, including purchases within the Employee Stock Purchase Plan and dividend equivalent units credited under a deferred compensation plan.
Following these transactions, Utz directly holds 123,058.1355 shares of common stock and has an additional 15,624.53 shares held indirectly through a 401(k) Plan. These are compensation and retirement-plan driven entries rather than open-market trading activity.
ASSOCIATED BANC-CORP executive vice president Gregory Warsek reported an acquisition of common stock through a compensation-related grant. He received 42 shares of common stock at a reference price of $24.59 per share. Following this grant, he holds 17,055 shares directly and 28,100.34 shares indirectly through a 401(k) plan. A footnote explains that dividend equivalent units earned on vested shares have been deferred into the Executive's Deferred Compensation Plan and will be distributed according to his existing distribution elections.