Form 3 Filed for ASST Director Benjamin Werkman — No Securities Held

Rhea-AI Filing Summary

Benjamin Werkman, identified as a director of Strive, Inc. (ASST), submitted an initial Form 3 reporting that he does not beneficially own any securities of the issuer. The filing indicates it is an initial ownership statement under Section 16 and includes a power of attorney exhibit. The form was signed by an attorney-in-fact on behalf of the reporting person, and no non-derivative or derivative securities are listed on the statement.

Positive

• Compliance filing completed under Section 16 with an Exhibit 24 power of attorney, indicating procedural adherence
• No securities beneficially owned reported, clarifying the director has no current reportable equity position

Negative

• None.

Insights

Corporate Governance Expert

TL;DR: Initial Section 16 filing shows no ownership, indicating the director currently holds no reportable equity stake.

The Form 3 here is routine: a director has filed an initial beneficial ownership statement and reports zero holdings. From a governance perspective, this clarifies that the director does not currently have an equity position that would create potential conflicts of interest or require future Section 16 reporting for currently held shares. The presence of Exhibit 24 (power of attorney) and attorney-in-fact signature indicates procedural compliance with filing mechanics.

Securities Analyst

TL;DR: Filing is informational and neutral for investors; no ownership means no immediate insider trading signals.

For market analysis, a Form 3 with no securities reported is a neutral data point: it neither signals insider accumulation nor sells. Investors expecting insider alignment via share ownership should note the absence of holdings, which may influence assessments of insider incentives. This filing does not include transactions, derivative positions, or other disclosures that would have material market impact.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Werkman Benjamin

(Last) (First) (Middle)

C/O STRIVE, INC.

200 CRESCENT COURT SUITE 1400

(Street)

DALLAS TX 75201

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/12/2025

3. Issuer Name and Ticker or Trading Symbol
Strive, Inc. [ ASST ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit List - Exhibit 24 - Power of Attorney

No securities are beneficially owned.

	/s/ Brian Logan Beirne, attorney-in-fact for Benjamin Werkman	09/22/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 3 filed for Strive, Inc. (ASST) report?

The Form 3 reports that Benjamin Werkman, a director, does not beneficially own any securities of Strive, Inc.

Does the filing list any stock options or derivative securities for Benjamin Werkman?

No. The filing lists no non-derivative or derivative securities beneficially owned by the reporting person.

Is there an attorney or power of attorney mentioned in the Form 3 for ASST?

Yes. The filing includes Exhibit 24 (Power of Attorney) and was signed by an attorney-in-fact on behalf of the reporting person.

Does this Form 3 indicate any insider transactions for ASST?

No. The Form 3 is an initial ownership statement and contains no transactions or holdings to report.

Who is the reporting person named on the Form 3 for ASST?

The reporting person is Benjamin Werkman, identified in the filing as a director of Strive, Inc.